Read Insomnia and Anxiety (Series in Anxiety and Related Disorders) Online
Authors: Jack D. Edinger Colleen E. Carney
vative time-in-bed restriction) and PTSD (i.e., addressing nightmares). We review
the evidence that treating the comorbid anxiety disorder only (and thus ignoring the
insomnia) may limit the degree of anxiety disorder treatment response and/or result
in residual insomnia, and the evidence for a combined approach (i.e., treating the
insomnia and anxiety problem concurrently).
Now that we have discussed the ways in which insomnia and anxiety disorders are
assessed, we can discuss the different manifestations (both subjective and objec-
tive) of sleep disturbance within anxiety disorders. We discuss the associated fea-
tures of the anxiety disorder and focus especially on those anxiety conditions
presumed to have higher comorbidity with insomnia. We also consider whether
there are any disorder-specific special insomnia treatment considerations within
each diagnostic category.
Panic Disorder
Panic Disorder (PD) is a disorder characterized by discrete episodes of intense fear
or terror (American Psychiatric Association, 1997). Symptoms in a panic attack
include autonomic symptoms of dizziness, choking, palpitations, trembling, chest
discomfort, parathesias, chills, hot flashes, stomach upset, and sweating. Panic
attacks often include cognitive–emotional symptoms such as fear of dying, losing
control, or going “crazy,” as well as derealization (e.g., a sense that things are
C.E. Carney and J.D. Edinger,
Insomnia and Anxiety
, Series in Anxiety and Related Disorders,
33
DOI 10.1007/978-1-4419-1434-7_3, © Springer Science+Business Media, LLC 2010
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3 Anxiety Disorders and Accompanying Insomnia
unreal) or depersonalization (e.g., a sense of detachment from oneself). The first set
of DSM-IV-TR diagnostic criteria for Panic Disorder requires the occurrence of (1)
recurrent unexpected panic attacks and one of the following: (a) persistent fear of
having more attacks, (b) persistent fear of the implications of the attacks (e.g., “I
may go crazy” or “I may die”), and/or (c) a significant change in behavior related
to the attacks (e.g., avoidance of situations wherein panic attacks may occur)
(American Psychiatric Association, 1997). Lastly, the panic attacks should not be
better accounted for by the physiological effects of a medical condition or sub-
stance, or another mental disorder (e.g., such as the panic attacks that can occur in
Social Phobia). Panic Disorder can occur with or without agoraphobia.
In addition to insomnia, there are many comorbidities associated with PD
including depression, agoraphobia, and alcohol, sedative or hypnotic abuse
(American Psychiatric Association, 1997). The overlap with other disorders has
clouded polysomnographic investigations of sleep in those with PD, as some of
the reported sleep problems may relate to comorbid depression rather than PD
(Stein, Enns, & Kryger, 1993). Generally, PSG has verified the subjective report
of poor sleep in PD sufferers. For example, PSG has revealed a decreased sleep
efficiency (i.e., the percentage of time spent asleep while in bed) and the total
minutes spent asleep (Mellman & Uhde, 1989), and increased movement time in
those with PD (Brown & Uhde, 2003). Interestingly, movement time is decreased
on nights in which there is a nocturnal panic (NP) attack (Brown & Uhde, 2003).
This has led to the speculation that NP might occur in reaction to greater relax-
ation (as evidenced by the perception of decreased movement) in those prone to
relaxation-induced anxiety. Those with PD are often characterized by relaxation-
induced anxiety (Craske, Lang, Tsao, Mystkowski, and Rowe, 2001), thus the
perception of less movement and increased relaxation may be a possible trigger
for some with NP.
