Read Insomnia and Anxiety (Series in Anxiety and Related Disorders) Online
Authors: Jack D. Edinger Colleen E. Carney
may interrupt or shorten your sleep.
7
Make sure the temperature in your bedroom is comfortable.
Generally
speaking excessively warm temperatures cause unwanted wake-ups from sleep.
Notes:
Fig. 6.5
Sleep hygiene instructions handout
Assistance with TIB Changes
A minimum of 1 week and preferably two weeks are needed with most people to
provide a test of the initial TIB prescription they are given. If upon the first return
visit they are sleeping soundly at night and feeling generally alert and functional in
Reviewing/Reinforcing Adherence
93
the daytime, no adjustments to the initial TIB prescription are needed. However, if
there continues to be an undesirable amount of nighttime wakefulness, it may be
necessary to decrease the TIB somewhat. What constitutes an “undesirable amount
of wakefulness” can vary somewhat from person to person, but recent studies
(Lichstein, Durrence, Taylor, Bush, & Riedel, 2003; Lineberger, Carney, Edinger,
& Means, 2006) suggest that sleep onset times or periods of wakefulness in the
middle of the night exceeding 30 min are outside the common experience of normal
sleepers. Hence, when the average sleep onset time or the average time awake in
the middle of the night exceeds this amount of time, it is useful to consider a reduc-
tion in TIB to encourage a more consolidated sleep pattern. Unless, an excessively
large amount of wake time remains, a 15–30 min downward titration in the initial
TIB prescription is usually all that is needed to achieve an optimal sleep pattern.
In contrast, if at the first follow-up visit the sleep diary shows consistently solid
sleep, yet there are complaints about ongoing daytime fatigue or sleepiness, then an
upward titration of the initial TIB is indicated. One signal that this is needed is that
the patients report being woken by their alarm clock most mornings. Arguably, such
circumstances suggest they could routinely sleep longer in the morning if the alarm
had not sounded. When this is the case, titrating the TIB upward slowly in 15-min
increments from visit to visit is typically the best approach. Alternately, the person
may find it difficult to stay awake until the prescribed bedtime, fall asleep quickly
each night (i.e., within 5–15 min), sleep solidly throughout the night, and complain
of daytime sleepiness. In this case, one can consider titrating the 15 min by setting
an earlier bedtime. The optimal TIB prescription is reached when the average sleep
onset time and wake time after sleep onset are each <30 min, the person reports
routinely awakening slightly before the alarm each day, and there is an absence of
significant daytime sleepiness and fatigue.
Reviewing/Reinforcing Adherence
It is not difficult to appreciate the central importance of treatment adherence in
ensuring the efficacy of the treatment strategies discussed in this chapter. These
behavioral changes require considerable commitment, and adherence to them is
recognized as one of the most critical factors affecting treatment success
(Chambers & Alexander, 1992; Morin & Wooten, 1996). Approximately 15% of
research participants fail to follow through and complete behavioral insomnia
therapy (Perlis, Aloia, & Millikan, 2000), but some studies suggest that this rate
may approach 40% in clinical venues (Ong, Kuo, & Manber, 2008; Perlis et al.,
2000). Factors which have been linked to nonadherence and attrition include
greater sleep impairment, poorer perceived general health, higher levels of
depression, less favorable ratings of behavioral treatment strategies, and a greater
tendency to view the therapist as critical and confrontive (Constantino et al.,
2008; Morgan, Thompson, Dixon, Tomeny, & Mathers, 2003; Ong et al., 2008;
Perlis et al., 2000; Vincent & Walker, 2001). Monitoring adherence and reinforc-
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ing proper treatment enactment, thus, is critical to the outcome of these insomnia
interventions.
Therapists should nonjudgmentally ask about adherence difficulties and review
sleep diary information to assess any variance from stimulus control, sleep
restriction, and sleep hygiene recommendations. The therapist should freely compli-
ment attempts at following treatment recommendations. In doing so, however, it is
particularly useful to point out the relationship between the enactment of treatment
suggestions and improvement noted by sleep diaries and/or self-report. For example,
therapist comments like, “You have done a really good job following the recom-
mendations we discussed last time. It seems as though your efforts have been
rewarded. Your sleep diaries show that you are now sleeping much better. Great job.”
Positive reinforcement of the existing adherence and the relation to sleep improve-
ment can also be used to improve remaining areas of nonadherence. For example,
“Wow, you have really managed to keep to your scheduled rise time, and it seems to
have paid off with improved sleep. I notice that you napped a few times during the
week and these seemed to be followed by your worst sleep nights. You are already
doing such a good job; do you think eliminating these two naps might make the
difference in getting even better sleep?” In providing such comments, it is important
to remain genuine and avoid patronizing the patient. Thus, language that is consis-
tent with the therapist’s usual interpersonal style should be used in reinforcing
adherence.
Trouble-Shooting Problems
Often, an inadequate treatment response results from a misunderstanding of or
not enacting treatment recommendations. The most common of these adherence
problems include not adhering to a standard rise time, not getting out of bed dur-
ing the night during extended periods of wakefulness, and engaging in uninten-
tional sleeping during the daytime. Common sleep hygiene violations include
consumption of caffeine or alcohol too close to bedtime and failure to allow suf-
ficient “wind-down time” prior to bed. A careful review of sleep diaries can
identify deviations from prescribed rising times. Adherence problems such as the
occurrence of daytime dozing episodes, problems with alcohol or caffeine use,
difficulties setting aside time to relax before bed, and extended periods of wake-
fulness spent in bed, should be queried with curiosity not judgment. When such
problems are identified, the relevant treatment recommendations and their ratio-
nale should be reviewed. The therapist should also suggest ways the person
might avoid the identified sleep disruptive practices. When there are difficulties
enacting recommendations, the therapist should encourage problem-solving of
the difficulty and develop plans that will facilitate enactment of that recommen-
dation. The following case examples demonstrate how the therapist may inter-
vene when these problems are identified.
