Read The New Penguin History of the World Online
Authors: J. M. Roberts,Odd Arne Westad
When all is said, Athenian democracy must be respected above all for what it cradled, a series of cultural triumphs which are peaks even in the history of Greek civilization. These were public facts. The art of Athens was applauded and sustained by many men; the tragedies were tested not by the takings of a box office but by judges interpreting a public taste vigorously expressed. The sculptor Phidias worked to beautify the city and not for an individual patron. And as democracy degenerated, so it seems, there was a waning of artistic nerve. This was a loss to the whole of Greece.
The achievement which made Greece teacher of Europe (and through it of the world) is too rich and varied to generalize about even in long and close study; it is impossible to summarize in a page or so. But there is a salient theme which emerges in it: a growing confidence in rational, conscious enquiry. If civilization is advance towards the control of mentality and environment by reason, then the Greeks did more for it than any of their predecessors. They invented the philosophical question as part and parcel of one of the great intuitions of all time, that a coherent and logical explanation of things could be found, that the world did not ultimately
rest upon the meaningless and arbitrary fiat of gods or demons. Put like that, of course, it is not an attitude which could be or was grasped by all, or even by most, Greeks. It was an attitude which had to make its way in a world permeated with irrationality and superstition. Nevertheless, it was a revolutionary and beneficial idea. It looked forward to the possibility of a society where such an attitude would be generalized; even Plato, who thought it impossible that most men could share it, gave to the rulers of his ideal state the task of rational reflection as the justification both of their privileges and of the discipline laid upon them. The Greek challenge to the weight of irrationality in social and intellectual activity tempered its force as it had never been tempered before. For all the subsequent exaggeration and myth-making about it, the liberating effect of this emphasis was felt again and again for thousands of years. It was the greatest single Greek achievement.
This was so big a revolution in modes of thought in the Aegean that it now obscures its own scale. So remarkable are the works of the Greek intellectuals and so large have they loomed that it requires effort to penetrate through them to the values of the world from which they emerged. It is made a little easier because no such revolution is ever complete. A look at the other side of the coin reveals that most Greeks continued to live in cocoons of traditional irrationality and superstition; even those who were in a position to understand something of the speculations which were opening new mental worlds rarely accepted the implications. A continuing respect was shown to the old public orthodoxies. It was impiety in late fifth-century Athens, for example, to deny belief in the gods. One philosopher believed that the sun was a red-hot disc; it did not protect him that he had been the friend of Pericles when he said so, and he had to flee. It was at Athens, too, that public opinion was convulsed, on the eve of the Sicilian Expedition, by the mysterious and ominous mutilation of certain public statues, the ‘Hermae’, or busts of Hermes. The disasters which followed were attributed by some to this sacrilege. Socrates, the Athenian philosopher who became, thanks to his pupil Plato, the archetypal figure of the man of intellect, and left as a maxim the view that ‘the unexamined life is not worth living’, offended the pieties of his state and was condemned to die for it by his fellow citizens; he was also condemned for questioning received astronomy. It does not seem that similar trials took place elsewhere, but they imply a background of popular superstition which must have been more typical of the Greek community than the presence of a Socrates.
In spite of such important historical residues, Greek thought, more than that of any earlier civilization, reflected changes of emphasis and fashion.
They arose from its own dynamism and did not always lead to a greater ability to grapple with nature and society rather than surrender to them, but sometimes to dead ends and blind alleys, to exotic and extravagant fantasies. Greek thought is not monolithic; we should think not of a bloc with a unity pervading all its parts, but of a historical continuum extending across three or four centuries, in which different elements are prominent at different times, and which is hard to assess.
One reason for this is that Greek categories of thought – the way, so to speak, in which they laid out the intellectual map before beginning to think about its individual components in detail at all – are not our own, though often deceptively like them. Some of those we use did not exist for the Greeks and their knowledge led them to draw different boundaries between fields of enquiry from those which we take for granted. Sometimes this is obvious and presents no difficulties; when a philosopher, for example, locates the management of the household and its estate (economics) as a part of a study of what we should call politics, we are not likely to misunderstand him. In more abstract topics it can cause trouble.
