Read Insomnia and Anxiety (Series in Anxiety and Related Disorders) Online
Authors: Jack D. Edinger Colleen E. Carney
effect; that is, the unwanted thoughts (and wakefulness) persist even longer (Ree,
Harvey, Blake, Tang, & Shawe-Taylor, 2005). This cycle of unwanted recurring
thoughts has been described in many different disorders as repetitive thinking
(Segerstrom, Tsao, Alden, & Craske, 2000), and the most pertinent types of repetitive
thinking in insomnia are rumination and worry (Carney, Edinger, Meyer, Lindman,
& Istre, 2006; Harvey, 2002; Thoresen, Coates, Kirmil-Gray, & Rosekind, 1981).
The intrusion of this type of thinking has prompted the testing of bedtime
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arousal-decreasing strategies for processing intrusive material for the day via early
evening problem solving (Carney & Waters, 2006; Espie & Lindsay, 1987) or a
Pennebaker writing (Harvey & Farrell, 2003) assignment. These and other cognitive
strategies will be discussed further in Chap. 8.
The Role of Distress
There have been many studies showing increased emotional arousal in those with
insomnia (Carskadon et al., 1976; Coursey, 1975; Kales, Caldwell, Preston, Healey,
& Kales, 1976; Monroe, 1967). In addition to reporting more distress, people with
insomnia also report taking longer time to emotionally recover from daytime stres-
sors (Waters, Adams, Binks, & Varnado, 1993). One further piece of evidence for
Harvey’s (2002) model is that the presleep thought content of people with insomnia
tends to be negatively valenced (Kuisk et al., 1989). Manipulating presleep distress
(e.g., instructing people that they will have to do a speech upon awakening in the
morning) tends to disrupt sleep (Gross & Borkovec, 1982). Thus, there is support
for distress and emotional arousal in those with insomnia.
Beliefs in Insomnia
Morin (1993) is largely responsible for importing Beck’s Cognitive Theory of
psychopathology (Beck, 1976) into the area of insomnia. In Beck’s classic
Cognitive Theory beliefs are the basis for the automatic thoughts. Early cognitive
conceptualizations focused on unhelpful beliefs as perpetuating and potentially
predisposing factors in insomnia (Morin, 1993). In insomnia, beliefs are thought to
drive sleep-interfering behavior and maintain arousal/distress in the face of poor
sleep. Beliefs also drive a tendency to seek out and pay more careful attention to
information confirming the presumption that poor nighttime sleep will occur or
daytime functioning will be impaired. Research has shown that, in contrast to good
sleepers, people with insomnia have an unhelpful degree of beliefs about sleep that
make them more prone to insomnia (Carney & Edinger, 2006). Collectively, these
beliefs have been shown to respond to CBT for insomnia (Carney & Edinger, 2006;
Edinger, Wohlgemuth, Radtke, Marsh, & Quillian, 2001b; Morin, Blais, & Savard,
2002). These beliefs also show some improvement with relaxation therapy, although
not as much as with CBT (Edinger et al., 2001b). There is less cognitive improve-
ment with pharmacotherapy when compared with CBT for insomnia (Morin et al.,
2002). Presumably, these belief changes relate to decreased helplessness about their
sleep problem (i.e., relaxation therapies and pharmacotherapy produce sleep
improvements). However, despite sleep improvements in all of these treatments,
these beliefs do not change as much as the change associated with a belief-targeted
treatment such as CBT. These CBT belief improvements significantly relate to
other indices of clinical improvement including PSG (Edinger et al., 2001b), sleep
Attention and the “Threat” of Sleep
103
diaries, and other sleep measures such as sleep self-efficacy and a global insomnia
symptom questionnaire (Carney & Edinger, 2006).