Trouble-Shooting Problems
95
Case 1
Mr. G presented with a complaint of sleep-maintenance insomnia. Initial evaluation
suggested that he showed many of the sleep disruptive practices addressed by the
behavioral treatment discussed herein, so he was provided a course of behavioral
insomnia treatment to address his complaints. After 1 week of this treatment, he
reported little improvement. However, his sleep diaries and a follow-up discussion
revealed that he did not adhere to the instructed standard rise time. On three of the
nights during the first week of treatment, he stayed in bed over 2 h beyond his
prescribed wake-up time reportedly to make up for poor nights of sleep. Also, he
admitted that he did not get out of bed during extended periods of wakefulness
because he hoped that if he would lie in bed long enough, he would eventually go
to sleep. Although he denied daytime napping, he acknowledged some uninten-
tional dozing in the evening while reclining on a couch watching TV.
To address this sleep problem, the therapist invited exploration of the possible
disruptive effect of the noted adherence difficulties would have on his sleep.
Collaboratively, Mr. G and the therapist decide that placing the alarm clock in a
location out of reach from the bed might help force him to get out of bed at the
agreed upon rising time. They also jointly derive a list of activities he might do
instead of lying in bed when he experiences extended nocturnal awakenings. Mr. G
was also encouraged to sit upright while watching TV in the evening and to have
his wife help avoid his usual dozing during the early evening hours. At a follow-up
session 1 week later, he showed markedly improved treatment adherence and an
associated reduction in his sleep maintenance difficulty.
Case 2
Ms. Q was a retired 74-year-old woman who also presented with sleep maintenance
complaints. There were many treatment targets evident from the initial assessment
including unintentional evening napping and spending an excessive amount of time
in bed on most nights. Standard behavioral insomnia treatment was initiated which
included restricting her time in bed to 7 h and enlisting her husband’s help with
dozing in the evening. Less than 1 week after her first appointment, she phoned the
therapist with concerns about her increased daytime sleepiness. She expressed concerns
about driving because of an incident wherein she fell asleep in her car while
stopped for a traffic light. Ms. Q adhered to the time in bed restriction diligently
and she was sleeping very soundly on most nights. However, she continued to feel
sleepy in the daytime and had to constantly fight off naps.
Given the seriousness of the driving accident and Ms. Q’s concerns, the therapist
suggested her to increase her time in bed by 30 min per night to try to reduce this
sleepiness and temporarily ask her husband to assume driving responsibilities.
At her next appointment, she reported reduced daytime sleepiness with the
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increased time in bed. Her diaries showed that she was sleeping well at night with
very few long awakenings. Since she continued to report some mild sleepiness, the
therapist suggested her to add another 15 min to her TIB each night. After trying
this new TIB prescription, she reported elimination of her daytime sleepiness and a
continuation of her improved nighttime sleep.
Case 3
Mr. M was a 52-year-old man with a long history of insomnia and generalized
anxiety disorder. To combat his problem, he developed the habit of consuming 1–2
shots of alcohol in the evening shortly before bedtime. Usually he had little diffi-
culty falling asleep, but he often awakened and could not return to sleep easily.
During his follow-up appointment, it was evident that his sleep had become worse
as he continued to have fragmented sleep but also began to have difficulties falling
asleep. When asked about his experience in trying to follow the treatment recom-
mendations, Mr. M acknowledged that he continued to drink alcohol close to bed-
time several nights each week. He also reported that the idea of giving up the
alcohol and restricting his sleep had made him very anxious. The therapist asked
whether a more lenient amount of time in bed would be more achievable and
whether Mr. M thought he could adhere to this schedule over the next few weeks.
Mr. M said this was less anxiety provoking and he thought that this was something
he could try. The therapist and Mr. M reviewed the sleep diary data to explore the
association between bedtime alcohol consumption and subsequent poor sleep. To
address this problem, the therapist encouraged Mr. M to move his alcohol con-
sumption to an early time such as dinner, so that it did not interfere with his sleep.
Subsequently, he was able to follow the sleep schedule and was generally able to
refrain from alcohol consumption after his evening meal, and his nighttime awak-
ening problem diminished.
These cases demonstrate some strategies that might be used to address
behavioral adherence issues in follow-up sessions. Admittedly, the cases pre-
sented do not illustrate all possible problems patients might present in adhering
and tolerating treatment. Nonetheless, they do illustrate some commonly
encountered problems and provide some demonstration as to how to intervene.
In the end, therapy should be guided by the sleep diary data and by the patient’s
self-appraisal. Sleeping soundly at night and having no daytime symptoms of
insomnia (e.g. fatigue, impaired concentration, distress about sleep) should be
the ultimate goal for each patient. When this is the case, sleep diaries typically
show a regular sleep/wake schedule and little difficulty with sleep initiation or
maintenance. Once the person achieves a sound sleep pattern at night and is