Read Bloodlands: Europe Between Hitler and Stalin Online
Authors: Timothy Snyder
Tags: #History, #General, #Biography & Autobiography, #European History, #Europe; Eastern - History - 1918-1945, #Political, #Holocaust; Jewish (1939-1945), #World War; 1939-1945 - Atrocities, #Europe, #Eastern, #Soviet Union - History - 1917-1936, #Germany, #Soviet Union, #Genocide - Europe; Eastern - History - 20th century, #Russia & the Former Soviet Union, #Holocaust, #Massacres, #Genocide, #Military, #Europe; Eastern, #World War II, #Hitler; Adolf, #Presidents & Heads of State, #Massacres - Europe; Eastern - History - 20th century, #World War; 1939-1945, #20th Century, #Germany - History - 1933-1945, #Stalin; Joseph
The contradiction was not a matter of ideas acting on their own. Hitler wanted a war, and Stalin did not—at least not the war of 1941. Hitler had a vision of empire, and it was of great importance; but he was also courting the possibilities and rebelling against the constraints of a very unusual moment. The crucial period was the year between 25 June 1940 and 22 June 1941, between the unexpectedly swift German victory in France and the invasion of the Soviet Union that was supposed to bring a similarly rapid triumph. By the middle of 1940, Hitler had conquered much of central, western, and northern Europe, and had only one enemy: Great Britain. His government was backed by Soviet wheat and oil, and his army was seemingly unbeatable. Why, given the very real gains to Germany of the Soviet alliance, did Hitler choose to attack his ally?
In late 1940 and early 1941, the Soviet Union and Nazi Germany were the only great powers on the European continent, but they were not the only two European powers. Germany and the Soviet Union had remade Europe, but Great Britain had made a world. The Soviet Union and Nazi Germany influenced each other in certain ways, but both were influenced by Great Britain, the enemy that defied their alliance. Britain’s empire and navy structured a world system that neither the Nazis nor the Soviets aimed, in the short run, to overturn. Each instead accepted that they would have to win their wars, complete their revolutions, and build their empires, despite the existence of the British Empire and the dominance of the Royal Navy. Whether as enemies or as allies, and despite their different ideologies, the Soviet and Nazi leaderships faced the same basic question, posed by the reality of British power. How could a large land empire thrive and dominate in the modern world without reliable access to world markets and without much recourse to naval power?
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Stalin and Hitler had arrived at the same basic answer to this fundamental question. The state must be large in territory and self-sufficient in economics, with a balance between industry and agriculture that supported a hardily conformist and ideologically motivated citizenry capable of fulfilling historical prophecies—either Stalinist internal industrialization or Nazi colonial agrarian-ism. Both Hitler and Stalin aimed at imperial autarky, within a large land empire well supplied in food, raw materials, and mineral resources. Both understood the flashy appeal of modern materials: Stalin had named himself after steel, and Hitler paid special attention to its production. Yet both Stalin and Hitler understood agriculture as a key element in the completion of their revolutions. Both believed that their systems would prove their superiority to decadent capitalism, and guarantee independence from the rest of the world, by the production of food.
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As of late 1940 and early 1941, war factored into this grand economic planning very differently for the Soviets than it did for the Nazis. By then Stalin had an economic revolution to defend, whereas Hitler needed a war for his economic transformation. Whereas Stalin had his “socialism in one country,” Hitler had in mind something like National Socialism in several countries: a vast German empire arranged to assure the prosperity of Germans at the expense of others. Stalin presented collectivization itself both as an internal class war and as a preparation for the foreign wars to come. Hitler’s economic vision could be realized only after actual military conflict—indeed, after a total military victory over the Soviet Union. The secret of collectivization (as Stalin had noted long before) was that it was an alternative to expansive colonization, which is to say a form of internal colonization. Unlike Stalin, Hitler believed that colonies could still be seized abroad; and the colonies he had in mind were the agrarian lands of the western Soviet Union, as well as the oil reserves in the Soviet Caucasus. Hitler wanted Germany, as he put it, to be “the most autarkic state in the world.” Defeating Britain was not necessary for this. Defeating the Soviet Union was. In January 1941 Hitler told the military command that the “immense riches” of the Soviet Union would make Germany “unassailable.”
