Alexander Hamilton (45 page)

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Authors: Ron Chernow

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In theory, the convention had a mandate only to revise the Articles of Confederation. Any delegates who took this circumscribed mission at face value were soon rudely disabused. On May 30, Edmund Randolph presented a plan, formulated chiefly by Madison, that sought to scuttle the articles altogether and create a strong central government. This “Virginia Plan” made a clean break with the past and contained the basic design of the future U.S. government. It provided for a bicameral legislature, with both houses based on proportional representation. (As the most populous state, Virginia had a vested interest in this approach.) It concentrated extra power in the executive branch by calling for a one-person executive (i.e., a president) with a seven-year term, rather than the council favored by radicals. To heighten the separation of powers, it envisioned a national judiciary, crowned by a supreme tribunal. The Virginia Plan left little doubt that while the states would retain some sovereignty, they would be subservient to the federal government.

After Randolph’s presentation, Hamilton confronted delegates with the core question of whether the new government should muddle on as a confederation or form a true nation. They should debate “whether the United States were susceptible to one government” or whether each state needed “a separate existence connected only by leagues.”
46
Hamilton saw the vital importance of the national government possessing ultimate sovereignty. The positive reaction to his statement revealed that the delegates were ready to embark on vigorous reform, and the convention agreed overwhelmingly that “a national government ought to be established consisting of a supreme legislative, executive and judiciary.”
47
Robert Yates at once exposed the irreparable split in the New York delegation by voting against Hamilton’s motion. Had John Lansing, Jr., arrived by this time, he would surely have done likewise.

For many delegates, a separation of federal powers was one thing, a sharp diminution of state power quite another. Small states trembled at the thought of a bicameral legislature with both houses chosen by proportional representation. On June 15, William Paterson of New Jersey furnished the convention with a notably divergent vision. Instead of razing the old structure to erect a brand-new government, Paterson wanted to “correct” the Articles of Confederation and retain basic state sovereignty; instead of two houses of Congress, the New Jersey Plan envisioned one chamber, with each state casting one vote. It also retained the voluntary system of “requisitions” that had hobbled the country’s finances. In place of a president, the plan contemplated an executive council that could be removed by a majority of the state governors. For obvious reasons, many large states gravitated toward the Virginia Plan, while smaller states coalesced around the New Jersey Plan.

Though a delegate from the fifth largest state, John Lansing expressed warm admiration for the New Jersey Plan, since it “sustains the sovereignty of the respective states.” He chided the Virginia Plan: “The states willl never sacrifice their essential rights to a national government.”
48
So visceral was Lansing’s revulsion against Madison’s plan that he said that if New York had suspected a new national government would be contemplated, it would never have sent delegates to Philadelphia. Lansing’s speech confirmed Hamilton’s minority status in his delegation, reducing his influence on the convention floor.

For those who knew Hamilton, his generally passive behavior during the first three weeks was mystifying. He had never been known to hug the sidelines. As the convention split over the Virginia and New Jersey plans, Hamilton stayed conspicuously aloof from both camps. Robert Yates noted on June 15, “Col. Hamilton cannot say he is in sentiment with either plan.”
49
Madison recorded Hamilton as saying that he had been self-effacing partly because he did not wish to dissent from those “whose superior abilities, age, and experience rendered him unwilling to bring forward ideas dissimilar to theirs” and partly owing to the split in his delegation.
50

It was predictable that when the wordy Hamilton broke silence, he would do so at epic length. Faced with a deadlock between large and small states, he decided to broach a more radical plan. On Monday morning, June 18, the thirty-two-year-old prodigy rose first on the convention floor and in the stifling, poorly ventilated room he spoke and spoke and spoke. Before the day was through, he had given a six-hour speech (no break for lunch) that was brilliant, courageous, and, in retrospect, completely daft. He admitted to the assembly that he would adumbrate a plan that did not reflect popular opinion. “My situation is disagreeable,” he admitted, “but it would be criminal not to come forward on a question of such magnitude.”
51
He said people were tiring in their enthusiasm for “democracy,” by which he meant direct representation or even mob rule, as opposed to public opinion filtered through educated representatives. “And what even is the Virginia Plan,” he asked, “but democracy checked by democracy, or pork with a little change of the sauce?”
52
Of all the founders, Hamilton probably had the gravest doubts about the wisdom of the masses and wanted elected leaders who would guide them. This was the great paradox of his career: his optimistic view of America’s potential coexisted with an essentially pessimistic view of human nature. His faith in Americans never quite matched his faith in America itself.

