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Authors: Nick Bostrom

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Box 9 Strange solutions from blind search
 

Even simple evolutionary search processes sometimes produce highly unexpected results, solutions that satisfy a formal user-defined criterion in a very different way than the user expected or intended.

The field of evolvable hardware offers many illustrations of this phenomenon. In this field, an evolutionary algorithm searches the space of hardware designs, testing the fitness of each design by instantiating it physically on a rapidly reconfigurable array or motherboard. The evolved designs often show remarkable economy. For instance, one search discovered a frequency discrimination circuit that functioned without a clock—a component normally considered necessary for this function. The researchers estimated that the evolved circuit was between one and two orders of magnitude smaller than what a human engineer would have required for the task. The circuit exploited the physical properties of its components in unorthodox ways; some active, necessary components were not even connected to the input or output pins! These components instead participated via what would normally be considered nuisance side effects, such as electromagnetic coupling or power-supply loading.

Another search process, tasked with creating an oscillator, was deprived of a seemingly even more indispensible component, the capacitor. When the algorithm presented its successful solution, the researchers examined it and at first concluded that it “should not work.” Upon more careful examination, they discovered that the algorithm had, MacGyver-like, reconfigured its sensor-less motherboard into a makeshift radio receiver, using the printed circuit board tracks as an aerial to pick up signals generated by personal computers that happened to be situated nearby in the laboratory. The circuit amplified this signal to produce the desired oscillating output.
16

In other experiments, evolutionary algorithms designed circuits that sensed whether the motherboard was being monitored with an oscilloscope or whether a soldering iron was connected to the lab’s common power supply. These examples illustrate how an open-ended search process can repurpose the materials accessible to it in order to devise completely unexpected sensory capabilities, by means that conventional human design-thinking is poorly equipped to exploit or even account for in retrospect.

The tendency for evolutionary search to “cheat” or find counterintuitive ways of achieving a given end is on display in nature too, though it is perhaps less obvious to us there because of our already being somewhat familiar with the look and feel of biology, and thus being prone to regarding the actual outcomes of natural evolutionary processes as normal—even if we would not have expected them
ex ante
. But it is possible to set up experiments in artificial selection where one can see the evolutionary process in action outside its familiar context. In such experiments, researchers can create conditions that rarely obtain in nature, and observe the results.

For example, prior to the 1960s, it was apparently quite common for biologists to maintain that predator populations restrict their own breeding in order to avoid falling into a Malthusian trap.
17
Although individual selection would work against such restraint, it was sometimes thought that group selection would overcome individual incentives to exploit opportunities for reproduction and favor traits that would benefit the group or population at large. Theoretical analysis and simulation studies later showed that while group selection is possible in principle, it can overcome strong individual selection only under very stringent conditions that may rarely apply in nature.
18
But such conditions can be created in the laboratory. When flour beetles (
Tribolium castaneum
) were bred for reduced population size, by applying strong group selection, evolution did indeed lead to smaller populations.
19
However, the means by which this was accomplished included not only the “benign” adaptations of reduced fecundity and extended developmental time that a human naively anthropomorphizing evolutionary search might have expected, but also an increase in cannibalism.
20

 

Instead of allowing agent-like purposive behavior to emerge spontaneously and haphazardly from the implementation of powerful search processes (including processes searching for internal work plans and processes directly searching for solutions meeting some user-specified criterion), it may be better to create agents on purpose. Endowing a superintelligence with an explicitly agent-like structure can be a way of increasing predictability and transparency. A well-designed system, built such that there is a clean separation between its values and its beliefs, would let us predict something about the outcomes it would tend to produce. Even if we could not foresee exactly which beliefs the system would acquire or which situations it would find itself in, there would be a known place where we could inspect its final values and thus the criteria that it will use in selecting its future actions and in evaluating any potential plan.

Comparison
 

It may be useful to summarize the features of the different system castes we have discussed (
Table 11
).