One example is to be found in Greek science. For us, science seems to be an appropriate way of approaching the understanding of the physical universe, and its techniques are those of empirical experiment and observation. Greek thinkers found the nature of the physical universe just as approachable through abstract thought, as through metaphysics, logic and mathematics. It has been said that Greek rationality actually came in the end to stand in the way of scientific progress, because enquiry followed logic and abstract deduction, rather than the observation of nature. Among the great Greek philosophers, only Aristotle gave prominence to collecting and classifying data, and he did this for the most part only in his social and biological studies. This is one reason for not separating the history of Greek science and philosophy too violently. They are a whole, the product of scores of cities and developing across four centuries or so in time.
Their beginnings constitute a revolution in human thought and it has already taken place when there appear the earliest Greek thinkers of whom we have information. They lived in the Ionian city of Miletus in the seventh and sixth centuries
BC
. Important intellectual activity went on there and in other Ionian cities right down to the remarkable age of Athenian speculation which begins with Socrates. No doubt the stimulus of an Asian background was important here as in so many other ways in getting things started; it may also have been significant that Miletus was a rich place; early thinkers seem to have been rich men who could afford the time to think. None the less, the early emphasis on Ionia gives way before long to a spectrum of intellectual activity going on all over the Greek world. The
western settlements of Magna Graecia and Sicily were crucial in many sixth- and fifth-century developments, and primacy in the later Hellenistic age was to go to Alexandria. The whole Greek world was involved in the success of the Greek mind and even the great age of Athenian questioning should not be given exaggerated standing within it.
In the sixth century
BC
Thales and Anaximander launched at Miletus the conscious speculation about the nature of the universe which shows that the crucial boundary between myth and science has been crossed. Egyptians had set about the practical manipulation of nature and had learned much inductively in the process, while Babylonians had made important measurements. The Miletan school made good use of this information, and possibly took more fundamental cosmological notions from the old civilizations, too; Thales is said to have held that the earth had its origin in water. Yet the Ionian philosophers soon went beyond their inheritance. They set out a general view of the nature of the universe which replaced myth with impersonal explanation. This is more impressive than the fact that the specific answers they put forward were in the end to prove unfruitful. The Greek analysis of the nature of matter is an example. Although an atomic theory was adumbrated which was over 2000 years before its time, this was by the fourth century rejected in favour of a view, based on that of the early Ionian thinkers, that all matter was composed of four ‘elements’ – air, water, earth, fire – which combined in different proportions in different substances. This theory subsequently shaped western science down to the Renaissance. It was of enormous historical importance because of the boundaries it set and the possibilities it opened. It was also, of course, erroneous.
This should be firmly kept in place as a secondary consideration at this point. What mattered about the Ionians and the school they founded was what has rightly been called their ‘astonishing’ novelty. They pushed aside gods and demons from the understanding of nature. Time was to overwhelm some of what they had done, it is true. In Athens in the late fifth century more than a temporary alarm in the face of defeat and danger has been seen in the condemnation as blasphemous of views far less daring than those of Ionian thinkers two centuries before. One of them had said ‘If the ox could paint a picture, his god would look like an ox’; a few centuries later, classical Mediterranean civilization has lost much of such perceptiveness. Its early appearance is the most striking sign of the vigour of Greek civilization.
Not only popular superstition swamped such ideas. Other philosophical tendencies also played a part. One coexisted with the Ionian tradition for a long time and was to have much longer life and influence. Its crux
was the view that reality was immaterial, that, as Plato later put it in one of its most persuasive expressions, in life we experience only the images of pure Form and Ideas which are the heavenly embodiments of true reality. That reality was only to be apprehended by thought, though not only by systematic speculation, but by intuition too. For all its immateriality, this kind of thinking also had its roots in Greek science, though not in the speculations of the Ionians about matter but in the activities of mathematicians.