It was typical of Hamilton’s egotism, expansive imagination, and supernormal intellect that he refused to settle for refinements on somebody else’s plan. His mind had minted an entire program for a new government, not just scattered aspects of it. In future years, he reminded critics that the deliberations had been kept secret precisely so that delegates could provoke debate and voice controversial ideas without fear of reprisals. Instead, his speech acquired diabolical status in the rumor mills of the early republic, providing gloating opponents with damning proof of his supposed political apostasy.

Though we have no written transcript of the speech, the sometimes conflicting notes left by Hamilton, Madison, Yates, Lansing, and Rufus King agree in most essentials. Ever since his September 1780 letter to James Duane, Hamilton had toyed with creating a new hybrid form of government that would have the continuity of a monarchy combined with the liberties of a republic, guarding against both anarchy and tyranny. He now suggested a president and Senate that would be elected but would then serve for life on “good behavior.” Hamilton’s chief executive differed from a hereditary monarch because he would be elected and, if he misbehaved, subject to recall. “It will be objected probably that such an executive will be an
elective monarch
and will give birth to the tumults which characterize that form of gov[ernmen]t,” Madison scribbled as Hamilton declaimed. “He w[oul]d reply that
monarch
is an indefinite term. It marks not either the degree or duration of power.”
53
It scarcely helped Hamilton’s historical reputation that in his personal notes he observed of this monarch, “He ought to be hereditary and to have so much power that it will not be his interest to risk much to acquire more.”
54
Hamilton edited this from his talk, however, and never openly advocated a hereditary monarchy, as evidenced by Madison’s reference to an “
elective monarch.
” And nowhere else in Hamilton’s vast body of work does he support a hereditary executive. Even here, in his most extreme statement, he called for a chief executive subject to ultimate legislative control. However atrociously misguided the idea was, it fell short of proposing a real monarchy, in which a king has permanent, autonomous, hereditary powers that supersede those of all other branches of government.

While Hamilton’s Senate would be chosen for life by electors, his House of Representatives, by contrast, was exceedingly democratic, chosen directly by universal male suffrage every three years. Thus, the aristocratic element would be represented by the Senate, the common folk by the House. As prosperity widened income differentials in future years, Hamilton feared that the Senate and House might try to impose their wills on each other: “Give all power to the many, they will oppress the few. Give all power to the few, they will oppress the many.”
55
The system needed an impartial arbiter to transcend class warfare and regional interests, and here Hamilton muddied the waters by using the dreaded word
monarch:
“This check is a monarch....There ought to be a principle in government capable of resisting the popular current.”
56
Fearing aristocrats as well as commoners, Hamilton wanted to restrain abusive majorities
and
minorities. “Demagogues are not always
inconsiderable
persons,” he responded to one Madison speech. “Patricians were frequently demagogues.”
57
To curb further abuse, Hamilton recommended a Supreme Court that would consist of twelve judges holding lifetime offices on good behavior. In this manner, each branch would maintain a salutary distance from popular passions. The House of Representatives would be the striking exception. Hamilton concluded, “The principle chiefly intended to be established is this—that there must be a permanent
will.

58

No less inflammatory to some listeners was Hamilton’s assessment of the former mother country. “In his private opinion,” Madison recorded, “he had no scruple in declaring... that the British Gov[ernmen]t was the best in the world and that he doubted much whether anything short of it would do in America.”
59
For future conspiracy theorists, this admission clinched the case: Hamilton was a dangerous traitor, ready to sell America back into bondage to Britain. In fact, admiration for the British political system was still widespread. At one point, Pierce Butler of South Carolina remarked that the delegates were “constantly running away with the idea of the excellence of the British parliament and with or without reason copying from them.”
60
But Hamilton’s detractors were to interpret his view as one of uniquely servile adoration for the British system, with a desire to import it to America.