Table 11
Features of different system castes

 

 

Oracle

A question-answering system

• Boxing methods fully applicable

Variations
: Domain-limited oracles (e.g. mathematics); output-restricted oracles (e.g. only yes/no/undecided answers, or probabilities); oracles that refuse to answer questions if they predict the consequences of answering would meet pre-specified “disaster criteria”; multiple oracles for peer review

• Domesticity fully applicable

• Reduced need for AI to understand human intentions and interests (compared to genies and sovereigns)

• Use of yes/no questions can obviate need for a metric of the “usefulness” or “informativeness” of answers

• Source of great power (might give operator a decisive strategic advantage)

• Limited protection against foolish use by operator

• Untrustworthy oracles could be used to provide answers that are hard to find but easy to verify

• Weak verification of answers may be possible through the use of multiple oracles

Genie

A command-executing system

• Boxing methods partially applicable (for spatially limited genies)

 

Variations
: Genies using different “extrapolation distances” or degrees of following the spirit rather than letter of the command; domain-limited genies; genies-with-preview; genies that refuse to obey commands if they predict the consequences of obeying would meet pre-specified “disaster criteria”

• Domesticity partially applicable

• Genie could offer a preview of salient aspects of expected outcomes

• Genie could implement change in stages, with opportunity for review at each stage

• Source of great power (might give operator a decisive strategic advantage)

• Limited protection against foolish use by operator

• Greater need for AI to understand human interests and intentions (compared to oracles)

Sovereign

A system designed for open-ended autonomous operation

• Boxing methods inapplicable

• Most other capability control methods also inapplicable (except, possibly, social integration or anthropic capture)

 

Variations
: Many possible motivation systems; possibility of using preview and “sponsor ratification” (to be discussed in
Chapter 13
)

• Domesticity mostly inapplicable

• Great need for AI to understand true human interests and intentions

• Necessity of getting it right on the first try (though, to a possibly lesser extent, this is true for all castes)

• Potentially a source of great power for sponsor, including decisive strategic advantage

• Once activated, not vulnerable to hijacking by operator, and might be designed with some protection against foolish use

• Can be used to implement “veil of ignorance” outcomes (cf.
Chapter 13
)

Tool

A system not designed to exhibit goal-directed behavior

• Boxing methods may be applicable, depending on the implementation

• Powerful search processes would likely be involved in the development and operation of a machine superintelligence

• Powerful search to find a solution meeting some formal criterion can produce solutions that meet the criterion in an unintended and dangerous way

• Powerful search might involve secondary, internal search and planning processes that might find dangerous ways of executing the primary search process

Further research would be needed to determine which type of system would be safest. The answer might depend on the conditions under which the AI would be deployed. The oracle caste is obviously attractive from a safety standpoint, since it would allow both capability control methods and motivation selection methods to be applied. It might thus seem to simply dominate the sovereign caste, which would only allow motivation selection methods (except in scenarios in which the world is believed to contain other powerful superintelligences, in which case social integration or anthropic capture might apply). However, an oracle could place a lot of power into the hands of its operator, who might be corrupted or might apply the power unwisely, whereas a sovereign would offer some protection against these hazards. The safety ranking is therefore not so easily determined.

A genie can be viewed as a compromise between an oracle and a sovereign—but not necessarily a good compromise. In many ways, it would share the disadvantages of both. The apparent safety of a tool-AI, meanwhile, may be illusory. In order for tools to be versatile enough to substitute for superintelligent agents, they may need to deploy extremely powerful internal search and planning processes. Agent-like behaviors may arise from such processes as an unplanned consequence. In that case, it would be better to design the system to be an agent in the first place, so that the programmers can more easily see what criteria will end up determining the system’s output.

CHAPTER 11
Multipolar scenarios
 

We have seen (particularly in
Chapter 8
) how menacing a unipolar outcome could be, one in which a single superintelligence obtains a decisive strategic advantage and uses it to establish a singleton. In this chapter, we examine what would happen in a multipolar outcome, a post-transition society with multiple competing superintelligent agencies. Our interest in this class of scenarios is twofold. First, as alluded to in
Chapter 9
, social integration might be thought to offer a solution to the control problem. We already noted some limitations with that approach, and this chapter paints a fuller picture. Second, even without anybody setting out to create a multipolar condition as a way of handling the control problem, such an outcome might occur anyway. So what might such an outcome look like? The resulting competitive society is not necessarily attractive, nor long-lasting.

In singleton scenarios, what happens post-transition depends almost entirely on the values of the singleton. The outcome could thus be very good or very bad, depending on what those values are. What the values are depends, in turn, on whether the control problem was solved, and—to the degree to which it was solved—on the goals of the project that created the singleton.

If one is interested in the outcome of singleton scenarios, therefore, one really only has three sources of information: information about matters that cannot be affected by the actions of the singleton (such as the laws of physics); information about convergent instrumental values; and information that enables one to predict or speculate about what final values the singleton will have.

