Authors: Eric J. Hobsbawm
Tags: #Non-Fiction, #History, #Politics, #Philosophy, #Purchased
The anarchists thus shaped or formulated the revolution which the generals had risen to prevent, but had in fact provoked. But the war against the generals remained to be fought, and they were incapable of fighting it effectively either in the military or political sense. This was evident to the great majority of foreign observers and volunteers, especially in Catalonia and Aragon. There it proved impossible even to get the sixty thousand rifles parading on the city streets, let alone the available machine-guns and tanks, to the under-strength and under-equipped units which actually went to the crucial Aragon front. The inefficacy of the anarchist way of fighting the war has recently been doubted by a new school of libertarian historians (including the formidable intellect of Noam Chomsky), reluctant to admit that the communists had the only practical and effective policy for this purpose, and that their rapidly growing influence reflected this fact. Unfortunately it cannot be denied. And the war had to be won, because without this victory the Spanish revolution, however inspiring and perhaps even workable, would merely turn into yet another episode of heroic defeat, like the Paris Commune. And this is what actually happened. The communists, whose policy was the one which could have won the war, gained strength too late and never satisfactorily overcame the handicap of their original lack of mass support.
3
For the student of politics in general, Spain may merely be a salutary warning against libertarian gestures (with or without pistols and dynamite), and against the sort of people who, like Ferrer, boasted that âplutôt qu'un révolutionnaire je suis un révolté'. For the historian, the abnormal strength of anarchism, or the ineffective âprimitive' revolutionism still needs some explanation. Was it due to the proverbial neglect of the peasantry by the marxists of western Europe, which left so much of the countryside to the Bakuninists? Was it the persistence of small-scale industry and the pre-industrial sub-proletariat? These explanations are not entirely satisfactory. Was it the isolation of Spain, which saved Spanish libertarianism from the crisis of 1914â20 which bankrupted it in France and Italy, thus leaving the way open for communist mass movements? Was it the curious absence of intellectuals from the Spanish labour movement, so unusual in twentieth-century underdeveloped countries? Intellectuals were democrats, republicans, cultural populists, perhaps above all anti-clericals, and active enough in some phases of opposition: but few of them were socialists and virtually none anarchists. (Their role seems in any case to have been limited â even educated Spain, as Carr says rightly, was not a reading nation â and the café-table or
Ateneo
was not, except in Madrid, a form of nation-wide political action.) At all events the leadership of Spanish revolutionary movements suffered from their absence. At present we cannot answer these questions except by speculation.
We can, however, place the spontaneous revolutionism of Spain in a wider context, and recent writers like Malefakis
4
have begun to do so. Social revolutions are not made: they occur and develop. To this extent the metaphors of military organization, strategy and tactics, which are so often applied to them both by
marxists and their adversaries, can be actively misleading. However, they cannot succeed without establishing the capacity of a national army or government, i.e. to exercise effective national coordination and direction. Where this is totally absent, what might otherwise have turned into a social revolution may be no more than a nationwide aggregate of waves of local social unrest (as in Peru 1960â3), or it may collapse into an anarchic era of mutual massacre (as in Colombia in the years after 1948). This is the crux of the marxist critique of anarchism as a political strategy, whether such a belief in the virtues of spontaneous militancy at all times and places is held by nominal Bakuninists or by other ideologists. Spontaneity can bring down regimes, or at least make them unworkable, but can provide no alternative suitable to any society more advanced than an archaic self-sufficient peasantry, and even then only on the assumption that the forces of the state and of modern economic life will simply go away and leave the self-governing village community in peace. This is unlikely.