Morin (1993) describes two main beliefs in insomnia: (1) that there is something
wrong and there is a sense of lowered self-efficacy about the ability to produce
sleep; and (2) worry about the consequences of poor sleep (Morin, 1993). These
were echoed in Beck’s later writings about beliefs across multiple disorders (Beck,
1999). These two beliefs are mainly concerned with a belief of helplessness to cope
with sleep loss. This is arguably a trans-diagnostic belief that could conceivably
predispose a person to comorbid disorders in addition to insomnia.
In addition to helplessness, a second common theme across such beliefs is the
belief that effort is required to sleep (Espie, Broomfield, MacMahon, Macphee, &
Taylor, 2006). Perhaps, it is the thwarted attempts at sleep effort that lead to the acti-
vation of helplessness related beliefs. Espie and his colleagues used the following
quote from Frankl (1965) to demonstrate this phenomenon: “Sleep (is like) a dove
which has landed near one’s hand and stays there as long as one does not pay any
attention to it; if one attempts to grab it, it quickly flies away.” (Ansfield, Wegner, &
Bowser, 1996) Sleep is something that occurs in the absence of effort. In Espie et al.
(2006) attention–intention effort model, the good sleeper is seen as passive, and sleep
behavior is determined by cues of sleepiness at night and waking cues in the morning.
Such a pattern of reinforcement shapes the pattern without much thought or effort on
the part of the good sleeper. Poor sleep occurs chronically when people begin to pay
attention and exert effort over their sleep. There is evidence of increased sleep-related
effort in those with insomnia relative to good sleepers via self-report (Broomfield &
Espie, 2005) and experimental manipulations that show improved sleep when the
instruction is to stay awake (Ascher & Turner, 1979; Broomfield & Espie, 2003).
Clinically speaking, sleep effort is an important construct because it may be the moti-
vation behind maladaptive sleep behaviors. Going to bed early to
catch-up
on lost
sleep implies that one needs to
do
something to catch-up. Going to bed earlier can
decrease the likelihood for sleep through its deleterious effect on homeostatic sleep
drive. Thus, effort-related beliefs can contribute to important behavioral perpetuating
factors for insomnia, and consequently must be targeted in CBT.
Attention and the “Threat” of Sleep
Do people with insomnia exhibit increased attention to their sleep? One of the
criteria for Psychophysiologic Insomnia in the International Classification of Sleep
Disorders, Diagnostic and Coding Manual, Second Edition (ICSD-2) is an “excessive
focus” on sleep. Studies have supported attentional bias for sleep-related words
(Taylor, Espie, & White, 2003) and sleep-related visual stimuli (Jones, Macphee,
Broomfield, Jones, & Espie, 2005) in people with insomnia relative to normal
sleepers. The importance of attention as a perpetuating factor is not a novel idea and
is in fact invoked in anxiety disorder psychopathology models (Mathews &
MacLeod, 1994). In anxiety disorders, the focus of the heightened attention is on
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threat-related material (Mogg, Mathews, Bird, & MacGregor-Morris, 1990).
Insomnia is no exception, and the material is presumed to be sleep threat-related
stimuli. Indeed, in the ICSD-2 diagnostic classification scheme mentioned above,
Psychophysiological Insomnia is characterized by heightened anxiety about sleep.
Espie et al. (2006) points to sleep’s prominent place in Maslow’s (1943) Hierarchy
of Human Needs to explain why sleeplessness is so threatening. If sleep is one of
our most basic needs, then it would make sense for considerable resources to be
utilized to remediate this need if sleeplessness were to occur. Several investigations
have also found support for attention focus on sleep-related threat stimuli (Harvey,
2002; Semler & Harvey, 2004; Tang & Harvey, 2004). Sleep-related threat stimuli
includes daytime threats such as scanning the body for fatigue or other symptoms
thought to be associated with poor sleep, as well as nocturnal threats such as scan-
ning the body for symptoms predictive of poor sleep, or focusing on the extended
amount of time it takes to fall asleep (Harvey, 2002).
