Then there were the Japanese war criminals I encountered who committed some of the most appalling atrocities in modern history. In China, Japanese soldiers split open the stomachs of pregnant women and bayoneted the fetuses; they tied up local farmers and used them for target practice; they tortured thousands of innocent people in ways that rival the Gestapo at its worst; and they were pursuing deadly medical experiments long before Dr. Mengele and Auschwitz.
These were the people who were supposed to be “inscrutable.” Upon examination, however, they turned out to be nothing of the kind. The Japanese soldiers had grown up in an intensely militaristic society, had been subjected to military training of the most brutal kind, had been told since they were children to worship their emperor (who was also their commander-in-chief), and lived in a culture that historically elevated the all-toohuman desire to conform into a quasi-religion. All this was encapsulated by one veteran who told me that when he had been asked to take part in the gang rape of a Chinese woman he saw it less as a sexual act and more as a sign of final acceptance by the group, many of whom had previously bullied him mercilessly. Like the Soviet secret policemen I met, these Japanese veterans attempted to justify their actions almost exclusively with reference to an external sourceâthe regime itself.
Something different appears in the minds of many Nazi war criminals and is encapsulated in this book by the interview with Hans Friedrich who admits that, as a member of an SS unit in the East, he personally shot Jews. Even today, with the Nazi regime long defeated, Friedrich is not sorry for what he did. The easy course for him would be to hide behind the “acting under orders” or “I was brainwashed by propaganda” excuses, but such is the strength of his own internal conviction that he makes no excuses. At the time, he personally believed it was right to shoot Jews and he gives every appearance of still believing it today. It is a loathsome, despicable positionâbut, nonetheless, an intriguing one.
The contemporary evidence shows that Friedrich also is not unique. At Auschwitz, for example, there is not one case in the records of an SS man
being prosecuted for refusing to take part in the killings, while there is plenty of material showing that the real discipline problem in the campâfrom the point of view of the SS leadershipâwas theft. The ordinary members of the SS thus appear to have agreed with the Nazi leadership that it was right to kill the Jews, but disagreed with Himmler's policy of not letting them individually profit from the crime. And the penalties for an SS man caught stealing could be draconianâalmost certainly worse than for simply refusing to take an active part in the killing.
Thus, the conclusion I reachedânot just from interviews but also from subsequent archival research
4
and discussions with academic researchersâwas that there was a greater likelihood that individuals who committed crimes within the Nazi system would take personal responsibility for their actions, than there was that war criminals who served Stalin or Hirohito would take such responsibility. Of course, that is a generalization, and there will be individuals within each regime who do not conform to that type. And all these regimes certainly had much in commonânot least a reliance on intense ideological propaganda imposed from above. But as a generalization it appears to hold, and is all the more curious given the rigid training of the SS and the popular stereotype of German soldiers as automatons. As we shall see, this tendency for individual Nazis who committed crimes to feel more personally in control contributed to the development of both Auschwitz and the “Final Solution.”
It is worth trying to understand why so many of the former Nazis I have met over the last fifteen years appear to find an internal justification for their crimes (“I thought it was the right thing to do”) rather than an external one (“I was ordered to do it”). One obvious explanation is that the Nazis carefully built upon pre-existing convictions. Anti-Semitism existed in Germany long before Adolf Hitler, and plenty of other people blamed the Jewsâfalselyâfor Germany's defeat in World War I. In fact, the whole of the Nazis' initial political program in the early 1920s was virtually indistinguishable from those of countless other nationalistic right-wing parties. Hitler brought no originality of political thoughtâwhat he brought was originality of leadership. And when the Depression gripped Germany in the early 1930s, millions of Germans voluntarily turned to the Nazis for a solution to the country's ills. No one in the elections of 1932 was forced at
gunpoint to vote for the Nazis, and the Nazis went on to gain power within the existing law.
Another clear reason why the belief system among so many Nazis was internalized was the work of Dr. Josef Goebbels, who was perhaps the most effective propagandist of the twentieth century.
