A dramatic murder gave Stalin the opportunity to assert control over the NKVD. In December 1934 one of Stalin’s closest comrades, Sergei Kirov, was assassinated in Leningrad. Stalin exploited the Kirov assassination much as Hitler had used the Reichstag fire the previous year. He blamed internal political
opponents for the murder, and claimed that they planned further terrorist attacks against Soviet leaders. Although the assassin, Leonid Nikolaev, was arrested the day the crime was committed, Stalin would not be satisfied with a simple police action. He forced through a special law allowing for the swift execution of “terrorists.” Emphasizing the threat of terrorism, he declared that his former politburo opponents on the left plotted the murder of the Soviet leadership and the overthrow of Soviet power.
31
Stalin’s interpretation of the Leningrad murder was a direct challenge to the Soviet state police. His was not a theory that the NKVD was inclined to accept, not least because there was no evidence. When the NKVD chief Genrikh Yagoda dared to make inquiries of Stalin, he was told that he should beware, lest he be “slapped down.” Stalin found a confederate, Nikolai Yezhov, who was willing to propagate Stalin’s version of events. Yezhov, a diminutive man from the Polish-Lithuanian borderlands, was already known for his view that opposition was simultaneous with terrorism. In February 1935 he took charge of a “control commission” that collected compromising information about members of the central committee for the benefit of the politburo. Stalin and Yezhov seemed to reinforce each other’s beliefs in ubiquitous conspiracies. Stalin came to rely on Yezhov, even going so far, in a rare sign of intimacy, as to express concern about Yezhov’s health. Yezhov first became Yagoda’s deputy, then his replacement. In September 1936 Yezhov become commissar of internal affairs, chief of the NKVD. Yagoda was first appointed to another post, then executed two years later.
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Beginning in August 1936, Yezhov charged Stalin’s former political opponents with fantastic offenses in public show trials. The confessions of these famous men drew the attention of the world. Lev Kamenev and Grigory Zinoviev, once Trotsky’s allies and Stalin’s opponents, were tried between 19 and 24 August. They confessed to participation in a terrorist plot to murder Stalin and, along with fourteen other men, were sentenced to death and executed. These old Bolsheviks had been intimidated and beaten, and were doing little more than uttering lines from a script. But their confessions, which were widely believed, provided a kind of alternative history of the Soviet Union, one in which Stalin had always been right. In the show trials to come, Stalin even followed the rhythm of the late 1920s: having dealt with his one-time opponents from the left, Kamenev and Zinoviev, he turned against his one-time opponent from
the right, Nikolai Bukharin. Back when debate had still been possible, in 1928, Bukharin threatened to call Stalin an organizer of famine. Though he never fulfilled this threat, he died anyway. Trotsky, who could not be show-tried because he was abroad, was supposedly the ringleader. The party newspaper,
Pravda
, made the connection clear in a headline of 22 August 1936: “Trotsky-Zinoviev-Kamenev-Gestapo.” Could the three Bolsheviks in question, men who had built the Soviet Union, truly be paid agents of capitalist powers? Were these three communists of Jewish origin likely agents of the secret state police of Nazi Germany? They were not, but the charge was taken seriously, even outside the Soviet Union.
33
For many Europeans and Americans, the show trials were simply trials, and confessions were reliable evidence of guilt. Some observers who were sympathetic to the Soviet Union saw them as a positive development: the British socialist Beatrice Webb, for example, was pleased that Stalin had “cut out the dead wood.” Other Soviet sympathizers no doubt suppressed their suspicions, on the logic that the USSR was the enemy of Nazi Germany and thus the hope of civilization. European public opinion was so polarized by 1936 that it was indeed difficult to criticize the Soviet regime without seeming to endorse fascism and Hitler. This, of course, was the shared binary logic of National Socialism and the Popular Front: Hitler called his enemies “Marxists,” and Stalin called his “fascists.”
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They agreed that there was no middle ground.