Some of their greatest advances were not to be made until long after Plato’s death, when they would round off what is the single biggest triumph of Greek thought, its establishment of most of the arithmetic and geometry which served western civilization down to the seventeenth century. Every schoolboy used to know the name of Pythagoras, who lived at Crotone in southern Italy in the middle of the sixth century and may be said to have founded the deductive proof. Fortunately or unfortunately, he did more than this. He discovered the mathematical basis of harmonics by studying a vibrating string and he became especially interested in the relationship of numbers and geometry. His approach to them was semi-mystical; Pythagoras, like many mathematicians, was a religiously minded man who is said to have celebrated the satisfactory conclusion of his famous proof by sacrificing an ox. His school – there was a secret Pythagorean ‘Brotherhood’ – later came to hold that the ultimate nature of the universe was mathematical and numerical. ‘They fancied that the principles of mathematics were the principles of all things,’ reported Aristotle, somewhat disapprovingly, yet his own teacher, Plato, had been greatly influenced by this belief, and by the scepticism of Parmenides, an early fifth-century Pythagorean, about the world known to the senses. Numbers seemed more attractive than the physical world; they possessed both the defined perfection and the abstraction of the Idea which embodied reality.
Pythagorean influence on Greek thought is an immense subject; fortunately, it need not be summarized. What matters here is its ultimate repercussions in a view of the universe which, because it was constructed on mathematical and deductive principles, rather than from observation, fixed astronomy on the wrong lines for nearly 2000 years. From it came the vision of a universe built up of successively enclosing spheres on which moved sun, moon and planets in a fixed and circular pattern about the earth. The Greeks noticed that this did not seem to be the way the heavens moved in practice. But – to summarize crudely – appearances were saved by introducing more and more refinements into the basic scheme while refusing to scrutinize the principles from which it was deduced. The final elaborations were not achieved until work in the second century
AD
by a
famous Alexandrian, Ptolemy. These efforts were remarkably successful, and only a few dissentients demurred (which shows that other intellectual outcomes were possible in Greek science). For all the inadequacies of Ptolemy’s system, predictions of planetary movement could be made which would still serve as adequate guides for oceanic navigation in the age of Columbus, even if they rested on misconceptions which sterilized cosmological thinking until his day.
Both the theory of the four elements and the development of Greek astronomy illustrate the deductive bias of Greek thought and its characteristic weakness, its urge to set out a plausible theory to account for the widest possible range of experience without submitting it to the test of experiment. It affected most fields of thought which we now think to be covered by science and philosophy. Its fruits were on the one hand argument of unprecedented rigour and acuteness and on the other an ultimate scepticism about sense-data. Only the Greek doctors, led by the fifth-century Hippocrates, made much of empiricism.
In the case of Plato – and, for good or ill, philosophical discussion has been shaped more by him and his pupil Aristotle than by any other two men – this bias may have been reinforced by his low opinion of what he observed. By birth an aristocratic Athenian, Plato turned away from the world of practical affairs in which he had hoped to take part, disillusioned with the politics of the Athenian democracy and, in particular, with its treatment of Socrates, whom it had condemned to death. From Socrates Plato had learnt not only his Pythagoreanism but an idealist approach to ethical questions, and a technique of philosophical enquiry. The Good, he thought, was discoverable by enquiry and intuition; it was reality. It was the greatest of a series of ‘ideas’ – Truth, Beauty, Justice were others – which were not ideas in the sense that at any moment they had shape in anyone’s mind (as one might say ‘I have an idea about that’), but were real entities, enjoying a real existence in a world fixed and eternal, of which such ideas were the elements. This world of changeless reality, thought Plato, was hidden from us by the senses, which deceived us and misled us. But it was accessible to the soul, which could understand it by the use of reason.