Read A People's Tragedy Online
Authors: Orlando Figes
To their opponents, these first stumbling efforts to master the basic institutions of the state symbolized the Bolsheviks' fundamental weakness. Few people thought that the new regime could last. 'Caliphs for an hour' was the verdict of much of the press. The SR leader, Gots, gave the Bolsheviks 'no more than a few days'; Gorky gave them two weeks; Tsereteli up to three; while Nabokov refused to 'believe for one minute in the strength of the Bolshevik regime and expected its early demise'. Many of the less sanguine Bolsheviks were no more optimistic. 'Things are so unstable', wrote Lunacharsky to his wife on 29 October, 'that every time I break off from a letter, I don't even know if it will be my last. I could at any moment be thrown into jail.'41
It was not just the opposition of the Civil Service, or the Bolsheviks' own lack of technical expertise in running the complex machinery of the state, which seemed to signal their imminent downfall. The Bolsheviks had no means of feeding the cities or halting the collapse of the economy. They were isolated from the peasants, the vast majority of the population, who were almost bound to vote against them in the forthcoming elections to the Constituent Assembly.
Like the Paris Commune of 1871, Petrograd appeared like a tiny Red island in the middle of a vast Green ocean. The Bolsheviks also had to deal with the censure of the Western powers and the rest of the socialist intelligentsia. Gorky's newspaper,
Novaia
zhizri,
was the most prominent and outspoken mouthpiece of this opposition during the autumn and winter, and it says much for his skills as a politician that it did not fall prey to the Bolshevik censors, like most of the opposition press. Gorky's own column,
'Untimely Thoughts', with its bitter denunciations of the 'new autocracy', must have worn Lenin's indulgent fondness for the writer dangerously thin. Gorky himself often expressed surprise that the paper had not been closed down. 'Lenin and Trotsky', he warned as early as 7 November, 'do not have the slightest idea of the meaning of freedom or the Rights of Man. They have already become poisoned with the filthy venom of power, and this is shown by their shameful attitude towards freedom of speech, the individual, and all those other civil liberties for which the democracy struggled.'42
None the less, in spite of their seemingly fatal isolation, the Bolsheviks managed to consolidate their dictatorship during the first three months of the new regime. By the time of its convocation, in January 1918, the Constituent Assembly, upon which the democratic opposition had pinned all its hopes, had already been made powerless by the rise of the one-party state and the spread of local Soviet rule through the provinces.
How did the Bolsheviks achieve this? The absence of a serious military opposition during this critical period, when their power was weakest, no doubt helps to explain their success. The great White armies of the Civil War had yet to be formed and the main anti-Bolshevik forces were small Cossack armies engaged in local wars on the periphery of the Empire. Anti-Bolshevik forces in the centre of Russia were almost non-existent. The SRs and the Kadets, the most likely leaders of such a force, were so convinced of the regime's imminent collapse that they neglected to organize against it.
Everyone naturally assumed that it would fall through its own internal weaknesses, so no one did anything to help bring this about. The Committee for the Salvation of Russia and the Revolution, organized by the SRs in the first few days after the Bolsheviks'
seizure of power, had no real forces behind it; while plans to set up a rival socialist government headed by Chernov at Stavka, the old headquarters of the army, never got off the ground.
But the crux of the Bolshevik success was a two-fold process of state-building and destruction. On the one hand, at the highest levels of the state, they sought to centralize all power in the hands of the party and, by the use of terror, to wipe out all political opposition. At the grass-roots level, on the other, they encouraged the destruction of the old state hierarchies by throwing all power to the local Soviets, the factory organizations, the soldiers' committees and other decentralized forms of class rule. The vacuum of power which this
created would help to undermine the democracy at the centre, while the masses themselves would be neutralized by the exercise of power over their old class or ethnic enemies within their own local environment. There was of course no master plan to this
— everything was improvised, as it had to be in a revolution; yet Lenin, at least, had an instinctive sense of the general direction, of what he himself called the 'revolutionary dialectic', and in many ways that was the essence of his political genius. Local Soviet rule in the countryside, which was in effect the unfettered power of the village assembly to rule itself and divide the gentry's land, would undermine the need for the Constituent Assembly in the minds of the peasants, and thus destroy the political base of the SRs.
The exercise of 'workers' control' through the factory committees would help to dismantle the old industrial infrastructure — what the Bolsheviks called the 'capitalist system' — while shifting the blame for the industrial crisis to the workers themselves.