Nocturnal panic occurs in up to 70% of those with panic disorder, although only
about half of these cases experience nocturnal panic on a regular basis (Craske &
Barlow, 1989; Mellman & Uhde, 1989). The CBT model of nocturnal panic is
essentially the same as it is for PD. That is, panic attacks are postulated to occur in
response to physiologic changes in an individual fearful of particular bodily symp-
toms. Normal physiologic changes in breathing, heart rate, or muscle activity dur-
ing sleep are perceived as a possible problem producing an arousal and subsequent
panic attack. Those with nocturnal panic appear to engage in catastrophic thinking
about bodily sensations, a process hypothesized to rouse them out of sleep (Craske,
Lang, & Rowe, 2002). While it is intriguing to think that those with NP represent
a more severe form of PD, there is little evidence to support this contention (Craske,
Lang, Mystkowski et al., 2002).
There are limited data regarding the efficacy of nocturnal panic treatments.
Some data support the use of antidepressant medications (Mellman & Uhde, 1990)
or single-agent anxiety medications such as alprazolam (Cameron & Thyer, 1985).
Cognitive Behavioral Therapy (Craske, Lang, Aikins, & Mystkowski, 2005) for
nocturnal panic appears to be an effective treatment, although randomized
controlled clinical trials are needed to validate these preliminary efficacy findings.
Generalized Anxiety Disorder
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There are no currently published trials of CBT for treating the insomnia in PD suf-
ferers. Specific treatment of the sleep disturbance may be needed, since Cervena
et al. reported that conventional therapy of PD in 20 subjects was not sufficient to
treat the coexisting insomnia (Cervena, Matousek, Prasko, Brunovsky, & Paskova,
2005). Smith and colleagues raise an interesting concern with cognitive behavioral
insomnia therapy in this population (Smith, Huang, & Manber, 2005). They argue
that the sleep restriction component could potentially precipitate daytime PD, and
thus, this component should be used with caution in patients suffering from this
condition. There are a few studies supporting the concern that partial sleep depriva-
tion lowers PD thresholds (Mellman & Uhde, 1989; Roy-Byrne, Uhde, & Post,
1986), so clinicians may want to restrict the time spent in bed to a lesser extent in
those with frequent NP. An abbreviated treatment protocol for NP is more thor-
oughly presented in Chap. 8.
Generalized Anxiety Disorder
Generalized Anxiety Disorder (GAD) is a disorder characterized by excessive anxi-
ety and pervasive worry. These symptoms are reflected in the DSM-IV-TR criterion
A, which specifies excessive anxiety and worry about a number of matters
(American Psychiatric Association, 1997). The worry and anxiety must be frequent
(i.e., on more days than not for at least 6 months). Criterion B indicates that the
experience of the worry is difficult to control. criterion C stipulates the cooccur-
rence of at least three related symptoms, including insomnia, restlessness, fatigue,
impaired concentration, irritability, and muscle tension. GAD and insomnia are
intricately tied in the literature perhaps because of the apparent frequency of worry
present in insomnia (Borkovec, 1982; Harvey & Greenall, 2003) and the frequency
of insomnia in GAD (Culpepper, 2002). In addition, the list of symptoms in crite-
rion C (e.g., restlessness; easily fatigued; difficulty concentrating; irritability;
muscle tension; insomnia) overlap considerably with the day and nighttime symp-
toms of insomnia (Edinger et al., 2004). One key way to distinguish GAD from an
insomnia sufferer who is worried about his/her sleep and daytime functioning is
that criterion D, which state that “the focus of the anxiety and worry, is not confined
to features of an Axis I disorder” (p. 436); thus, if the worry is confined to insom-
nia-specific topics such as sleep and daytime functioning, an insomnia diagnosis
may be more appropriate.