Stalin appointed Yezhov just as he decided to intervene in Spain; the show trials and the Popular Front were, from his perspective, the same policy. The Popular Front allowed for the definition of friends and enemies, subject of course to the changing line from Moscow. Like any opening to noncommunist political forces, it demanded great vigilance, both at home and abroad. For Stalin, the Spanish Civil War was simultaneously a battle against armed fascism in Spain and its foreign supporters, and a struggle against left-wing and internal enemies. He believed that the Spanish government was weak because it was unable to find and kill enough spies and traitors. The Soviet Union was both a state and a vision, both a domestic political system and an internationalist ideology. Its foreign policy was always domestic policy, and its domestic policy was always foreign policy. That was its strength and its weakness.
35
As Orwell perceived, the public Soviet story of a clash with European fascism coincided with the blood purge of past or potential opponents at home. Soviet
missions were installed in Barcelona and Madrid just as the show trials began. The encounter with fascism in Spain justified vigilance in the Soviet Union, and the purges in the Soviet Union justified vigilance in Spain. The Spanish Civil War revealed that Stalin was determined, despite the Popular Front rhetoric of pluralism, to eliminate opposition to his version of socialism. Orwell watched as the communists provoked clashes in Barcelona in May 1937, and then as the Spanish government, beholden to Moscow, banned the Trotskyite party. As Orwell wrote of that skirmish in Barcelona: “This squalid brawl in a distant city is more important than might appear at first.” He was exactly right. Stalin thought that Barcelona had revealed a fascist fifth column. The event revealed the single powerful Stalinist logic, defying geography and local political reality. It was the subject of a moving chapter in his
Homage to Catalonia
, the war memoir that taught at least some Western leftists and democrats that fascism was not the only enemy.
36
Within the Soviet Union, the confessions of the show trials seemed to create evidence of organized conspiracies, which Yezhov called “centers,” backed by foreign intelligence agencies. In late June 1937 in Moscow, Yezhov informed the central committee of the party of the conclusions that he had drawn. There was, Yezhov announced to the party elite, one master conspiracy, a “Center of Centers,” that embraced all of the political opponents, the armed forces, and even the NKVD. Its aim was nothing less than the destruction of the Soviet Union and the restoration of capitalism on its territories. The agents of the “Center of Centers” would stop at nothing, including the castration of prize sheep—an act of sabotage Yezhov specifically mentioned. All of this justified purges within the party, the army, and the NKVD. Eight high commanders of the armed forces were show-tried that same month; about half of the generals of the Red Army would be executed in the months to come. Of the 139 members of the central committee who took part in the party congress of 1934 (the Congress of Victors), some 98 were shot. All in all, the purification of the armed forces, state institutions, and the communist party led to about fifty thousand executions.
37
During these same years, 1934-1937, Hitler was also using violence to assert his control over the institutions of power: the party, the police, and the military. Like Stalin, he revisited his own rise to power, and visited death upon some of
the people who had aided him. Although the scale of the murder was far smaller, Hitler’s purges clarified that the rule of law in Germany was subject to the whims of the Leader. Unlike Stalin, who had to subordinate the NKVD to his own authority, Hitler ordered terror as a way to develop his own favored paramilitary, the SS, and assert its superiority over the various German state police forces. Whereas Stalin used his purges to intimidate the Soviet armed forces, Hitler actually drew the German generals closer to his person by killing a Nazi that the army high command regarded as a threat.
The most prominent target of Hitler’s purge was Ernst Röhm, the leader of one of the Nazi paramilitaries, the SA brownshirts. The SA had helped Hitler assert his personal authority, to intimidate opponents (and voters), and to come to power in 1933. The streetfighting of the SA was less useful to Hitler as chancellor than it had been for Hitler as politician. Röhm spoke in 1933 and 1934 of the need for a second revolution, an idea that Hitler rejected. Röhm also nurtured personal ambitions that ill fit Hitler’s plans to rebuild the German military. Röhm portrayed his SA as a better reflection of the Nazi spirit than the German armed forces, which he wished to control himself. His three million SA brownshirts far outnumbered the hundred thousand soldiers permitted to the German armed forces by the Treaty of Versailles. Hitler meant to break those treaty obligations, but by rebuilding the German army rather than by replacing or merging it with a paramilitary.
