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Authors: Ralph Ellison

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During the same period I had published yet another story in which a young Afro-American seaman, ashore in Swansea, South Wales, was forced to grapple with the troublesome “American” aspects of his identity after white Americans had blacked his eye during a wartime blackout on the Swansea street called Straight (no, his name was
not
Saul nor did he become a Paul!). But here the pressure toward self-scrutiny came from a group of Welshmen who rescued him and surprised him by greeting him as a “Black Yank” and inviting him to a private club, and then sang the American National Anthem in his honor. Both stories were published in 1944, but now in 1945 on a Vermont farm, the theme of a young Negro’s quest for identity was reasserting itself in a far more bewildering form.

For while I had structured my short stories out of familiar experiences and possessed concrete images of my characters and their backgrounds, now I was confronted by nothing more substantial than a taunting, disembodied voice. And while I was in the process of plotting a novel based on the war then in progress, the conflict which that voice was imposing upon my attention was one that had been ongoing since the Civil War. Given the experiences of the past, I had felt on safe historical grounds even though the literary problem of conveying the complex human emotions and philosophical decisions faced by a unique individual remained. It was, I thought, an intriguing idea for an American novel but a difficult task for a fledgling novelist. Therefore I was most annoyed to have my efforts interrupted by an ironic, down-home voice that struck me as being as irreverent as a honky-tonk trumpet blasting through a performance, say, of Britten’s
War Requiem
.

And all the more so because the voice seemed well aware that a piece of science fiction was the last thing I aspired to write. In fact, it seemed to tease me with allusions to that pseudoscientific sociological concept which held that most Afro-American difficulties sprang from our “high visibility”; a phrase as double-dealing and insidious as its more recent oxymoronic cousins, “benign neglect” and “reverse discrimination,” both of which translate “Keep those Negroes running—but in their same old place.” My friends had made wry jokes out of the term for many years, suggesting that while the darker brother was clearly “checked and balanced”—and kept far more checked than balanced—on the basis of his darkness he glowed, nevertheless, within the American conscience with such intensity that most whites feigned moral blindness toward his predicament; and these included the waves of late arrivals who refused to recognize the vast extent to which they too benefited from his second-class status while placing all of the blame on white southerners.

Thus despite the bland assertions of sociologists, “high visibility” actually rendered one
un
-visible—whether at high noon in Macy’s window or illuminated by flaming torches and flashbulbs while undergoing the ritual sacrifice that was dedicated to the ideal of white supremacy. After such knowledge, and given the persistence of racial violence and the unavailability of legal protection, I asked myself, what else
was
there to sustain our will to persevere but laughter? And could it be that there was a subtle triumph hidden in such laughter that I had missed, but one which still was more affirmative than raw anger? A secret, hard-earned wisdom that might, perhaps, offer a more effective strategy through which a floundering Afro-American novelist could convey his vision?

It was a startling idea, yet the voice was so persuasive with echoes of blues-toned laughter that I found myself being nudged toward a frame of mind in which, suddenly, current events, memories and artifacts began combining to form a vague but intriguing new perspective.

Shortly before the spokesman for invisibility intruded, I had seen, in a nearby Vermont village, a poster announcing the performance of a “Tom Show,” that forgotten term for blackface minstrel versions of Mrs. Stowe’s
Uncle Tom’s Cabin.
I had thought such entertainment a thing of the past, but there in a quiet northern village it was alive and kicking, with Eliza, frantically slipping and sliding on the ice, still trying—and that during World War II!—to escape the slavering hounds….
Oh, I went to the hills/ To hide my face/ The hills cried out. No hiding place/ There’s no hiding place/ Up here!

No, because what is commonly assumed to be past history is actually as much a part of the living present as William Faulkner insisted. Furtive, implacable and tricky, it inspirits both the observer and the scene observed, artifacts, manners and atmosphere and it speaks even when no one wills to listen.

