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Authors: Neil deGrasse Tyson,Donald Goldsmith

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Dark matter plays another crucial role in the universe. To appreciate all that the dark matter has done for us, go back in time to a couple of minutes after the big bang, when the universe was still so immensely hot and dense that hydrogen nuclei (protons) could fuse together. This crucible of the early cosmos forged hydrogen into helium, along with trace amounts of lithium, plus an even smaller amount of deuterium, which is a heavier version of the hydrogen nucleus, with a neutron added to the proton. This mixture of nuclei provides another cosmic fingerprint of the big bang, a relic that allows us to reconstruct what happened when the cosmos was a few minutes old. In creating this fingerprint, the prime mover was the strong nuclear force—the force that binds protons and neutrons within the nucleus—and not gravity, a force so weak that it gains significance only as particles assemble themselves by the trillions.

By the time the temperature dropped below a threshold value, nuclear fusion throughout the universe had made one helium nucleus for every ten hydrogen nuclei. The universe had also turned about one part in a thousand of its ordinary matter into lithium nuclei, and two parts in a hundred thousand into deuterium. If dark matter did not consist of some noninteracting substance but was instead made of dark ordinary matter—matter with normal fusion privileges—then because the dark matter packed six times as many particles into the tiny volumes of the early universe as ordinary matter did, its presence would have dramatically increased the fusion rate of hydrogen. The result would have been a noticeable overproduction of helium, in comparison with the observed amount, and the birth of a universe notably different to the one that we inhabit.

Helium is one tough nucleus, relatively easy to make but extremely difficult to fuse into other nuclei. Because stars have continued to make helium from hydrogen in their cores, while destroying relatively little helium through more advanced nuclear fusion, we may expect that the places where we find the lowest amounts of helium in the universe should have no less helium than what the universe produced during its first few minutes. Sure enough, galaxies whose stars have only minimally processed their ingredients show that one in ten of their atoms consists of helium, just as you would expect from the big bang birthday suit of the cosmos, so long as the dark matter then present did not participate in the nuclear fusion that created nuclei.

So, dark matter
is our friend. But astrophysicists understandably grow uncomfortable whenever they must base their calculations on concepts they don’t understand, even though this wouldn’t be the first time they’ve done so. Astrophysicists measured the energy output of the Sun, for instance, long before anybody knew that thermonuclear fusion was responsible. Back in the nineteenth century, before the introduction of quantum mechanics and the discovery of other deep insights into the behavior of matter on its smallest scales, fusion didn’t even exist as a concept.

Unrelenting skeptics might compare the dark matter of today with the hypothetical, now defunct “ether,” proposed centuries ago as the weightless, transparent medium through which light moved. For many years, until a famous 1887 experiment in Cleveland performed by Albert Michelson and Edward Morley, physicists assumed that the ether must exist, even though not a shred of evidence supported this presumption. Known to be a wave, light was thought to require a medium through which to move, much as sound waves move through air. Light turns out to be quite happy, however, traveling through the vacuum of space, devoid of any supporting medium. Unlike sound waves, however, which do consist of vibrations of the air, light waves propagate themselves.

But dark matter ignorance differs fundamentally from ether ignorance. While ether amounted to a placeholder for our incomplete understanding, the existence of dark matter derives not from mere presumption but from the observed effects of its gravity on visible matter. We’re not inventing dark matter out of thin space; instead, we deduce its existence from observational facts. Dark matter is just as real as the hundred-plus planets discovered in orbit around stars other than the Sun—almost all of them found solely by their gravitational influence on their host stars. The worst that can happen is that physicists (or others of deep insight) might discover that the dark matter does not consist of matter at all, but of something else, yet they cannot argue it away. Could dark matter be the manifestation of forces from another dimension? Or of a parallel universe intersecting ours? Even so, none of this would change the successful invocation of dark matter’s gravity in the equations that we use to understand the formation and evolution of the universe.

Other unrelenting skeptics might declare that “seeing is believing.” A seeing-is-believing approach to life works well in many endeavors, including mechanical engineering, fishing, and perhaps dating. It’s also good, apparently, for residents of Missouri. But it doesn’t make for good science. Science is not just about seeing. Science is about measuring—preferably with something that’s
not
your own eyes, which are inextricably conjoined with the baggage of your brain: preconceived ideas, post-conceived notions, imagination unchecked by reference to other data, and bias.

Having resisted attempts to detect it directly on Earth for three quarters of a century, dark matter has become a type of Rorschach test of the investigator. Some particle physicists say the dark matter must consist of some ghostly class of undiscovered particles that interact with matter via gravity, but otherwise interact with matter or light only weakly, or not at all. This sounds off-the-wall, but the suggestion has precedent. Neutrinos, for instance, are well known to exist, though they interact extremely weakly with ordinary light and matter. Neutrinos from the Sun—two neutrinos for every helium nucleus made in the solar core—travel through the vacuum of space at nearly the speed of light, but then pass through Earth as though it did not exist. The tally: night and day, 100 billion neutrinos from the Sun enter, then exit each square inch of your body every second.