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The willingness of the British to fight on alone after the fall of France in June 1940 brought these contradictions to the fore. Between June 1940 and June 1941, Britain was Germany’s lone enemy, but stronger than it appeared. The United States had not joined the war, but President Franklin D. Roosevelt had made his commitments clear. In September 1940 the Americans traded fifty destroyers to the British for basing rights in the Caribbean; as of March 1941 the president had the authority (under the “Lend-Lease” act) to send war matériel. British troops had been driven from the European continent when France had fallen, but Britain had evacuated many of them at Dunkirk. In summer 1940 the Luftwaffe engaged the Royal Air Force, but could not defeat it; it could bomb British cities, but not intimidate the British people. Germany could not establish air superiority, a major problem for a power planning an invasion. Though an amphibious assault upon the British Isles would have involved a major crossing of the English Channel with men and matériel, Germany lacked the ships necessary to control the waters and effect the transport. In summer 1940 the Kriegsmarine had three cruisers and four destroyers: no more. On 31 July 1940, even as the Battle of Britain was just beginning, Hitler had already decided to invade his ally, the Soviet Union. On 18 December he ordered operational plans for the invasion to “crush Soviet Russia in a rapid campaign.”
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Hitler intended to use the Soviet Union to solve his British problem, not in its present capacity as an ally but in its future capacity as a colony. During this crucial year, between June 1940 and June 1941, German economic planners were working hard to devise the ways in which a conquered Soviet Union would make Germany the kind of superpower that Hitler wanted it to become. The key planners worked under the watchful eye of Heinrich Himmler, and under the direct command of Reinhard Heydrich. Under the general heading of “Generalplan Ost,” SS Standartenführer Professor Konrad Meyer drafted a series of plans for a vast eastern colony. A first version was completed in January 1940, a second in July 1941, a third in late 1941, and a fourth in May 1942. The general design was consistent throughout: Germans would deport, kill, assimilate, or enslave the native populations, and bring order and prosperity to a humbled frontier. Depending upon the demographic estimates, between thirty-one and forty-five million people, mostly Slavs, were to disappear. In one redaction, eighty to eighty-five percent of the Poles, sixty-five percent of the west Ukrainians, seventy-five percent of the Belarusians, and fifty percent of the Czechs were to be eliminated.
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After the corrupt Soviet cities were razed, German farmers would establish, in Himmler’s words, “pearls of settlement,” utopian farming communities that would produce a bounty of food for Europe. German settlements of fifteen to twenty thousand people each would be surrounded by German villages within a radius of ten kilometers. The German settlers would defend Europe itself at the Ural Mountains, against the Asiatic barbarism that would be forced back to the east. Strife at civilization’s edge would test the manhood of coming generations of German settlers. Colonization would make of Germany a continental empire fit to rival the United States, another hardy frontier state based upon exterminatory colonialism and slave labor. The East was the Nazi Manifest Destiny. In Hitler’s view, “in the East a similar process will repeat itself for a second time as in the conquest of America.” As Hitler imagined the future, Germany would deal with the Slavs much as the North Americans had dealt with the Indians. The Volga River in Russia, he once proclaimed, will be Germany’s Mississippi.
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Here ideology met necessity. So long as Britain did not fall, Hitler’s only relevant vision of empire was the conquest of further territory in eastern Europe. The same held for Hitler’s intention to rid Europe of Jews: so long as Britain remained in the war, Jews would have to be eliminated on the European continent, rather than on some distant island such as Madagascar. In late 1940 and early 1941, the Royal Navy prevented Hitler’s oceanic version of the Final Solution. Madagascar was a French possession and France had fallen, but the British still controlled the sea lanes. The allied Soviet Union had rejected Germany’s proposal to import two million European Jews. So long as the Soviet Union and Nazi Germany were allies, there was little that the Germans could do but accept the Soviet refusal and bide their time. But if Germany conquered the Soviet Union, it could use Soviet territories as it pleased. Hitler had just ordered preparations for the Soviet invasion when he proclaimed to a large crowd at the Berlin Sportpalast in January 1941 that a world war would mean that “the role of Jewry would be finished in Europe.” The Final Solution would not follow the invasion of Britain, plans for which were indefinitely postponed. It would follow the invasion of the Soviet Union on 22 June 1941. The first major shooting actions would take place in occupied Soviet Ukraine.