And so, as I listen, things once obscure began falling into place. Odd things, unexpected things. Such as the poster that reminded me of the tenacity which a nation’s moral evasions can take on when given the trappings of racial stereotypes, and the ease with which its deepest experience of tragedy could be converted into blackface farce. Even information picked up about the backgrounds of friends and acquaintances fell into the slowly emerging pattern of implication. The wife of the racially mixed couple who were our hosts was the granddaughter of a Vermonter who had been a general in the Civil War, adding a new dimension to the poster’s presence. Details of old photographs and rhymes and riddles and children’s games, church services and college ceremonies, practical jokes and political activities observed during my prewar days in Harlem—all fell into place. I had reported the riot of 1943 for the
New York Post
and had agitated earlier for the release of Angelo Herndon and the Scottsboro Boys, had marched behind Adam Clayton Powell, Jr., in his effort to desegregate the stores along 125th Street, and had been part of a throng which blocked off Fifth Avenue in protest of the role being played by Germany and Italy in the Spanish Civil War. Everything and anything appeared as grist for my fictional mill. Some speaking up clearly, saying, “Use me right here,” while others were disturbingly mysterious.

Like my sudden recall of an incident from my college days when, opening a vat of Plasticine donated to an invalid sculptor friend by some northern studio, I found enfolded within the oily mass a frieze of figures modeled after those depicted on Saint-Gaudens’s monument to Colonel Robert Gould Shaw and his 54th Massachusetts Negro Regiment, a memorial which stands on the Boston Common. I had no idea as to why it should surface, but perhaps it was to remind me that since I was writing fiction and seeking vaguely for images of black and white fraternity I would do well to recall that Henry James’s brother Wilky had fought as an officer with those Negro soldiers, and that Colonel Shaw’s body had been thrown into a ditch with those of his men. Perhaps it was also to remind me that war could, with art, be transformed into something deeper and more meaningful than its surface violence …

At any rate, it now appeared that the voice of invisibility issued from deep within our complex American underground. So how crazy-logical that I should finally locate its owner living—and oh, so garrulously—in an abandoned cellar. Of course, the process was far more disjointed than I make it sound, but such was the inner-outer, subjective-objective process of the developing fiction, its pied rind and surreal heart …

Even so, I was still inclined to close my ears and get on with my interrupted novel, but like many writers atoss in what Conrad described as the “destructive element,” I had floundered into a state of hyperreceptivity; a desperate condition in which a fiction writer finds it difficult to ignore even the most nebulous idea-emotion that might arise in the process of creation. For he soon learns that such amorphous projections might well be unexpected gifts from his daydreaming muse that might, when properly perceived, provide exactly the materials needed to keep afloat in the turbulent tides of composition. On the other hand, they might wreck him, drown him in the quicksands of indecision. I was already having enough difficulty trying to avoid writing what might turn out to be nothing more than another novel of racial protest instead of the dramatic study in comparative humanity which I felt any worthwhile novel should be, and the voice appeared to be leading me precisely in that direction. But then as I listened to its taunting laughter and speculated as to what kind of individual would speak in such accents, I decided that it would be one who had been forged in the underground of American experience and yet managed to emerge less angry than ironic. That he would be a blues-toned laugher-at-wounds who included himself in his indictment of the human condition. I liked the idea, and as I tried to visualize the speaker I came to relate him to those ongoing conflicts, tragic and comic, that had claimed my group’s energies since the abandonment of the Reconstruction. And after coaxing him into revealing a bit more about himself, I concluded that he was without question a “character,” and that in the dual meaning of the term. And I saw that he was young, powerless (reflecting the difficulties of Negro leaders of the period) and ambitious for a role of leadership; a role at which he was doomed to fail. Having nothing to lose, and by way of providing myself the widest field for success or failure, I associated him, ever so distantly, with the narrator of Dostoevsky’s
Notes from Underground
, and with that
I
began to structure the movement of my plot, while
he
began to merge with my more specialized concerns with fictional form and with certain problems arising out of the pluralistic literary tradition from which I spring.

