If people had served regimes only by following their own prior ideological preferences, there would have been little collaboration. The majority of Nazi collaborators in the bloodlands had been educated in the Soviet Union. In the zone east of the Molotov-Ribbentrop line, where national independence yielded first to Soviet and only then to German rule, some people collaborated with the Germans because they had already collaborated with the Soviets. When Soviet occupation gave way to German occupation, people who had been Soviet militiamen became policemen in the service of the Germans. Local people who had collaborated with the Soviets in 1939-1941 knew that they could cleanse themselves in the eyes of the Nazis by killing Jews. Some Ukrainian nationalist partisans had earlier served both the Germans and the Soviets. In Belarus, simple
chance often determined which young men joined the Soviet partisans or the German police. Former Soviet soldiers, indoctrinated in communism, staffed the German death facilities. Holocaust perpetrators, indoctrinated in racism, joined the Soviet partisans.
Ideologies also tempt those who reject them. Ideology, when stripped by time or partisanship of its political and economic connections, becomes a moralizing form of explanation for mass killing, one that comfortably separates the people who explain from the people who kill. It is convenient to see the perpetrator just as someone who holds the wrong idea and is therefore different for that reason. It is reassuring to ignore the importance of economics and the complications of politics, factors that might in fact be common to historical perpetrators and those who later contemplate their actions. It is far more inviting, at least today in the West, to identify with the victims than to understand the historical setting that they shared with perpetrators and bystanders in the bloodlands. The identification with the victim affirms a radical separation from the perpetrator. The Treblinka guard who starts the engine or the NKVD officer who pulls the trigger is not me, he is the person who kills someone like myself. Yet it is unclear whether this identification with victims brings much knowledge, or whether this kind of alienation from the murderer is an ethical stance. It is not at all obvious that reducing history to morality plays makes anyone moral.
Unfortunately, claiming victim status does not itself bring sound ethical choices. Stalin and Hitler both claimed throughout their political careers to be victims. They persuaded millions of other people that they, too, were victims: of an international capitalist or Jewish conspiracy. During the German invasion of Poland, a German soldier believed that the death grimace of a Pole proved that Poles irrationally hated Germans. During the famine, a Ukrainian communist found himself beleaguered by the corpses of the starved at his doorstep. They both portrayed themselves as victims. No major war or act of mass killing in the twentieth century began without the aggressors or perpetrators first claiming innocence and victimhood. In the twenty-first century, we see a second wave of aggressive wars with victim claims, in which leaders not only present their peoples as victims but make explicit reference to the mass murders of the twentieth century. The human capacity for subjective victimhood is apparently limitless, and people who believe that they are victims can be motivated to perform
acts of great violence. The Austrian policeman shooting babies at Mahileu imagined what the Soviets would do to his children.
The victims were people; a true identification with them would involve grasping their lives rather than grasping at their deaths. By definition the victims are dead, and unable to defend themselves from the use that others make of their deaths. It is easy to sanctify policies or identities by the deaths of the victims. It is less appealing, but morally more urgent, to understand the actions of the perpetrators. The moral danger, after all, is never that one might become a victim but that one might be a perpetrator or a bystander. It is tempting to say that a Nazi murderer is beyond the pale of understanding. Outstanding politicians and intellectuals—for example, Edvard Beneš and Ilya Ehrenburg—yielded to this temptation during the war. The Czechoslovak president and the Soviet-Jewish writer were justifying revenge upon the Germans as such. People who called others subhuman were themselves subhuman. Yet to deny a human being his human character is to render ethics impossible.
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To yield to this temptation, to find other people to be inhuman, is to take a step toward, not away from, the Nazi position. To find other people incomprehensible is to abandon the search for understanding, and thus to abandon history.