But neutrinos can be stopped. Every rare once in a while they interact with matter via nature’s weak nuclear force. And if you can stop a particle, you can detect it. Compare neutrinos’ elusive behavior with that of the Invisible Man (in his invisible phase)—as good a candidate for the dark matter as anything else. He could walk through walls and doors as though they were not there. Although equipped with these talents, why didn’t he didn’t just drop through the floor into the basement?

If we can build sufficiently sensitive detectors, the particle physicist’s dark-matter particles may reveal themselves through familiar interactions. Or they may reveal their presence through forces other than the strong nuclear force, the weak nuclear force, and electromagnetism. These three forces (plus gravity) mediate all interactions between and among all known particles. So the choices are clear. Either dark matter particles must wait for us to discover and to control a new force or class of forces through which the particles interact, or else dark matter particles interact via normal forces, but with staggering weakness.

MOND theorists see no exotic particles in their Rorschach tests. They think gravity, not particles, is what needs fixing. And so they brought forth modified Newtonian dynamics—a bold attempt that seems to have failed, but doubtless the precursor of other efforts to change our view of gravity rather than our census of subatomic particles.

Other physicists pursue what they call TOEs or “theories of everything.” In a spin-off of one version, our own universe indeed lies near a parallel universe, with which we interact only through gravity. You’ll never run into any matter from that parallel universe, but you might feel its tug, crossing into the spatial dimensions of our own universe. Imagine a phantom universe right next to ours, revealed to us only through its gravity. Sounds exotic and unbelievable, but probably not any more so than the first suggestions that Earth orbits the Sun, or that our galaxy is not alone in the universe.

So, dark matter’s
effects are real. We just don’t know what the dark matter is. It seems not to interact through the strong force, so it cannot make nuclei. It hasn’t been found to interact through the weak nuclear force, something even elusive neutrinos do. It doesn’t seem to interact with the electromagnetic force, so it doesn’t make molecules, or absorb or emit or reflect or scatter light. It does exert gravity, however, to which ordinary matter responds. That’s it. After all these years of investigation, astrophysicists haven’t discovered it doing anything else.

Detailed maps of the cosmic background radiation have demonstrated that dark matter must have existed during the first 380,000 years of the universe. We also need dark matter today in our own galaxy and in galaxy clusters to explain the motions of objects they contain. But as far as we know, the march of astrophysics has not yet been derailed or stymied by our ignorance. We simply carry dark matter along as a strange friend, and invoke it where and when the universe requires it of us.

In what we hope is the not-so-distant future, the fun will continue as we learn to exploit dark matter—once we figure out what the stuff is made of. Imagine invisible toys, cars that pass through one another, or super stealth airplanes. The history of obscure and obtuse discoveries in science is rich with examples of clever people who came later and who figured out how to exploit such knowledge for their own gain or for the benefit of life on Earth.

CHAPTER 5

Let There Be More Dark

T
he cosmos, we now know, has both a light and a dark side. The light side embraces all familiar heavenly objects—the stars, which group by the billions into galaxies, as well as the planets and smaller cosmic debris that may not produce visible light but do emit other forms of electromagnetic radiation, such as infrared or radio waves.

We have discovered that the dark side of the universe embraces the puzzling dark matter, detected only by its gravitational influence on visible matter but otherwise of completely unknown form and composition. A modest amount of this dark matter may be ordinary matter that remains invisible because it produces no detectable radiation. But, as detailed in the previous chapter, the great bulk of the dark matter must consist of non-ordinary matter, whose nature continues to elude us—except for its gravitational force on matter we can see.

Beyond all issues concerning dark matter, the dark side of the universe has another, entirely different aspect. One that resides not in matter of any kind, but in space itself. We owe this concept, along with the amazing results that it implies, to the father of modern cosmology, none other than Albert Einstein himself.

Ninety years ago, while the newly perfected machine guns of World War I slaughtered soldiers by the thousands a few hundred miles to the west, Albert Einstein sat in his office in Berlin, pondering the universe. As the war began, Einstein and a colleague had circulated an antiwar petition among his peers, gathering two other signatures in addition to their own. This act set him apart from his fellow scientists, most of whom had signed an appeal to aid Germany’s war effort, and ruined his colleague’s career. But Einstein’s engaging personality and scientific fame allowed him to keep the esteem of his peers. He continued his efforts to find equations that could accurately describe the cosmos.

