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Authors: Erich Auerbach,Edward W. Said,Willard R. Trask

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BOOK: Mimesis
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The claim of the Old Testament stories to represent universal history, their insistent relation—a relation constantly redefined by conflicts—to
a single and hidden God, who yet shows himself and who guides universal history by promise and exaction, gives these stories an entirely different perspective from any the Homeric poems can possess. As a composition, the Old Testament is incomparably less unified than the Homeric poems, it is more obviously pieced together—but the various components all belong to one concept of universal history and its interpretation. If certain elements survived which did not immediately fit in, interpretation took care of them; and so the reader is at every moment aware of the universal religio-historical perspective which gives the individual stories their general meaning and purpose. The greater the separateness and horizontal disconnection of the stories and groups of stories in relation to one another, compared with the
Iliad
and the
Odyssey
, the stronger is their general vertical connection, which holds them all together and which is entirely lacking in Homer. Each of the great figures of the Old Testament, from Adam to the prophets, embodies a moment of this vertical connection. God chose and formed these men to the end of embodying his essence and will—yet choice and formation do not coincide, for the latter proceeds gradually, historically, during the earthly life of him upon whom the choice has fallen. How the process is accomplished, what terrible trials such a formation inflicts, can be seen from our story of Abraham’s sacrifice. Herein lies the reason why the great figures of the Old Testament are so much more fully developed, so much more fraught with their own biographical past, so much more distinct as individuals, than are the Homeric heroes. Achilles and Odysseus are splendidly described in many well-ordered words, epithets cling to them, their emotions are constantly displayed in their words and deeds—but they have no development, and their life-histories are clearly set forth once and for all. So little are the Homeric heroes presented as developing or having developed, that most of them—Nestor, Agamemnon, Achilles—appear to be of an age fixed from the very first. Even Odysseus, in whose case the long lapse of time and the many events which occurred offer so much opportunity for biographical development, shows almost nothing of it. Odysseus on his return is exactly the same as he was when he left Ithaca two decades earlier. But what a road, what a fate, lie between the Jacob who cheated his father out of his blessing and the old man whose favorite son has been torn to pieces by a wild beast!—between David the harp player, persecuted by his lord’s jealousy, and the old king, surrounded by violent intrigues, whom Abishag the Shunnamite warmed in his bed, and he knew her
not! The old man, of whom we know how he has become what he is, is more of an individual than the young man; for it is only during the course of an eventful life that men are differentiated into full individuality; and it is this history of a personality which the Old Testament presents to us as the formation undergone by those whom God has chosen to be examples. Fraught with their development, sometimes even aged to the verge of dissolution, they show a distinct stamp of individuality entirely foreign to the Homeric heroes. Time can touch the latter only outwardly, and even that change is brought to our observation as little as possible; whereas the stern hand of God is ever upon the Old Testament figures; he has not only made them once and for all and chosen them, but he continues to work upon them, bends them and kneads them, and, without destroying them in essence, produces from them forms which their youth gave no grounds for anticipating. The objection that the biographical element of the Old Testament often springs from the combination of several legendary personages does not apply; for this combination is a part of the development of the text. And how much wider is the pendulum swing of their lives than that of the Homeric heroes! For they are bearers of the divine will, and yet they are fallible, subject to misfortune and humiliation—and in the midst of misfortune and in their humiliation their acts and words reveal the transcendent majesty of God. There is hardly one of them who does not, like Adam, undergo the deepest humiliation—and hardly one who is not deemed worthy of God’s personal intervention and personal inspiration. Humiliation and elevation go far deeper and far higher than in Homer, and they belong basically together. The poor beggar Odysseus is only masquerading, but Adam is really cast down, Jacob really a refugee, Joseph really in the pit and then a slave to be bought and sold. But their greatness, rising out of humiliation, is almost superhuman and an image of God’s greatness. The reader clearly feels how the extent of the pendulum’s swing is connected with the intensity of the personal history—precisely the most extreme circumstances, in which we are immeasurably forsaken and in despair, or immeasurably joyous and exalted, give us, if we survive them, a personal stamp which is recognized as the product of a rich existence, a rich development. And very often, indeed generally, this element of development gives the Old Testament stories a historical character, even when the subject is purely legendary and traditional.