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The Soviet Union was the only realistic source of calories for Germany and its west European empire, which together and separately were net importers of food. As Hitler knew, in late 1940 and early 1941 ninety percent of the food shipments from the Soviet Union came from Soviet Ukraine. Like Stalin, Hitler tended to see Ukraine itself as a geopolitical asset, and its people as instruments who tilled the soil, tools that could be exchanged with others or discarded. For Stalin, mastery of Ukraine was the precondition and proof of the triumph of his version of socialism. Purged, starved, collectivized, and terrorized, it fed and defended Soviet Russia and the rest of the Soviet Union. Hitler dreamed of the endlessly fertile Ukrainian soil, assuming that Germans would extract more from the terrain than the Soviets.
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Food from Ukraine was as important to the Nazi vision of an eastern empire as it was to Stalin’s defense of the integrity of the Soviet Union. Stalin’s Ukrainian “fortress” was Hitler’s Ukrainian “breadbasket.” The German army general staff concluded in an August 1940 study that Ukraine was “agriculturally and industrially the most valuable part of the Soviet Union.” Herbert Backe, the responsible civilian planner, told Hitler in January 1941 that “the occupation of Ukraine would liberate us from every economic worry.” Hitler wanted Ukraine “so that no one is able to starve us again, like in the last war.” The conquest of Ukraine would first insulate Germans from the British blockade, and then the colonization of Ukraine would allow Germany to become a global power on the model of the United States.
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In the long run, the Nazis’ Generalplan Ost involved seizing farmland, destroying those who farmed it, and settling it with Germans. But in the meantime, during the war and immediately after its (anticipated) rapid conclusion, Hitler needed the locals to harvest food for German soldiers and civilians. In late 1940 and early 1941 German planners decided that victorious German forces in the conquered Soviet Union should use the tool that Stalin had invented for the control of food supply, the collective farm. Some German political planners wished to abolish the collective farm during the invasion, believing that this would win Germany the support of the Ukrainian population. Economic planners, however, believed that Germany had to maintain the collective farm in order to feed the army and German civilians. They won the argument. Backe, Göring’s food expert in the Four-Year-Plan Authority, reputedly said that the “Germans would have had to introduce the collective farm if the Soviets had not already arranged it.”
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As German planners saw matters, the collective farm should be used again to starve millions of people: in fact, this time, the intention was to kill tens of millions. Collectivization had brought starvation to Soviet Ukraine, first as an unintended result of inefficiencies and unrealistic grain targets, and then as an intended consequence of the vengeful extractions of late 1932 and early 1933. Hitler, on the other hand,
planned in advance
to starve unwanted Soviet populations to death. German planners were contemplating the parts of Europe already under German domination, requiring imports to feed about twenty-five million people. They also regarded a Soviet Union whose urban population had grown by about twenty-five million since the First World War. They saw an apparently simple solution: the latter would die, so that the former could live. By their calculations, the collective farms produced just the right amount of food to sustain Germans, but not enough to sustain the peoples of the East. So in that sense they were the ideal tool for political control and economic balance.
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This was the Hunger Plan, as formulated by 23 May 1941: during and after the war on the USSR, the Germans intended to feed German soldiers and German (and west European) civilians by starving the Soviet citizens they would conquer, especially those in the big cities. Food from Ukraine would now be sent not north to feed Russia and the rest of the Soviet Union but rather west to nourish Germany and the rest of Europe. In the German understanding, Ukraine (along with parts of southern Russia) was a “surplus region,” which produced more food than it needed, while Russia and Belarus were “deficit regions.” Inhabitants of Ukrainian cities, and almost everyone in Belarus and in northwestern Russia, would have to starve or flee. The cities would be destroyed, the terrain would be returned to natural forest, and about thirty million people would starve to death in the winter of 1941-1942. The Hunger Plan involved the “extinction of industry as well as a great part of the population in the deficit regions.” These guidelines of 23 May 1941 included some of the most explicit Nazi language about intentions to kill large numbers of people. “Many tens of millions of people in this territory will become superfluous and will die or must emigrate to Siberia. Attempts to rescue the population there from death through starvation by obtaining surpluses from the black earth zone can only come at the expense of the provisioning of Europe. They prevent the possibility of Germany holding out until the end of the war, they prevent Germany and Europe from resisting the blockade. With regard to this, absolute clarity must reign.”
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