Since sleep disturbance is a symptom in the diagnostic criteria of GAD
(American Psychiatric Association, 1997), it is no surprise that people with GAD
often have subjective sleep complaints. These complaints have also been found on
objective sleep measures. When compared with healthy controls, polysomno-
graphic investigations in those with GAD have generally found evidence of mark-
edly disrupted and fragmented sleep (Monti & Monti, 2000). For example, there is
evidence of increased sleep onset latency, reduced sleep efficiency, increased
amounts of “light” stages of sleep (i.e., 1 and 2 NREM sleep), reduced “deep” sleep
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3 Anxiety Disorders and Accompanying Insomnia
(i.e., SWS/delta sleep), and increased frequency and duration of awakenings
(Papadimitriou, Kerkhofs, Kempenaers, & Mendlewicz, 1988; Reynolds III, Shaw,
Newton, Coble, & Kupfer, 1983; Rosa, Bonnet, & Kramer, 1983). In addition, there
is a correlation between ratings of anxiety and polysomnographic indices of sleep
disruption including the number of awakenings, the latency to stage 1 sleep, and the
percentage of stage 2 sleep (Rosa et al., 1983). As noted by Fuller and colleagues,
polysomnographic investigations of those with anxiety disorders sometimes can be
confounded by factors such as comorbidity and the duration of their anxiety prob-
lems (Fuller, Waters, Binks, & Anderson, 1997). Studies designed to tease apart
these potential confounds have compared those with high worry and no Axis I
disorder to those with low worry and no Axis I disorder. Results of this research has
shown that those with high levels of trait worry evidenced longer sleep onset laten-
cies, decreased slow wave sleep, and more frequent transitions into 1 NREM sleep
than did those with low levels of worry. These results suggest that the polysomno-
graphic findings of delayed sleep onset and decreased sleep continuity/depth
reported in those with GAD are not attributable to comorbid problems or adjust-
ments to longstanding psychopathology. These results in concert with other similar
findings (Gross & Borkovec, 1982) suggest that increased worry can disrupt sleep
and sleep disruption can increase worry.
There are no published trials that specifically test CBT for insomnia in those
with GAD. Perhaps, such studies have not been conducted since one study found
that residual insomnia may be less of an issue in those successfully treated with
Cognitive Behavior Therapy for GAD (Belanger, Morin, Langlois, & Ladouceur,
2004). If GAD treatment successfully addresses insomnia, it suggests that insomnia
treatment would be unnecessary. However, one caveat to this study is that the
sample included in this previous trial was relatively mild with respect to insomnia
severity, as the mean Insomnia Severity Index scores were below the suggested
clinical cutoff for a probable insomnia diagnosis. Another caveat is that there was
no follow-up period to assess whether sleep improvements were maintained after
treatment. Interestingly, this study found that the severity of the GAD symptoms
was not significantly related to the severity of insomnia symptoms suggesting at
least some independence of the two syndromes. This picture becomes more com-
plicated by adding results from a large scale combined medication trial for GAD
that suggested treating insomnia concurrently with GAD (escitalopram plus eszopi-
clone) produces greater (and faster) anxiety reduction than treating GAD alone
(escitalopram only) (Pollack et al., 2008). In the dual therapy group, the improve-
ment (i.e., change scores) on sleep onset latency and wakefulness after sleep onset
were approximately double that of the monotherapy (treating GAD alone). The
number of patients with a clinically significant treatment response (i.e., a 50% or
greater decline in anxiety scores at posttreatment) was 10% higher in the combined
therapy compared to mono-therapy that targeted GAD alone. Although, anxiety
improvements were maintained into the follow-up period, sleep improvements
were not. Most participants (75%) had insomnia severity index scores that were
above the clinical range for insomnia. Hence, the study sample for this trial was a
more severely sleep disturbed group than the sample included in the Belanger et al.
Posttraumatic Stress Disorder: PTSD
37
(2004) trial. Unfortunately, these two trials are the only published treatment studies
concerning insomnia GAD. It would appear that dual therapy that targets both sleep
and anxiety would be the treatment of choice in those with clinically significant
insomnia (Monti & Monti, 2000). In mild insomnia cases, a CBT for GAD inter-
vention may be sufficient, although it is unknown if sleep improvements are main-
tained after treatment. CBT for insomnia has more durable treatment effects than
insomnia-focused pharmacologic interventions (Morin et al., 2006), so it would be
interesting to test a treatment for GAD combined with CBT for insomnia against a
GAD mono-therapy.
Posttraumatic Stress Disorder: PTSD