Among these was the question of why most protagonists of Afro-American fiction (not to mention the black characters in fiction written by whites) were without intellectual depth. Too often they were figures caught up in the most intense forms of social struggle, subject to the most extreme forms of the human predicament but yet seldom able to articulate the issues which tortured them. Not that many worthy individuals aren’t in fact inarticulate, but that there were, and are, enough exceptions in real life to provide the perceptive novelist with models. And even if they did not exist it would be necessary, both in the interest of fictional expressiveness and as examples of human possibility, to invent them. Henry James had taught us much with his hyperconscious, “Super subtle fry,” characters who embodied in their own cultured, upper-class way the American virtues of conscience and consciousness. Such ideal creatures were unlikely to turn up in the world I inhabited, but one never knew because so much in this society is unnoticed and unrecorded. On the other hand, I felt that one of the ever-present challenges facing the American novelist was that of endowing his inarticulate characters, scenes and social processes with eloquence. For it is by such attempts that he fulfills his social responsibility as an American artist.

Here it would seem that the interests of art and democracy converge, the development of conscious, articulate citizens being an established goal of this democratic society, and the creation of conscious, articulate characters being indispensable to the creation of resonant compositional centers through which an organic consistency can be achieved in the fashioning of fictional forms. By way of imposing meaning upon our disparate American experience the novelist seeks to create forms in which acts, scenes and characters speak for more than their immediate selves, and in this enterprise the very nature of language is on his side For by a trick of fate (and our racial problems notwithstanding) the human imagination is integrative—and the same is true of the centrifugal force that inspirits the democratic process. And while fiction is but a form of symbolic action, a mere game of “as if,” therein lies its true function and its potential for effecting change. For at its most serious, just as is true of politics at its best, it is a thrust toward a human ideal. And it approaches that ideal by a subtle process of negating the world of things as given in favor of a complex of man-made positives.

So if the ideal of achieving a true political equality eludes us in reality—as it continues to do—there is still available that fictional
vision
of an ideal democracy in which the actual combines with the ideal and gives us representations of a state of things in which the highly placed and the lowly, the black and the white, the northerner and the southerner, the native-born and the immigrant are combined to tell us of transcendent truths and possibilities such as those discovered when Mark Twain set Huck and Jim afloat on the raft.

Which suggested to me that a novel could be fashioned as a raft of hope, perception and entertainment that might help keep us afloat as we tried to negotiate the snags and whirlpools that mark our nations vacillating course toward and away from the democratic ideal. There are, of course, other goals for fiction. Yet I recalled that during the early, more optimistic days of this republic it was assumed that each individual citizen could become (and should prepare to become) President. For democracy was considered not only a collectivity of individuals, as was defined by W. H. Auden, but a collectivity of politically astute citizens who, by virtue of our vaunted system of universal education and our freedom of opportunity, would be prepared to govern. As things turned out it was an unlikely possibility—but not entirely, as is attested by the recent examples of the peanut farmer and the motion-picture actor.

And even for Afro-Americans there was the brief hope that had been encouraged by the presence of black congressmen in Washington during the Reconstruction. Nor could I see any reason for allowing our more chastened view of political possibility (not too long before I began this novel A. Phillip Randolph had to threaten our beloved F.D.R. with a march on Washington before our war industries were opened to Negroes) to impose undue restrictions upon my novelist’s freedom to manipulate imaginatively those possibilities that existed both in Afro-American personality and in the restricted structure of American society. My task was to transcend those restrictions. And as an example, Mark Twain had demonstrated that the novel
could
serve as a comic antidote to the ailments of politics, and since in 1945, as well as now, Afro-Americans were usually defeated in their bouts with circumstance, there was no reason why they, like Brer Rabbit and his more literary cousins, the great heroes of tragedy and comedy, shouldn’t be allowed to snatch the victory of conscious perception from the forces that overwhelmed them. Therefore I would have to create a narrator who could think as well as act, and I saw a capacity for conscious self-assertion as basic to his blundering quest for freedom.

BOOK: Invisible Man
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