Homer remains within the legendary with all his material, whereas
the material of the Old Testament comes closer and closer to history as the narrative proceeds; in the stories of David the historical report predominates. Here too, much that is legendary still remains, as for example the story of David and Goliath; but much—and the most essential—consists in things which the narrators knew from their own experience or from firsthand testimony. Now the difference between legend and history is in most cases easily perceived by a reasonably experienced reader. It is a difficult matter, requiring careful historical and philological training, to distinguish the true from the synthetic or the biased in a historical presentation; but it is easy to separate the historical from the legendary in general. Their structure is different. Even where the legendary does not immediately betray itself by elements of the miraculous, by the repetition of well-known standard motives, typical patterns and themes, through neglect of clear details of time and place, and the like, it is generally quickly recognizable by its composition. It runs far too smoothly. All cross-currents, all friction, all that is casual, secondary to the main events and themes, everything unresolved, truncated, and uncertain, which confuses the clear progress of the action and the simple orientation of the actors, has disappeared. The historical event which we witness, or learn from the testimony of those who witnessed it, runs much more variously, contradictorily, and confusedly; not until it has produced results in a definite domain are we able, with their help, to classify it to a certain extent; and how often the order to which we think we have attained becomes doubtful again, how often we ask ourselves if the data before us have not led us to a far too simple classification of the original events! Legend arranges its material in a simple and straightforward way; it detaches it from its contemporary historical context, so that the latter will not confuse it; it knows only clearly outlined men who act from few and simple motives and the continuity of whose feelings and actions remains uninterrupted. In the legends of martyrs, for example, a stiff-necked and fanatical persecutor stands over against an equally stiff-necked and fanatical victim; and a situation so complicated—that is to say, so real and historical—as that in which the “persecutor” Pliny finds himself in his celebrated letter to Trajan on the subject of the Christians, is unfit for legend. And that is still a comparatively simple case. Let the reader think of the history which we are ourselves witnessing; anyone who, for example, evaluates the behavior of individual men and groups of men at the time of the rise of National Socialism in Germany, or the behavior of individual peoples
and states before and during the last war, will feel how difficult it is to represent historical themes in general, and how unfit they are for legend; the historical comprises a great number of contradictory motives in each individual, a hesitation and ambiguous groping on the part of groups; only seldom (as in the last war) does a more or less plain situation, comparatively simple to describe, arise, and even such a situation is subject to division below the surface, is indeed almost constantly in danger of losing its simplicity; and the motives of all the interested parties are so complex that the slogans of propaganda can be composed only through the crudest simplification—with the result that friend and foe alike can often employ the same ones. To write history is so difficult that most historians are forced to make concessions to the technique of legend.

It is clear that a large part of the life of David as given in the Bible contains history and not legend. In Absalom’s rebellion, for example, or in the scenes from David’s last days, the contradictions and crossing of motives both in individuals and in the general action have become so concrete that it is impossible to doubt the historicity of the information conveyed. Now the men who composed the historical parts are often the same who edited the older legends too; their peculiar religious concept of man in history, which we have attempted to describe above, in no way led them to a legendary simplification of events; and so it is only natural that, in the legendary passages of the Old Testament, historical structure is frequently discernible—of course, not in the sense that the traditions are examined as to their credibility according to the methods of scientific criticism; but simply to the extent that the tendency to a smoothing down and harmonizing of events, to a simplification of motives, to a static definition of characters which avoids conflict, vacillation, and development, such as are natural to legendary structure, does not predominate in the Old Testament world of legend. Abraham, Jacob, or even Moses produces a more concrete, direct, and historical impression than the figures of the Homeric world—not because they are better described in terms of sense (the contrary is the case) but because the confused, contradictory multiplicity of events, the psychological and factual cross-purposes, which true history reveals, have not disappeared in the representation but still remain clearly perceptible. In the stories of David, the legendary, which only later scientific criticism makes recognizable as such, imperceptibly passes into the historical; and even in the legendary, the problem of the classification and interpretation of human history is already passionately
apprehended—a problem which later shatters the framework of historical composition and completely overruns it with prophecy; thus the Old Testament, in so far as it is concerned with human events, ranges through all three domains: legend, historical reporting, and interpretative historical theology.