The spread of soldiers' power and of local peace initiatives at the Front, which the Bolsheviks encouraged, would undermine the plans of the old army commanders to mobilize the troops against the new regime and restart the war. And finally, the breakaway of the ethnic borderlands from the Russian Empire, which the Bolsheviks also supported at this time, would complete the fragmentation of the old imperial state and, according to Lenin, hasten the demise of feudal relations.*
No doubt Lenin viewed all these movements as a means to destroy the old political system and thus clear the way for the establishment of his own party's dictatorship.
There is of course no proof of this — only the evidence of what actually took place and virtually everything else which we know of his previous thoughts and actions. It is hard to swallow the notion, which some historians on the Left have favoured, that Lenin was a libertarian at heart and encouraged all these localized forms of power in order to construct a new decentralized type of state, as set out in the
State and Revolution;
a plan which was only later blown off-course by the centralizing demands of the civil war.
Lenin's conception of the revolutionary state had always been centralist in essence. He merely used the energies of these localist movements to destroy the
ancien regime,
along with the fragile democracy of 1917, while always intending to destroy these movements, in turn, as separate political forces. While he supported the peasants'
movement against the gentry's estates, his ultimate aim was to replace the peasant smallholding system with collectivized farms. While he supported the
* The Declaration of the Rights of the Nations of Russia, proclaimed on 2 November, granted the non-Russian peoples full rights of self-determination, including the freedom to separate from Russia and form an independent state. Finland was the first to take advantage of this, declaring itself independent on 23 November 1917. It was followed by Lithuania (28 November), Latvia (30 December), the Ukraine (9 January 1918), Estonia (24 February), Transcaucasia (22 April) and Poland (3 November).
calls for 'workers' control', he no doubt did so in the knowledge that it would lead to chaos and thus strengthen the need to return to centralized management methods under the party's control. While he supported soldiers' power in so far as it destroyed the old imperial army, he arguably always intended to construct the Red Army on conventional lines. And while he encouraged the various national independence movements, his eventual aim was to abolish national states altogether. In everything he did, Lenin's ultimate purpose was the pursuit of power. Power for him was not a means — it was the end in itself. To paraphrase George Orwell, he did not establish a dictatorship to safeguard the revolution; he made a revolution to establish the dictatorship.
* * * The first priority of the Bolsheviks was the establishment of firm executive control. It took several weeks to break down the resistance of the Civil Service. The strike leaders and some senior Civil Servants were arrested; political commissars were appointed to oversee the bureaucracy; and junior officials willing to serve the Bolshevik rulers were promoted to senior posts. Overall, most Civil Servants in 1918 had been Civil Servants before 1917, especially in the upper echelons of the bureaucracy. But where the old Civil Service was mistrusted (most notably in the Ministry of Foreign Affairs) there was usually a thorough purge.43 This established a pattern that was to repeat itself throughout the early years of Soviet state-building. It was a marriage of convenience between the Bolsheviks' demand for loyalty and the ambitions of the party's growing rank and file. One of its results was to promote third-rate party hacks, corrupt opportunists and semi-literate elements from the lower classes into positions of real power. This low cultural level of the Soviet bureaucracy was to be a permanent legacy of October which would later come to haunt the Bolshevik leaders.
Because of the Civil Service strike, which made it impossible to set up a system of cabinet rule, the MRC continued to function as the effective government until mid-November. By that time most of the People's Commissars had gained enough control of their respective ministries to enable the transfer of executive authority to Sovnarkom.
But Sovnarkom was no ordinary cabinet government. For one thing, there was no clear division between the interests of the party and the government. The meetings of Sovnarkom, which were chaired by Lenin in the Bolshevik headquarters at Smolny, discussed party and government matters interchangeably; Central Committee resolutions were implemented as Soviet decrees. Everything about the early work of Sovnarkom presented a picture of hasty improvisation. Its meetings had no formal agenda and everything was discussed as 'urgent business', while Lenin drew up the appropriate resolutions and, when the moment was right, announced them to the meeting. They were usually passed without discussion, since few dared question Lenin's judgement.