When he finished, Hamilton received a polite smattering of applause. Perhaps the delegates were glad to escape the heat and head for their lodgings. Gouverneur Morris extolled Hamilton’s speech as “the most able and impressive he had ever heard.”
61
William Samuel Johnson of Connecticut said that Hamilton’s speech “has been praised by everybody [but]...supported by none.”
62
Years later, John Quincy Adams lauded the plan as one “of great ability” and even better in theory than the one adopted, however misplaced in an American setting.
63

How had Hamilton blundered into this speech? That Hamilton had an abiding fear of mob rule did not distinguish him from most delegates. What did distinguish him was that his fears had triumphed so completely over his hopes. He was so busy clamping checks and balances on potentially fickle citizens that he did not stop to consider the potential of the electorate. Hamilton often seemed a man suspended between two worlds. He never supported a nobility, hereditary titles, or the other trappings of aristocracy. He never again uttered a kind word for monarchy. Still, he wondered whether republican government could withstand popular frenzy and instill the deep respect for law and authority that obtained in monarchical systems and that would safeguard liberties. Too often, his political vision harked back to a past in which well-bred elites made decisions for less-educated citizens. This contradicted the advanced economic thinking expressed in his vision of a fluid, meritocratic elite, open to talented outsiders such as himself.

Incorrigibly honest, Hamilton must have felt duty bound to provide an alternative to the Virginia and New Jersey plans, which he thought certain to fail. He must have believed that, if no consensus was reached, his speech would be dusted off and its merits belatedly better appreciated. Until then, he would rely on the secrecy of the proceedings. Hamilton wasn’t the only delegate who offered harebrained ideas. At one point, Hugh Williamson of North Carolina claimed that it was “pretty certain that we should at some time or other have a king.”
64
Four states even voted for Hamilton’s proposal of a president serving “during good behavior,” most notably the Virginia delegation that included James Madison, George Mason, and Edmund Randolph. When later taunted by the Jeffersonians, Hamilton was pleased to remind them that Madison, too, had favored such a president. If he was a monarchist, so was Madison. Madison also insisted upon giving the federal government a veto over state laws “as the King of Great Britain heretofore had.”
65
Benjamin Franklin wanted a unicameral legislature and an executive council in lieu of a president. He also opposed a presidential veto on legislation, thinking it would lead to executive corruption “till it ends in monarchy.”
66
John Dickinson wanted state legislatures to have the power to impeach the president. Elbridge Gerry wanted a three-man “presidency,” with each member representing a different section of America. Though not a delegate, John Adams thought hereditary rule inevitable and prophesied, “Our ship must ultimately land on that shore.”
67

For the great majority of delegates, Hamilton’s speech was just a daylong respite from the fierce infighting at hand. The next morning, nobody even took time to refute Hamilton. Madison feared that Hamilton’s speech would alienate small states at a critical moment. In fact, Madison’s Virginia Plan may have profited from Hamilton’s speech because it now seemed moderate by comparison. (Some scholars have argued that this was the true intent of Hamilton’s speech.) When Madison rose to speak, he made no reference to Hamilton’s oratory and consigned it to temporary oblivion. Instead, he mercilessly dissected the New Jersey Plan.

Though Hamilton’s plan was doomed, its effects were to linger long after the delegates had dispersed. Till the end of his days, opponents dredged up the speech, as if it embodied the
real
Hamilton, the
secret
Hamilton, as if he had blurted out the truth in a moment of weakness. In fact, nobody fought harder or more effectively for the new Constitution than Hamilton, who never wavered in his resolution to support it. The June 18 speech was to prove one of three flagrant errors in his career. In each case, he was brave, detailed, and forthright on a controversial subject, as if laboring under some compulsion to express his inmost thoughts. Each time, he was spectacularly wrongheaded and indiscreet, yet convinced he was right. Only one thing was certain: this verbose, headstrong, loose-tongued man made poor material for the conspirator conjured up by his enemies.

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