5
In popular myth he is often dismissed as a crude polemicist, infamous for
Der ewige Jude
(
The Eternal Jew
) film in which shots of Jews are intercut with pictures of rats. But, in reality, the vast majority of his work was much more sophisticated and much more insidious. It was Hitler who was more keen on obvious hate-filled films like
Der ewige Jude
; Goebbels disliked that rudimentary approach, preferring the much more subtle
Jud Süss
, a drama in which a beautiful Aryan girl is raped by a Jew. Goebbels' own audience research (a science he was obsessed with) revealed that he was right; cinemagoers much preferred to see propaganda films where, as he put it, “they cannot see the art in it.”
Goebbels believed that it was always preferable to reinforce the existing prejudice of the audience rather than to try to change someone's mind. On those occasions when it was necessary to attempt to alter the views of the German people, his technique was to move “like a convoyâalways at the speed of the slowest vessel”
6
and constantly to reiterate, in subtly different ways, the message he wanted the audience to receive. And in doing so he rarely tried to tell the viewers anythingâhe showed images and told stories that led ordinary Germans to reach the conclusion he wanted, while leaving them thinking that they had worked it out for themselves.
During the 1930s, Hitlerâto Goebbels' approvalâdid not often try to impose policies on the majority of the population against its wishes. This was a radical regime, of course, but one that preferred the consent of the majority and, to a large extent, relied upon individual initiative coming from below to generate the dynamism it so desired. All of which meant that, when it came to the persecution of the Jews, the Nazis progressed gingerly.
Central though the hatred of the Jews was to Hitler, it was not a policy he overtly pushed in the elections of the early 1930s. He did not hide his anti-Semitism, but he and the Nazis consciously emphasized other policies, like their desire to “right the wrongs” of the Versailles treaty, get the unemployed back to work, and restore a sense of national pride. In the immediate aftermath of Hitler becoming Chancellor, there was an outpouring of
violence against the German Jews, orchestrated to a large extent by Nazi storm troopers. There was also a boycott of Jewish businesses (supported by Goebbels, an ardent anti-Semite), but this only lasted for one day.
The Nazi leaders were concerned about public opinion both at home and abroadâin particular they didn't want their anti-Semitism to make Germany a pariah state. Two more anti-Semitic upsurgesâone in 1936 with the advent of the Nuremberg Laws withdrawing citizenship from German Jews, and the second in 1938 with the burning of synagogues and the imprisonment of tens of thousands of Jews at the time of Kristallnachtâmarked the other significant pre-war moments in the Nazi persecution of the Jews. But, overall, the pace of Nazi anti-Semitic policy was gradual, and many Jews tried to stick out life in Hitler's Germany during the 1930s. Nazi propaganda against the Jews (with the exception of fringe fanatics like Julius Streicher and his outrageous anti-Semitic rag
Der Stürmer
) proceeded at Goebbels' speed of the slowest vessel in the convoy, with neither of the overtly anti-Semitic films,
Der ewige Jude
or
Jud Süss
, shown until after the war had begun.
This notion that the Nazis proceeded incrementally against the Jews goes against the understandable desire to point to a single moment when one crucial decision was made for the “Final Solution” and the gas chambers of Auschwitz. But this history is not so easily resolved. The decisions that led to the sophistication of a killing technique that delivered families to their deaths by a railway link which stopped only meters from the crematoria, took years to evolve. The Nazi regime was one that practised what one historian famously called “cumulative radicalization,”
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whereby each decision often led to a crisis which led to a still more radical decision.
The most obvious example of how events could spiral into catastrophe was the food crisis in the Åódź ghetto in the summer of 1941âa situation that led one Nazi functionary to ask whether the most “humane solution might not be to finish off those of the Jews who are not fit for work by means of some quick-working device.”
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Thus, the idea of extermination is offered up out of “humanity.” It should be remembered, of course, that it was the policies of the Nazi leadership that had created the food crisis in the Åödź ghetto in the first place.