One example of a sleep-threat stimulus is the bedroom clock. Many people with
insomnia will admit to watching the clock and becoming anxious as they make
calculations of a shortened sleep opportunity. This is demonstrated in a clever
experiment, wherein those with primary insomnia were assigned to one of two
groups: a clock-monitoring group and a digital display unit monitoring group (Tang,
Schmidt, & Harvey, 2006). The digital display unit was identical to the digital clock
in the other condition; however, it was programmed to display random digits that
changed every minute. On the monitoring night, the clock-monitoring group
reported greater sleep-related worry, and longer estimated sleep onset latency (SOL),
relative to baseline and relative to monitoring night data in the digital display unit
monitoring group. The groups did not differ on objective (actiwatch) SOL estimates;
however, in the clock monitoring group, there was a tendency to overestimate sub-
jective SOL, when comparing sleep diaries to objective (actiwatch) SOL estimates.
One implication for this study is support for the role of threat monitoring in
increasing anxiety and potential misperception in sleep estimation. The tendency to
monitor the clock may be indicative of an attentional bias toward threats to sleep.
The perception of a threat to sleep increases anxiety and worry because as time
progresses, less time is available for sleep (Harvey, 2002). Similarly, sleep-related
worry purportedly drives the process of sleep estimation distortion (Borkovec,
1982; Harvey, 2002). Another key implication of this study is support for the
instruction that it may be useful to remove clocks from view as part of insomnia
treatment (Hauri, 1991; Morin, 1993).
The Role of Attributions
There are several studies that support the presumed role of misattribution in cogni-
tive models of insomnia (Harvey, 2002; Harvey, Tang, & Browning, 2005; Morin,
1993). An early study reported that those with insomnia who were told that a placebo
pill would produce arousal symptoms fell asleep faster than insomnia sufferers
Maintaining the Status Quo
105
who were told that the same pill would produce a relaxation response (Storms
& Nisbett, 1970). The explanation? The arousal-pill group attributed their arousal
to the pill rather than to an endogenous (internal) source, thus decreasing anxiety
and decreasing SOL. Or perhaps, when the expected relaxation response was not
detected, it increased arousal, thus increasing SOL. Similarly, another study com-
bined medication with behavior therapy and at the end of the first treatment week,
half of study patients were told that they were receiving a suboptimal dose of the
medication, and the other half were told that they were receiving an adequate dose
(Davison, Tsujimoto, & Glaros, 1973). All participants stopped the drug therapy
and continued with behavior therapy. Those who were told that they had received a
suboptimal dose showed greater maintenance of their improvements than those
who were told that the dose was optimal. Those who were told that the dose was
suboptimal did not attribute their improvement to the drug (because they were told
the dose was not therapeutic). The other group did not maintain their improvements
after stopping the drug because they attributed their improvement to the drug.
Indeed, sleep improvement attributions appear to be important in clinical trials, as
those treated with CBT evidence greater improvements in their confidence in being
able to sleep than those in a control treatment (Edinger, Wohlgemuth, Radtke,
Marsh, & Quillian, 2001a).
Attributions also play an important role in daytime functioning (Morin, 1993).
As part of Harvey’s (2002) Cognitive Model, there is a purported tendency to misat-
tribute daytime symptoms of insomnia, negative mood, or cognitive difficulties to
poor nighttime sleep. Research with the most frequently used measure of maladap-
tive beliefs about sleep, the Dysfunctional Beliefs, and Attitudes about Sleep Scale
(Morin, 1993; Morin, Vallières, & Ivers, 2007) suggests that both primary and
comorbid insomnia groups tend to misattribute daytime symptoms to sleep to a
greater degree than good sleepers (Carney & Edinger, 2006; Morin, 1993).
Misattributing other causes of daytime symptoms such as fatigue increases the
pressure to produce sleep. That is, if feeling poorly during the day is attributed
solely to sleeping poorly (rather than the multitude of possible explanations for
fatigue at any given time during the day), then there will be an increased anxiety
about sleep. Indeed, cognitive restructuring is frequently aimed at correcting such
misattributions (Edinger & Carney, 2008).