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Authors: James Gleick

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Well, Dick, I see you have a Ph.D. Where did you study?

MIT and Princeton. Where did
you
study?

Yale and London. And what did you study, Dick?

Physics. And what did you study?

Medicine.

And
this
is medicine?

The story never included several plausible points. Feynman never pleaded that, having contributed three years of wartime service in the Manhattan Project, he ought to be exempt from a further contribution. Nor did he mention how destructive it would have been to his career as a theoretical physicist if he had been conscripted now, at the age of twenty-eight. He had to walk a narrow line. There was nothing amusing or stylish in the summer of 1946 about evading the draft. For most people, to be declared mentally deficient by one’s draft board was a more frightening possibility than army service—far more damaging to one’s civilian prospects. So the Selective Service established few safeguards against fakery in the psychiatric examination. It did not expect to see records of a previous history of mental illness, for example; in any case private psychiatric treatment was far more unusual than it became in the next generation. Examiners felt they could rely on a subject’s naïve self-description to answer their checklist questions. Feynman repeated his answers to a second psychiatrist. His ability to conjure the voice of Teller was recorded as
hypnagogic hallucinations
. It was noted that the subject had a
peculiar stare
. (“I think it was probably when I said, ‘And
this
is medicine?’”) He was rejected.

It occurred to him that the Selective Service would examine its own files and discover a series of official letters requesting deferment so that Feynman could conduct essential research in physics during the war. More recent letters stated that he was performing an important service educating future physicists at Cornell. Might someone conclude that he was deliberately trying to deceive the examiners? To protect himself, he wrote a letter, carefully phrased, stating for the record that he believed no weight should be given to the finding of psychiatric deficiency. The Selective Service replied with a new draft card: 4-F.

Around a Mental Block

Princeton was celebrating the bicentennial of its founding with a grand explosion of pomp that fall: parties, processions, and a series of formal conferences that drew scholars and dignitaries from long distances. Dirac had agreed to speak on elementary particles as part of a three-day session on the future of nuclear science. Feynman was invited to introduce his one-time hero and lead a discussion afterward.

He disliked Dirac’s paper, a restatement of the now-familiar difficulties with quantum electrodynamics. It struck him as backward-looking in its Hamiltonian energy-centered emphasis—a dead end. He made so many nervous jokes that Niels Bohr, who was due to speak later in the day, stood up and criticized him for his lack of seriousness. Feynman made a heartfelt remark about the unsettled state of the theory. “We need an intuitive leap at the mathematical formalism, such as we had in the Dirac electron theory,” he said. “We need a stroke of genius.”

As the day wore on—Robert Wilson speaking about the high-energy scattering of protons, E. O. Lawrence lecturing on his California accelerators—Feynman looked out the window and saw Dirac lolling on a patch of grass and gazing at the sky. He had a question that he had wanted to ask Dirac since before the war. He wandered out and sat down. A remark in a 1933 paper of Dirac’s had given Feynman a crucial clue toward his discovery of a quantum-mechanical version of the
action
in classical mechanics. “It is now easy to see what the quantum analogue of all this must be,” Dirac had written, but neither he nor anyone else had pursued this clue until Feynman discovered that the “analogue” was, in fact, exactly proportional. There was a rigorous and potentially useful mathematical bond. Now he asked Dirac whether the great man had known all along that the two quantities were proportional.

“Are they?” Dirac said. Feynman said yes, they were. After a silence he walked away.

Feynman’s reputation was traveling around the university circuit. Job offers floated his way. They seemed perversely inappropriate and did nothing to help his mood of frustration. Oppenheimer had invited him to California for the spring semester; now he turned the invitation down. Cornell promoted him to associate professor and raised his salary again. The chairman of the University of Pennsylvania’s physics department needed a new chief theorist. Here Bethe stepped in paternalistically: he had no intention of letting go of Feynman, and he was sensitive to his protégé’s mood. He thought it would be harmful for this suddenly unproductive twenty-eight-year-old to take on the psychological responsibility of a lead role in a university theory group. More than anything, he thought Feynman needed shelter. (He told the Pennsylvania administrator that Feynman was the second-best young physicist around: second to Schwinger.) For Feynman the most surprising—and oppressive—offer came from the Institute for Advanced Study, Einstein’s institute in Princeton, in the spring. Oppenheimer had now been named as the institute’s director, and he wanted Feynman. H. D. Smyth, Feynman’s old chairman at Princeton, wanted him, too, and the two institutions had sounded him out about a special joint appointment. His anxiety about failing to live up to such expectations was reaching a peak. He experimented with various tactics to break his mental block. For a while he got up every morning at 8:30 and tried to work. Looking in the mirror one morning as he shaved, he told himself the Princeton offer was absurd—he could not possibly accept, and furthermore he could not accept the responsibility for their impression of him. He had never claimed to be an Einstein, he told himself. It was their mistake. For a moment he felt lighter. Some of his guilt seemed to lift away.

His old friend Wilson had just arrived to direct the nuclear laboratory. Along with Bethe, he caught Feynman’s mood and invited him in for a talk. Don’t worry so much, he told Feynman. We are responsible. We hire professors; we take the risks; as long as they teach their classes satisfactorily they fulfill their part of the bargain. It made Feynman think wistfully about the days before
the future of science
had begun to seem like his mission—the days before physicists changed the universe and became the most potent political force within American science, before institutions with fast-expanding budgets began chasing nuclear physicists like Hollywood stars. He remembered when physics had been a game, when he could look at the graceful narrowing curve in three dimensions that water makes as it streams from a tap, and he could take the time to understand why.