Connected with the matters just discussed is the fact that the Greek text seems more limited and more static in respect to the circle of personages involved in the action and to their political activity. In the recognition scene with which we began, there appears, aside from Odysseus and Penelope, the housekeeper Euryclea, a slave whom Odysseus’ father Laertes had bought long before. She, like the swineherd Eumaeus, has spent her life in the service of Laertes’ family; like Eumaeus, she is closely connected with their fate, she loves them and shares their interests and feelings. But she has no life of her own, no feelings of her own; she has only the life and feelings of her master. Eumaeus too, though he still remembers that he was born a freeman and indeed of a noble house (he was stolen as a boy), has, not only in fact but also in his own feeling, no longer a life of his own, he is entirely involved in the life of his masters. Yet these two characters are the only ones whom Homer brings to life who do not belong to the ruling class. Thus we become conscious of the fact that in the Homeric poems life is enacted only among the ruling class—others appear only in the role of servants to that class. The ruling class is still so strongly patriarchal, and still itself so involved in the daily activities of domestic life, that one is sometimes likely to forget their rank. But they are unmistakably a sort of feudal aristocracy, whose men divide their lives between war, hunting, marketplace councils, and feasting, while the women supervise the maids in the house. As a social picture, this world is completely stable; wars take place only between different groups of the ruling class; nothing ever pushes up from below. In the early stories of the Old Testament the patriarchal condition is dominant too, but since the people involved are individual nomadic or half-nomadic tribal leaders, the social picture gives a much less stable impression; class distinctions are not felt. As soon as the people completely emerges—that is, after the exodus from Egypt—its activity is always discernible, it is often in ferment, it frequently intervenes in events not only as a whole but also in separate groups and through the medium of separate individuals who come forward; the origins of prophecy seem to lie in the irrepressible politico-religious spontaneity of the people. We receive the impression that the movements emerging
from the depths of the people of Israel-Judah must have been of a wholly different nature from those even of the later ancient democracies—of a different nature and far more elemental.

With the more profound historicity and the more profound social activity of the Old Testament text, there is connected yet another important distinction from Homer: namely, that a different conception of the elevated style and of the sublime is to be found here. Homer, of course, is not afraid to let the realism of daily life enter into the sublime and tragic; our episode of the scar is an example, we see how the quietly depicted, domestic scene of the foot-washing is incorporated into the pathetic and sublime action of Odysseus’ homecoming. From the rule of the separation of styles which was later almost universally accepted and which specified that the realistic depiction of daily life was incompatible with the sublime and had a place only in comedy or, carefully stylized, in idyl—from any such rule Homer is still far removed. And yet he is closer to it than is the Old Testament. For the great and sublime events in the Homeric poems take place far more exclusively and unmistakably among the members of a ruling class; and these are far more untouched in their heroic elevation than are the Old Testament figures, who can fall much lower in dignity (consider, for example, Adam, Noah, David, Job); and finally, domestic realism, the representation of daily life, remains in Homer in the peaceful realm of the idyllic, whereas, from the very first, in the Old Testament stories, the sublime, tragic, and problematic take shape precisely in the domestic and commonplace: scenes such as those between Cain and Abel, between Noah and his sons, between Abraham, Sarah, and Hagar, between Rebekah, Jacob, and Esau, and so on, are inconceivable in the Homeric style. The entirely different ways of developing conflicts are enough to account for this. In the Old Testament stories the peace of daily life in the house, in the fields, and among the flocks, is undermined by jealousy over election and the promise of a blessing, and complications arise which would be utterly incomprehensible to the Homeric heroes. The latter must have palpable and clearly expressible reasons for their conflicts and enmities, and these work themselves out in free battles; whereas, with the former, the perpetually smouldering jealousy and the connection between the domestic and the spiritual, between the paternal blessing and the divine blessing, lead to daily life being permeated with the stuff of conflict, often with poison. The sublime influence of God here reaches so deeply into the everyday that the two realms of the sublime
and the everyday are not only actually unseparated but basically inseparable.

BOOK: Mimesis
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