There are various ways in which a revolutionary party or movement can establish itself as a potentially national regime before the actual taking of power or during it. The Chinese, Vietnamese and Yugoslav Communist Parties were able to do so in the course of a prolonged guerrilla war, from which they emerged as the state power, but on the evidence of our century this seems to be exceptional. In Russia a brilliantly led Bolshevik Party succeeded in establishing itself as the leader of the decisive political force â the working class in the capital cities and a section of the armed forces â between February and October 1917, and as the
only
effective contender for state power, which it then exercised as soon as it had taken over the national centre of government, defeating â admittedly with great difficulty and at great cost â the counter-revolutionary armies and local or regional dissidence which lacked this coordination. This was essentially the pattern of the successful French revolutions
between 1789 and 1848 which rested on the capture of the capital city combined with the collapse of the old government and the failure to establish an effective alternative national centre of counter-revolution. When the provinces failed to fall into line and an alternative counter-revolutionary government did establish itself, as in 1870â1, the commune of Paris was doomed.
A revolution may establish itself over a longer period of apparently complex and opaque conflict by the combination of a fairly stable class alliance (under the hegemony of one social force) with certain strong regional bases of power. Thus the Mexican revolution emerged as a stable regime after ten years of murderous civil strife, thanks to the alliance of what was to become the national bourgeoisie with the (subaltern) urban working class, conquering the country from a stable power-base in the north.
5
Within this framework the necessary concessions were made to the revolutionary peasant areas and several virtually independent warlords, a stable national regime being constructed step by step during the twenty years or so after the Sonora base had established itself.
The most difficult situation for revolution is probably that in which it is expected to grow out of reforming politics, rather than the initial shock of insurrectionary crisis combined with mass mobilization. The fall of the Spanish monarchy in 1931 was not the result of social revolution, but rather the public ratification of a very general shift of opinion among the political classes of Spain away from the monarchy. The new Republicans might have been pushed decisively towards the left â more specifically, towards agrarian revolution â by the pressure of the masses. But at the time when they were most susceptible to and afraid of it, in 1931, this did not occur. The moderate socialists may or may not
have wanted to organize it, but the communists and anarchists who certainly did, failed in their attempt to do so. One cannot simply blame them for this failure. There were both avoidable and â perhaps predominantly â inevitable reasons why â
CNT
and communist recruiters in general were so distant from the prevailing peasant mood that both organizations remained primarily urban based even so late as 1936' (Malefakis). The fact remains that âpeasant rebellion became a significant force after 1933, not in 1931, when it might have been politically more efficacious': And after 1933 it served to mobilize reaction as effectively as â in the long run more effectively than â the forces of revolution. The Spanish revolution was unable to exploit the historical moment when most successful revolutions establish their hegemony: the spell of time during which its potential or actual enemies are demoralized, disorganized and uncertain what to do.
When it broke out it met a mobilized enemy. Perhaps this was inevitable. But it also faced the battle for survival, which it proved incapable of winning. Probably this was not inevitable. And so we remember it, especially those of us to whose lives it belongs, as a marvellous dream of what might have been, an epic of heroism, the Iliad of those who were young in the 1930s. But unless we think of revolutions merely as a series of dreams and epics, the time for analysis must succeed that of heroic memories.
1
Raymond Carr,
Spain 1808â1939
, Oxford, 1966.
2
V.G.Kiernan,
The Revolution of 1854 in Spanish History
, Oxford, 1966.
3
They can be criticized not only for lending themselves to the irrelevant vendettas of Stalin's secret police, but for discouraging not merely the unpopular or counterproductive excesses of the revolution, but the revolution itself, whose existence they preferred not to stress in their propaganda. But the basic point is that they fought to win the war and that without victory the revolution was dead anyway. Had the republic survived, there might be more point to criticisms of their policy which, alas, remain academic.
4
E.Malefakis,
Agrarian Reform and Peasant Revolution in Spain
, New Haven and London, 1970. This book ought to be required reading for all students of the Spanish revolution.
5
From the days of Obregón until 1934 the presidents came almost without exception from the state of Sonora.
The present revival of interest in anarchism is a curious and at first sight unexpected phenomenon. Even ten years ago it would have seemed in the highest degree unlikely. At that time anarchism, both as a movement and as an ideology, looked like a chapter in the development of the modern revolutionary and labour movements that had been definitely closed.