To dismiss the Nazis or the Soviets as beyond human concern or historical understanding is to fall into their moral trap. The safer route is to realize that their motives for mass killing, however revolting to us, made sense to them. Heinrich Himmler said that it was good to see a hundred, or five hundred, or a thousand corpses lying side by side. What he meant was that to kill another person is a sacrifice of the purity of one’s own soul, and that making this sacrifice elevated the killer to a higher moral level. This was an expression of a certain kind of devotion. It was an instance, albeit an extreme one, of a Nazi value that is not entirely alien to us: the sacrifice of the individual in the name of the community. Hermann Göring said that his conscience was named Adolf Hitler. For Germans who accepted Hitler as their Leader, faith was very important. The object of their faith could hardly have been more poorly chosen, but their capacity for faith is undeniable. It was Gandhi who noted that evil depends upon good, in the sense that those who come together to commit evil deeds must be devoted one to the other and believe in their cause. Devotion and faith did not make the Germans good, but they do make them human. Like everyone else, they had access to ethical thinking, even if their own was dreadfully misguided.
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Stalinism, too, was a moral as well as a political system, in which innocent and guilty were psychic as well as legal categories, and moral thinking was ubiquitous. A young Ukrainian communist party activist who took food from the starving was sure that he was contributing to the triumph of socialism: “I believed because I wanted to believe.” His was a moral sensibility, if a mistaken one. When Margarete Buber-Neumann was in the Gulag, at Karaganda, a fellow prisoner told her that “you can’t make an omelet without breaking a few eggs.” Many Stalinists and their sympathizers explained the losses of the famines and the Great Terror as necessary to the construction of a just and secure Soviet state. The very scale of the death seemed to make the appeal of such a hope all the stronger.
Yet the romantic justification for mass murder, that present evil when properly described is future good, is simply wrong. Perhaps doing nothing at all would have been far better. Or perhaps a milder policy would better have achieved the desired ends. To believe that vast suffering must be associated with great progress is to accept a kind of hermetic masochism: the presence of pain is a sign of some immanent or emergent good. To advance this sort of reasoning oneself is hermetic sadism: if I caused pain, it was because there was a higher purpose, known to me. Because Stalin represented the politburo which represented the central committee which represented the party which represented the working class which represented history, he had a special claim to speak for what was historically necessary. Such a status allowed him to absolve himself of all responsibility, and to place the blame for his failings upon others.
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It cannot be denied that mass starvation brings political stability of a certain kind. The question must be: is that the sort of peace that is desired, or that should be desired? Mass murder does bind perpetrators to those who give them orders. Is that the right sort of political allegiance? Terror does consolidate a certain kind of regime. Is that kind of regime preferable? Killing civilians is in the interest of certain kinds of leaders. The question is not whether all this is historically true; the question is what is desirable. Are these leaders good leaders, and these regimes good regimes? If not, the question is: how can such policies be prevented?
Our contemporary culture of commemoration takes for granted that memory prevents murder. If people died in such large numbers, it is tempting to think, they must have died for something of transcendent value, which can be revealed,
developed, and preserved in the right sort of political remembrance. The transcendent then turns out to be the national. The millions of victims must have died so that the Soviet Union could win a Great Patriotic War, or America a good war. Europe had to learn its pacifist lesson, Poland had to have its legend of freedom, Ukraine had to have its heroes, Belarus had to prove its virtue, Jews had to fulfill a Zionist destiny. Yet all of these later rationalizations, though they convey important truths about national politics and national psychologies, have little to do with memory as such. The dead are remembered, but the dead do not remember. Someone else had the power, and someone else decided how they died. Later on, someone else still decides why. When meaning is drawn from killing, the risk is that more killing would bring more meaning.
Here, perhaps, is a purpose for history, somewhere between the record of death and its constant reinterpretation. Only a history of mass killing can unite the numbers and the memories. Without history, the memories become private, which today means national; and the numbers become public, which is to say an instrument in the international competition for martyrdom. Memory is mine and I have the right to do with it as I please; numbers are objective and you must accept my counts whether you like them or not. Such reasoning allows a nationalist to hug himself with one arm and strike his neighbor with the other. After the end of the Second World War, and then again after the end of communism, nationalists throughout the bloodlands (and beyond) have indulged in the quantitative exaggeration of victimhood, thereby claiming for themselves the mantle of innocence.