In multipolar scenarios, an additional set of constraints comes into play, constraints having to do with how agents interact. The social dynamics emerging from such interactions can be studied using techniques from game theory, economics, and evolution theory. Elements of political science and sociology are also relevant insofar as they can be distilled and abstracted from some of the more contingent features of human experience. Although it would be unrealistic to expect these constraints to give us a precise picture of the post-transition world,
they can help us identify some salient possibilities and challenge some unfounded assumptions.

We will begin by exploring an economic scenario characterized by a low level of regulation, strong protection of property rights, and a moderately rapid introduction of inexpensive digital minds.
1
This type of model is most closely associated with the American economist Robin Hanson, who has done pioneering work on the subject. Later in this chapter, we will look at some evolutionary considerations and examine the prospects of an initially multipolar post-transition world subsequently coalescing into a singleton.

Of horses and men
 

General machine intelligence could serve as a substitute for human intelligence. Not only could digital minds perform the intellectual work now done by humans, but, once equipped with good actuators or robotic bodies, machines could also substitute for human physical labor. Suppose that machine workers—which can be quickly reproduced—become both cheaper and more capable than human workers in virtually all jobs. What happens then?

Wages and unemployment
 

With cheaply copyable labor, market wages fall. The only place where humans would remain competitive may be where customers have a basic preference for work done by humans. Today, goods that have been handcrafted or produced by indigenous people sometimes command a price premium. Future consumers might similarly prefer human-made goods and human athletes, human artists, human lovers, and human leaders to functionally indistinguishable or superior artificial counterparts. It is unclear, however, just how widespread such preferences would be. If machine-made alternatives were sufficiently superior, perhaps they would be more highly prized.

One parameter that might be relevant to consumer choice is the inner life of the worker providing a service or product. A concert audience, for instance, might like to know that the performer is consciously experiencing the music and the venue. Absent phenomenal experience, the musician could be regarded as merely a high-powered jukebox, albeit one capable of creating the three-dimensional appearance of a performer interacting naturally with the crowd. Machines might then be designed to instantiate the same kinds of mental states that would be present in a human performing the same task. Even with perfect replication of subjective experiences, however, some people might simply prefer organic work. Such preferences could also have ideological or religious roots. Just as many Muslims and Jews shun food prepared in ways they classify as
haram
or
treif
, so there might be groups in the future that eschew products whose manufacture involved unsanctioned use of machine intelligence.

What hinges on this? To the extent that cheap machine labor can substitute for human labor, human jobs may disappear. Fears about automation and job loss are of course not new. Concerns about technological unemployment have surfaced periodically, at least since the Industrial Revolution; and quite a few professions have in fact gone the way of the English weavers and textile artisans who in the early nineteenth century united under the banner of the folkloric “General Ludd” to fight against the introduction of mechanized looms. Nevertheless, although machinery and technology have been substitutes for many particular types of human labor, physical technology has on the whole been a complement to labor. Average human wages around the world have been on a long-term upward trend, in large part because of such complementarities. Yet what starts out as a complement to labor can at a later stage become a substitute for labor. Horses were initially complemented by carriages and ploughs, which greatly increased the horse’s productivity. Later, horses were substituted for by automobiles and tractors. These later innovations reduced the demand for equine labor and led to a population collapse. Could a similar fate befall the human species?

The parallel to the story of the horse can be drawn out further if we ask why it is that there are still horses around. One reason is that there are still a few niches in which horses have functional advantages; for example, police work. But the main reason is that humans happen to have peculiar preferences for the services that horses can provide, including recreational horseback riding and racing. These preferences can be compared to the preferences we hypothesized some humans might have in the future, that certain goods and services be made by human hand. Although suggestive, this analogy is, however, inexact, since there is still no complete functional substitute for horses. If there were inexpensive mechanical devices that ran on hay and had exactly the same shape, feel, smell, and behavior as biological horses—perhaps even the same conscious experiences—then demand for biological horses would probably decline further.

With a sufficient reduction in the demand for human labor, wages would fall below the human subsistence level. The potential downside for human workers is therefore extreme: not merely wage cuts, demotions, or the need for retraining, but starvation and death. When horses became obsolete as a source of moveable power, many were sold off to meatpackers to be processed into dog food, bone meal, leather, and glue. These animals had no alternative employment through which to earn their keep. In the United States, there were about 26 million horses in 1915. By the early 1950s, 2 million remained.
2