There was, according to many observers, a conspiratorial atmosphere at these meetings. It was as if the Bolsheviks were psychologically unable to make the transition from an underground fighting organization to a responsible party of national government. They could not bring themselves to exchange their leather jackets for ministerial suits. Simon Liberman, who sometimes sat in on the Sovnarkom meetings, recalled that:
despite all the efforts of an officious secretary to impart to each session the solemn character of a cabinet meeting, we could not help feeling that here we were, attending another sitting of an underground revolutionary committee! For years we had belonged to various underground organizations. All of this seemed so familiar. Many of the commissars remained seated in their topcoats or greatcoats; most of them wore the forbidding leather jackets.44
The Bolsheviks never quite succeeded in ridding themselves of their underground habits. Even as late as 1921,
Lenin still gave the impression of a party conspirator rather than a statesman. It was of course a common phenomenon — one might call it the Jacobin Syndrome — which in part explains the tendency of the revolutionary state to perpetuate violence and terror. But the Bolsheviks took it one step further than the Jacobins. Theirs was the first of the twentieth-century dictatorships (followed by those of Mussolini, Hitler, Franco and Castro) to glorify its own violent past through propaganda and the adoption of military symbols and emblems. It was as if this cult of violence was central to the Bolshevik self-image, an end in itself rather than the means.
Just as the party came to overshadow the work of Sovnarkom, so Sovnarkom came to overshadow the work of the Soviet Executive. Although the Bolshevik seizure of power had been carried out in the name of the Soviet Congress, Lenin had no intention of ruling through the Congress, or its permanent executive. He did not believe in the principle of parliamentary sovereignty, even when the parliament in question was a Soviet one with, technically at least, an inbuilt Bolshevik majority. In the first weeks after the October coup the Soviet Executive was a real parliamentary brake on Sovnarkom. The Left SRs, the Anarchists and the tiny group of Menshevik Internationalists grouped around Gorky's
Ncvaia zhizn',
were a vocal opposition, which, if joined by the Bolshevik moderates, could almost overturn the Leninist majority. In mid-November, when the leaders of the Peasant Soviet, or rather its left wing,* were added to the
* The Right SRs had called a Second Congress of Peasant Soviets to rally support against the Bolshevik regime, but it was swamped by left-wing delegates from the soldiers' committees and the lower-level Soviet organizations, causing the Right SRs to walk out in protest. The left-wing leaders then passed a resolution to merge this
'Extraordinary' Congress with the AU-Russian Soviet Executive.
,.,.
Soviet Executive, the potential strength of this opposition was even further increased.
On 24 November it actually gained a majority of one for a motion of censure against the Bolshevik closure of the Petrograd City Duma eight days before, although on a recount the decision was reversed.
Yet the merger with the Peasant Soviet was also a critical turning point in the demise of the Soviet Executive as a legislative institution (which was almost certainly what Lenin had intended). To the 108 peasant deputies were added a further 100 delegates from the revolutionary organizations in the army and navy, and half that number again from the trade unions. This more than tripled its size, to 366 members, which was far too many to serve as an effective executive body. The burden of decision-making was thus shifted to Sovnarkom. From mid-November the Soviet Executive began to meet less often (once or twice a week), while Sovnarkom meetings became more frequent (once or twice a day). The volume of legislative acts brought before the Soviet Executive also sharply diminished, as Sovnarkom began to rule by decree. On 4 November Sovnarkom decreed itself the right to pass urgent legislation without approval from the Soviet — a clear breach of the principle of Soviet power. The Bolshevik moderates voted with the opposition against the decree, but it was still passed by two votes in the Soviet Executive. Kamenev resigned as the Chairman of the Soviet Executive and joined the opposition in a concerted effort to defend the sovereignty of the Soviet. But the Leninists pushed on. Sverdlov, who replaced Kamenev, was an ardent advocate of the party dictatorship and faithfully carried out Lenin's instructions to bring it about by centralizing power through Sovnarkom. On 17 November he presented the Soviet Executive with a 'constitutional instruction': while formally reiterating that Sovnarkom was responsible to the Soviet and had to present it with all its legislative acts for approval, it did not specify when this had to be done. Sovnarkom, in other words, could publish a legally binding decree without the prior approval of the Soviet, which increasingly became its practice. On 12 December the Soviet Executive met for the first time in two weeks: during its recess Sovnarkom had begun peace talks with the Central Powers, declared war on the Ukraine and introduced martial law in Petrograd and Moscow. As Sukhanov protested, all these measures had been implemented without discussion in the Soviet. The principle of Soviet power, by which the Bolsheviks claimed their right to rule, had been buried; the Soviet Executive had been reduced to a