This does not mean that Hitler was not to blame for the crimeâhe undoubtedly
wasâbut he was responsible in a more sinister way than simply calling his subordinates together on one particular day and forcing the decision upon them. All of the leading Nazis knew that their Führer prized one quality in policy making above all othersâradicalism. Hitler once said that he wanted his generals to be like “dogs straining on a leash” (and in this they most often failed him). His love of radicalism, plus his technique of encouraging massive competition within the Nazi leadership by often appointing two people to do more or less the same job, meant that there was intense dynamism in the political and administrative systemâplus intense inherent instability. Everyone knew how much Hitler hated the Jews, everyone heard his 1939 speech in the Reichstag during which he predicted the “extermination” of the European Jews if they “caused” a world war, and so everyone in the Nazi leadership knew the type of policy towards the Jews to suggestâthe more radical the better.
Hitler was massively preoccupied with one task during World War II: trying to win it. He spent much less time on the Jewish question than on the intricacies of military strategy. His attitude to Jewish policy is likely to have been similar to the instructions he gave to the Gauleiters of Danzig, West Prussia, and the Warthegau when he told them he wanted their areas Germanized, and once they had accomplished the task he promised to ask them “no questions” about how it had been done.
In just such a manner it is not hard to imagine Hitler saying to Himmler in December 1941 that he wanted the Jews “exterminated” and that he would ask him “no questions” about how he had achieved the desired result. We cannot know for sure whether the conversation went this way, of course, because during the war Hitler was careful to use Himmler as a buffer between himself and the implementation of the “Final Solution.” Hitler knew the scale of the crime the Nazis were contemplating and he did not want any document linking him to it. But his fingerprints are everywhereâfrom his open rhetoric of hatred to the close correlation between Himmler's meetings with Hitler at his East Prussian headquarters and the subsequent radicalization of the persecution and murder of the Jews.
It is hard to convey the excitement that leading Nazis felt at serving a man who dared to dream in such epic terms. Hitler had dreamt of defeating France in weeksâthe very country in which the German army had
been stuck for years during World War Iâand he had succeeded. He had dreamt of conquering the Soviet Union, and in the summer and autumn of 1941 it looked almost certain that he would win. And he dreamt of exterminating the Jewsâwhich in some ways would prove to be the easiest task of all.
Hitler's ambitions were certainly on a grand scaleâbut they were all ultimately destructive, and the “Final Solution” was the most conceptually destructive of them all. It is of huge significance that, in 1940, two Nazisâwho would subsequently become leading figures in the development and implementation of the “Final Solution”âeach separately acknowledged that such mass murder would go against the “civilized” values to which even they aspired. Heinrich Himmler wrote that “physically exterminating a people” was “fundamentally un-German,” and Reinhard Heydrich recorded that “biological extermination is undignified for the German people as a civilized nation.”
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But, step by step, within the next eighteen months “physically exterminating a people” was just the policy they would be embracing.
Tracing how Hitler, Himmler, Heydrich, and other leading Nazis created both their “Final Solution” and Auschwitz offers us the chance to see in action a dynamic and radical decision-making process of great complexity. There was no blueprint for the crime imposed from above, nor one devised from below and simply acknowledged from the top. Individual Nazis were not coerced by crude threats to commit murders themselves. No, this was a collective enterprise owned by thousands of people, who each made the decision not just to take part but to contribute initiatives in order to solve the problem of how to kill human beings and dispose of their bodies on a scale never attempted before.
As we follow the journey upon which both the Nazis and those whom they persecuted embarked, we also gain a great deal of insight into the human conditionâand what we learn is mostly not good. In this history, suffering is almost never redemptive. Although there are, on very rare occasions, extraordinary people who act virtuously, for the most part this is a story of degradation. It is hard not to agree with the verdict of Else Baker, sent to Auschwitz as an eight-year-old child, that “the level of human depravity is unfathomable.” If there is a spark of hope, however, it is in the
power of the family as a sustaining force. Time and again heroic acts are committed by those sent to the camps, for the sake of a father, mother, brother, sister, or child.