In the twenty-first century, Russian leaders associate their country with the more or less official numbers of Soviet victims of the Second World War: nine million military deaths, and fourteen to seventeen million civilian deaths. These figures are highly contested. Unlike most of the numbers presented in this book, they are demographic projections, rather than counts. But whether they are right or wrong, they are
Soviet
numbers, not Russian ones. Whatever the correct Soviet figures,
Russian
figures must be much, much lower. The high Soviet numbers include Ukraine, Belarus, and the Baltics. Particularly important are the lands that the Soviet Union occupied in 1939: eastern Poland, the Baltic States, northeastern Romania. People died there in horribly high proportions—and many of the victims were killed not by the German but by the Soviet invader. Most important of all for the high numbers are the Jews: not the Jews of Russia,
of whom only about sixty thousand died, but the Jews of Soviet Ukraine and Soviet Belarus (nearly a million) and those whose homeland was occupied by the Soviet Union before they were killed by the Germans (a further 1.6 million).
The Germans deliberately killed perhaps 3.2 million civilians and prisoners of war who were native to Soviet Russia: fewer
in absolute terms
than in Soviet Ukraine or in Poland, much smaller countries, each with about a fifth of Russia’s population. Higher figures for Russian civilian losses, sometimes offered, would (if accurate) permit two plausible interpretations. First, more Soviet soldiers died than Soviet statistics indicate, and these people (presented as civilians in the higher numbers) were in fact soldiers. Alternatively, these people (presented as war losses in the higher numbers) were not killed directly by the Germans but died from famine, deprivation, and
Soviet
repression during the war. The second alternative suggests the possibility that more Russians died prematurely during the war in the lands controlled by Stalin than in the lands controlled by Hitler. This is very possibly true, although the blame for many of the deaths is shared.
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Consider the Gulag. Most of the Soviet concentration camps were located in Soviet Russia, far beyond the zone occupied by the Germans. Some four million Soviet citizens were in the Gulag when Germany invaded the Soviet Union in June 1941. Soviet authorities sentenced more than 2.5 million of their citizens to the Gulag during the war. The NKVD was at work everywhere that the Germans did not reach, including besieged and starving Leningrad. Between 1941 and 1943, the deaths of some 516,841 Gulag inmates were registered, and the figure might have been higher. These hundreds of thousands of additional deaths would presumably not have happened had the Germans not invaded the Soviet Union: but those people would not have been so vulnerable had they not been in the Gulag. People who died in Soviet concentration camps cannot simply be counted as victims of Germany, even if Hitler’s war hastened their deaths.
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Other people, such as the inhabitants of Soviet Ukraine, suffered more under both Stalin and Hitler than did inhabitants of Soviet Russia. In the prewar Soviet Union, Russians were far less likely to be touched by Stalin’s Great Terror (though many of them were) than the small national minorities, and far less likely to be threatened by famine (though many were) than Ukrainians or Kazakhs. In Soviet Ukraine, the whole population was under German occupation
for much of the war, and death rates were far higher than in Soviet Russia. The lands of today’s Ukraine were at the center of both Stalinist and Nazi killing policies throughout the era of mass killing. Some 3.5 million people fell victim to Stalinist killing policies between 1933 and 1938, and then another 3.5 million to German killing policies between 1941 and 1944. Perhaps three million more inhabitants of Soviet Ukraine died in combat or as an indirect consequence of the war.
Even so, the independent Ukrainian state has sometimes displayed the politics of exaggeration. In Ukraine, which was a major site of both Stalin’s famine of 1932-1933 and the Holocaust in 1941-1944, the number of Ukrainians killed in the former has been exaggerated to exceed the total number of Jews killed in the latter. Between 2005 and 2009, Ukrainian historians connected to state institutions repeated the figure of ten million deaths in the famine, without any attempt at demonstration. In early 2010, the official estimation of starvation deaths fell discretely, to 3.94 million deaths. This laudable (and unusual) downward adjustment brought the official position close to the truth. (In a divided country, the succeeding president denied the specificity of the Ukrainian famine.)
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