38
In late June 1934 Hitler ordered the SS to murder Röhm and several dozen of his associates, as well as other rivals within the Nazi movement and a few other politicians. The SS was led by Heinrich Himmler, who emphasized racial purity, ideological training, and personal loyalty to Hitler. In what came to be known as the “Night of the Long Knives,” Hitler was using one of the Nazi paramilitaries, the SS, to master the other, the SA. He was endorsing Himmler’s work, and putting an end to Röhm—and dozens of other people. Hitler told the parliament on 14 July 1935 that seventy-four men had been killed; the true number was at least eighty-five, several of whom were (Nazi) parliamentary deputies. He claimed, naturally, that Röhm and the others had been planning a coup against his legitimate government, and had to be stopped in advance. In addition to the SA leadership, Hitler’s blood purge had reached conservatives and former heads of government. Of the three chancellors who had preceded him, one was murdered, one was arrested, and the third fled.
39
Because the SS was the chosen instrument of the murder campaign, Himmler moved closer to the center of power. The SS, now separated institutionally from the SA, became the most powerful institution within the National Socialist party. After the Night of the Long Knives, its task would be to subordinate the many German police institutions to Nazi ideology. Himmler would seek to merge his SS with Germany’s established police forces by way of rotation of personnel and institutional centralization under his personal command. In 1936 Hitler named Himmler the Chief of German Police. This placed him in charge of the uniformed men of the Order Police, the detectives of the Criminal Police, and the operatives of the Secret State Police (Gestapo). The police was a state institution (or rather comprised a number of different state institutions) and the SS was a Nazi party institution; Himmler sought to bring the two together. In 1937, Himmler established the office of Higher SS and Police Leaders, regional chiefs who in theory commanded both SS and police forces, and unified the hierarchy of command.
40
Just as important as the elevation of the SS over the SA was the improvement of relations between Hitler and the generals. The execution of Röhm earned Hitler a debt of gratitude from the army high command. Until 1934, the army had been the only important state institution that Hitler had not fully mastered. Once Hitler showed that he planned to rebuild the army rather than overwhelm it with the SA, this quickly changed. When the German president died a few weeks later, the military endorsed Hitler’s elevation to head of state. Hitler would never claim the title “president”; he preferred “Leader.” From August 1934, German soldiers swore an unconditional oath of personal loyalty to Hitler, and thenceforth addressed him as “My Leader.” Later that month Hitler’s titles as “Leader and Reich Chancellor” were confirmed by national plebiscite. In March 1935, Hitler publically renounced Germany’s commitments under the Versailles Treaty, reintroduced military conscription, and began to rebuild the German armed forces.
41
Like Stalin, Hitler showed himself to be the master of the organs of power, presenting himself as the victim of plots, and then ridding himself of real or imagined rivals. Simultaneously, however, Hitler was creating the kinds of instruments of coercion that Stalin had inherited from Lenin and the Bolshevik Revolution. The SS and the German police would never be capable of organized terror within Germany on the scale of the NKVD in the Soviet Union. The Night
of the Long Knives, with its dozens of victims, was dwarfed by the Soviet purges of the party, armed forces, and NKVD, in which tens of thousands of people were executed. That was far more people than the Nazi regime would kill before the Second World War. The SS would need time and practice before it could rival the NKVD. Himmler saw his charges as “ideological soldiers,” but they would fulfill their mission of racial conquest and domination only at the backs of true soldiers: behind the lines in Poland after 1939, or in the Soviet Union after 1941.
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