As a movement it seemed to belong to the pre-industrial period, and in any case to the era before the first world war and the October revolution, except in Spain, where it can hardly be said to have survived the Civil War of 1936â9. One might say that it disappeared with the kings and emperors whom its militants had so often tried to assassinate. Nothing seemed to be able to halt, or even to slow down, its rapid and inevitable decline, even in those parts of the world in which it had once constituted a major political force â in France, Italy, Latin America. A careful searcher, who knew where to look, might still discover some anarchists even in the 1950s, and very many more ex-anarchists, easily recognizable by such signs as an interest in the poet Shelley. (It is characteristic that this most romantic school of revolutionaries has been more loyal than anyone else, including the literary critics of his own country, to the most revolutionary among English romantic poets.) When I tried to make contact, about this time, with activists in the
Spanish anarchist underground in Paris, I was given a rendezvous at a cafe in Montmartre, by the Place Blanche, and somehow this reminder of a long-lost era of bohemians, rebels and
avant-garde
seemed only too characteristic.
As an ideology, anarchism did not decline so dramatically because it had never had anything like as much success, at least among intellectuals who are the social stratum most interested in ideas. There have probably always been eminent figures in the world of culture who called themselves anarchists (except, curiously enough, in Spain), but most of them seem to have been artists in the wider â or like Pissarro and Signac, the narrower â sense of the word. In any case, anarchism never had an attraction comparable to, say marxism, for intellectuals even before the October revolution. With the exception of Kropotkin, it is not easy to think of an anarchist theorist who could be read with real interest by non-anarchists. There seemed, indeed, no real intellectual room for anarchist theory. The belief in the libertarian communism of self-governing cooperatives as the final aim of revolutionaries, it shared with marxism. The old utopian socialists had thought more deeply and concretely about the nature of such communities than most anarchists. Even the strongest point in the anarchists' intellectual armoury, their awareness of the dangers of dictatorship and bureaucracy implicit in marxism, was not peculiar to them. This type of critique was made with equal effect and greater intellectual sophistication both by âunofficial' marxists and by opponents of all kinds of socialism.
In brief, the main appeal of anarchism was emotional and not intellectual. That appeal was not negligible. Everyone who has ever studied, or had anything to do with the real anarchist movement, has been deeply moved by the idealism, the heroism, the sacrifice, the saintliness which it so often produced, side by side with the brutality of the Ukrainian Makhnovshchina or the dedicated gunmen and church-burners of Spain. The very
extremism of the anarchist rejection of state and organization, the totality of their commitment to the overthrow of the present society, could not but arouse admiration; except perhaps among those who had to be active in politics by the side of the anarchists, and found them almost impossible to work with. It is suitable that Spain, the country of Don Quixote, should have been their last fortress.
The most touching epitaph I have heard on an anarchist terrorist, killed a few years ago by the police in Catalonia, was spoken by one of his comrades, without any sense of irony: âWhen we were young, and the Republic was founded, we were knightly but also spiritual. We have grown older, but not he. He was a
guerrillero
by instinct. Yes, he was one of the Quixotes who come out of Spain.'
Admirable, but hopeless, It was almost certainly the monumental ineffectiveness of anarchism which, for most people of my generation â the one which came to maturity in the years of the Spanish Civil War â determined our rejection of it. I still recall in the very earliest days of that war, the small town of Puigcerda in the Pyrenees, a little revolutionary republic, filled with free men and women, guns and an immensity of discussion. A few trucks stood in the
plaza
. They were for the war. When anyone felt like going to fight on the Aragonese front, he went to the trucks. When a truck was full, it went to the front. Presumably, when the volunteers wanted to come back, they came back. The phrase
C'est magnifique, mais ce n'est pas la guerre
should have been invented for such a situation. It
was
marvellous, but the main effect of this experience on me was, that it took me twenty years before I was prepared to see Spanish anarchism as anything but a tragic farce.