Capital and welfare
 

One difference between humans and horses is that humans own capital. A stylized empirical fact is that the total factor share of capital has for a long time remained steady at approximately 30% (though with significant short-term fluctuations).
3
This means that 30% of total global income is received as rent by owners of capital, the remaining 70% being received as wages by workers. If we classify AI as capital,
then with the invention of machine intelligence that can fully substitute for human work, wages would fall to the marginal cost of such machine-substitutes, which—under the assumption that the machines are very efficient—would be very low, far below human subsistence-level income. The income share received by labor would then dwindle to practically nil. But this implies that the factor share of capital would become nearly 100% of total world product. Since world GDP would soar following an intelligence explosion (because of massive amounts of new labor-substituting machines but also because of technological advances achieved by superintelligence, and, later, acquisition of vast amounts of new land through space colonization), it follows that the total income from capital would increase enormously. If humans remain the owners of this capital, the total income received by the human population would grow astronomically, despite the fact that in this scenario humans would no longer receive any wage income.

The human species as a whole could thus become rich beyond the dreams of Avarice. How would this income be distributed? To a first approximation, capital income would be proportional to the amount of capital owned. Given the astronomical amplification effect, even a tiny bit of pre-transition wealth would balloon into a vast post-transition fortune. However, in the contemporary world, many people have no wealth. This includes not only individuals who live in poverty but also some people who earn a good income or who have high human capital but have negative net worth. For example, in affluent Denmark and Sweden 30% of the population report negative wealth—often young, middle-class people with few tangible assets and credit card debt or student loans.
4
Even if savings could earn extremely high interest, there would need to be some seed grain, some starting capital, in order for the compounding to begin.
5

Nevertheless, even individuals who have no private wealth at the start of the transition could become extremely rich. Those who participate in a pension scheme, for instance, whether public or private, should be in a good position, provided the scheme is at least partially funded.
6
Have-nots could also become rich through the philanthropy of those who see their net worth skyrocket: because of the astronomical size of the bonanza, even a very small fraction donated as alms would be a very large sum in absolute terms.

It is also possible that riches could still be made through work, even at a post-transition stage when machines are functionally superior to humans in all domains (as well as cheaper than even subsistence-level human labor). As noted earlier, this could happen if there are niches in which human labor is preferred for aesthetic, ideological, ethical, religious, or other non-pragmatic reasons. In a scenario in which the wealth of human capital-holders increases dramatically, demand for such labor could increase correspondingly. Newly minted trillionaires or quadrillionaires could afford to pay a hefty premium for having some of their goods and services supplied by an organic “fair-trade” labor force. The history of horses again offers a parallel. After falling to 2 million in the early 1950s, the US horse population has undergone a robust recovery: a recent census puts the number at just under 10 million head.
7
The rise is not due to new functional needs
for horses in agriculture or transportation; rather, economic growth has enabled more Americans to indulge a fancy for equestrian recreation.

Another relevant difference between humans and horses, beside capital-ownership, is that humans are capable of political mobilization. A human-run government could use the taxation power of the state to redistribute private profits, or raise revenue by selling appreciated state-owned assets, such as public land, and use the proceeds to pension off its constituents. Again, because of the explosive economic growth during and immediately after the transition, there would be vastly more wealth sloshing around, making it relatively easy to fill the cups of all unemployed citizens. It should be feasible even for a single country to provide every human worldwide with a generous living wage at no greater proportional cost than what many countries currently spend on foreign aid.
8

The Malthusian principle in a historical perspective
 

So far we have assumed a constant human population. This may be a reasonable assumption for short timescales, since biology limits the rate of human reproduction. Over longer timescales, however, the assumption is not necessarily reasonable.

The human population has increased a thousandfold over the past 9,000 years.
9
The increase would have been much faster except for the fact that throughout most of history and prehistory, the human population was bumping up against the limits of the world economy. An approximately Malthusian condition prevailed, in which most people received subsistence-level incomes that just barely allowed them to survive and raise an average of two children to maturity.
10
There were temporary and local reprieves: plagues, climate fluctuations, or warfare intermittently culled the population and freed up land, enabling survivors to improve their nutritional intake—and to bring up more children, until the ranks were replenished and the Malthusian condition reinstituted. Also, thanks to social inequality, a thin elite stratum could enjoy consistently above-subsistence income (at the expense of somewhat lowering the total size of the population that could be sustained). A sad and dissonant thought: that in this Malthusian condition, the normal state of affairs during most of our tenure on this planet, it was droughts, pestilence, massacres, and inequality—in common estimation the worst foes of human welfare—that may have been the greatest humanitarians: they alone enabling the average level of well-being to occasionally bop up slightly above that of life at the very margin of subsistence.

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