A few days later he was eating in the student cafeteria when someone tossed a dinner plate into the air—a Cornell cafeteria plate with the university seal imprinted on one rim—and in the instant of its flight he experienced what he long afterward considered an epiphany. As the plate spun, it wobbled. Because of the insignia he could see that the spin and the wobble were not quite in synchrony. Yet just in that instant it seemed to him—or was it his physicist’s intuition?—that the two rotations were related. He had told himself he was going to
play
, so he tried to work the problem out on paper. It was surprisingly complicated, but he used a Lagrangian, least-action approach and found a two-to-one ratio in the relationship of wobble and spin. That was satisfyingly neat. Still, he wanted to understand the Newtonian forces directly, just as he had when he was a sophomore taking his first theory course and he provocatively refused to use the Lagrangian approach. He showed Bethe what he had discovered.

But what’s the importance of that? Bethe asked.

It doesn’t have any importance, he said. I don’t
care
whether a thing has importance. Isn’t it fun?

It’s fun, Bethe agreed. Feynman told him that was all he was going to do from now on—have fun.

Sustaining that mood took deliberate effort, for in truth he had given up none of his ambition. If he was floundering, so were far more distinguished theoretical physicists, committed to resolving the flaws in quantum mechanics. He had not forgotten his painful disagreement with Dirac that fall—his conviction that Dirac had turned squarely back toward the past and that an alternative approach must surely be possible. Early in 1947 Feynman let his friend Welton know how grand his plans had become. (Welton was now working at the permanent plant at Oak Ridge; many years later he would finish his career there, still affected by the peculiar disappointment that hobbled so many others who had crossed Feynman’s path at the wrong time.) Feynman said nothing about having fun. “I am engaged now in a general program of study—I want to understand (not just in a mathematical way) the ideas of all branches of theor. physics,” he wrote. “As you know I am now struggling with the Dirac Equ.” Despite what he told Bethe, he did make a connection between the axial wobble of a cafeteria plate and the abstract quantum-mechanical notion of spin that Dirac had so successfully incorporated in his electron.

Many years later Feynman and Dirac met one more time. They exchanged a few awkward words—a conversation so remarkable that a physicist within earshot immediately jotted down the Pinteresque dialogue he thought he heard drifting his way:

I am Feynman.
I am Dirac. (Silence.) It must be wonderful to be the discoverer of that equation.
That was a long time ago. (Pause.) What are you working on? Mesons.
Are you trying to discover an equation for them? It is very hard.
One must try.

More than anyone else, Dirac had made the mere discovery of an equation into a thing to be admired. To aficionados the Dirac equation never did quite lose its rabbit-out-of-a-hat quality. It was relativistic—it survived without strain the manipulations required to accommodate near-light velocities. And it made spin a natural property of the electron. Understanding spin meant understanding the deceptive unreality of some of physics’ new language. Spin was not yet as whimsical and abstract as some of the particle properties that followed it, properties called
color
and
flavor
in a half-witty, half-despairing acknowledgment of their unreality. It was still possible, barely, to understand spin literally: to view the electron as a little moon. But if the electron was also an infinitesimal point, it could hardly rotate in the classical fashion. And if the electron was also a smear of probabilities and a wave reverberating in a constraining chamber, how could these objects be said to
spin
? What sort of spin could come only in unit amounts or half-unit amounts (as quantum-mechanical spin did)? Physicists learned to think of spin not so much as a kind of rotation, but as a kind of symmetry, a way of stating mathematically that a system could undergo a certain rotation.

Spin was a problem for Feynman’s theory as he had left it in his Princeton thesis. The quantity of action in ordinary mechanics contained no such property. And his theory would be useless if he could not apply it to a spinning, relativistic electron—the Dirac electron. Among the obstacles blocking his path, this was one of the heaviest. No wonder his eye might have been drawn to things that spun—a cafeteria plate, for example, wobbling in a split-second trajectory. His next step was peculiar and characteristic. He reduced the problem to a skeleton, a universe with just one dimension (or two: one space and one time). This universe was merely a line, and in it a particle could take just one kind of path, back and forth, reversing direction like a crazed insect. Feynman’s goal was to begin with the method he had invented at Princeton—the summing of all possible paths a particle could take—and see whether he could derive, in this one-dimensional world, a one-dimensional Dirac equation. He jotted:

Feynman considered the path a particle would take in a one-dimensional universethat is, a particle restricted to moving back and forth on a line , always at the speed of light. He diagrammed the back-and-forth motion by visualizing the space dimension horizontally and the time dimension vertically: the passage of time is represented as motion upward on the page. In this toy model, he found that he could derive a central equation of quantum mechanics by adding the contributions made by all the possible paths a particle could take.

Geometry of Dirac Equ. 1 dimension

Prob = squ. of sum of contrib. each path

Paths zig zag at light velocity.

And he added something new—a diagram, purely schematic, for keeping track of the zigs and zags. The horizontal dimension represented his one spatial dimension, and the vertical dimension represented time. He successfully negotiated the details of this one-dimensional shadow theory. The spin of his particles implied a phase, like the phase of a wave, and he made some assumptions, only partly arbitrary, about what would happen to the phase each time a particle zagged. Phase was crucial to the mathematics of summing the paths, because paths would either cancel or reinforce one another, depending on how their phases overlapped. Feynman did not attempt to publish this fragment of a theory, excited though he was by the progress. The challenge was to extend the theory to more dimensions—to let the space unfold—and this he could not do, though he spent long hours in the library, for once reading old mathematics.

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