Before the war ended, Einstein achieved success—arguably his greatest of all. In November 1915, he produced his general theory of relativity, which describes how space and matter interact: Matter tells space how to bend, and space tells matter how to move. To replace Isaac Newton’s mysterious “action at a distance,” Einstein viewed gravity as a local warp in the fabric of space. The Sun, for example, creates a sort of dimple, bending space most noticeably at distances closest to it. The planets tend to roll into this dimple, but their inertia keeps them from falling all the way in. Instead, they move in orbits around the Sun that keep them at a nearly constant distance from the dimple in space. Within a few weeks after Einstein published his theory, the physicist Karl Schwarzschild, diverting himself from the horrors of life in the German army (which gave him a fatal disease soon afterward), used Einstein’s concept to demonstrate that an object with sufficiently strong gravity will create a “singularity” in space. At such a singularity, space bends completely around the object and prevents anything, including light, from leaving its immediate vicinity. We now call these objects black holes.

Einstein’s theory of general relativity led him to the key equation he had been seeking, one that links the contents of space to its overall behavior. Studying this equation in the privacy of his office, creating models of the cosmos in his mind, Einstein almost discovered the expanding universe, a dozen years before Edwin Hubble’s observations revealed it.

Einstein’s basic equation predicts that in a universe in which matter has a roughly even distribution, space cannot be “static.” The cosmos cannot just “sit there,” as our intuition insists that it should, and as all astronomical observations until that time implied. Instead, the totality of space must always be either expanding or contracting: space must behave something like the surface of an inflating or deflating balloon, but never like the surface of a balloon with constant size.

This worried Einstein. For once, this bold theorist, who mistrusted authority and had never hesitated to oppose conventional physics ideas, felt that he had gone too far. No astronomical observations suggested an expanding universe, because astronomers had only documented the motions of nearby stars and had not yet determined the faraway distances to what we now call galaxies. Rather than announcing to the world that the universe must either be expanding or contracting, Einstein returned to his equation, seeking a way to immobilize the cosmos.

He soon found one. Einstein’s basic equation allowed for a term with a constant but unknown value that represents the amount of energy contained in every cubic centimeter of empty space. Because nothing suggested that this constant term should have one value or another, in his first pass Einstein had set it equal to zero. Now Einstein published a scientific article to demonstrate that if this constant term, which cosmologists later named the “cosmological constant,” had a particular value, then space could be static. Then theory would no longer conflict with observations of the universe, and Einstein could regard his equation as valid.

Einstein’s solution encountered grave difficulties. In 1922, a Russian mathematician named Alexander Friedmann proved that Einstein’s static universe must be unstable, like a pencil balanced on its point. The slightest ripple or disturbance would cause space either to expand or to contract. Einstein first proclaimed Friedmann mistaken, but then, in a generous act typical of the man, published an article retracting that claim and pronouncing Friedmann correct after all. As the 1920s ended, Einstein was delighted to learn of Hubble’s discovery that the universe is expanding. According to George Gamow’s recollections, Einstein pronounced the cosmological constant his “greatest blunder.” Except for a few cosmologists who continued to invoke a non-zero cosmological constant (with a value different from the one that Einstein had used) to explain certain puzzling observations, most of which later proved to be incorrect, scientists the world over sighed with relief that space had proven to have no need of this constant.

Or so they thought. The great cosmological story at the end of the twentieth century, the surprise that stood the world of cosmology on one ear and sang a different tune into the other, resides in the stunning discovery, first announced in 1998, that the universe does have a non-zero cosmological constant. Empty space does indeed contain energy, named “dark energy,” and possesses highly unusual characteristics that determine the future of the entire universe.

To understand, and
possibly even to believe, these dramatic assertions, we must follow the crucial themes in cosmologists’ thinking during the seventy years following Hubble’s discovery of the expanding universe. Einstein’s fundamental equation allows for the possibility that space can have curvature, described mathematically as positive, zero, or negative. Zero curvature describes “flat space,” the kind that our minds insist on as the only possibility, which extends to infinity in all directions, like the surface of an infinite chalkboard. In contrast, a positively curved space corresponds in analogy to the surface of a sphere, a two-dimensional space whose curvature we can see by using the third dimension. Notice that the center of the sphere, the point that appears to remain stationary as its two-dimensional surface expands or contracts, resides in this third dimension and appears nowhere on the surface that represents all of space.

Just as all positively curved surfaces include only a finite amount of area, all positively curved spaces contain only a finite amount of volume. A positively curved cosmos has the property that if you journey outward from Earth for a sufficiently long time, you will eventually return to your point of origin, like Magellan circumnavigating our globe. Unlike positively curved spherical surfaces, negatively curved spaces extend to infinity, even though they are not flat. A negatively curved two-dimensional surface resembles the surface of an infinitely large saddle: it curves “upward” in one direction (front to back) and “downward” in another (side to side).

If the cosmological
constant equals zero, we can describe the overall properties of the universe with just two numbers. One of these, called the Hubble constant, measures the rate at which the universe is expanding now. The other measures the curvature of space. During the second half of the twentieth century, almost all cosmologists believed that the cosmological constant was zero, and saw measuring the cosmic expansion rate and the curvature of space as their primary research agenda.

Both of these numbers can be found from accurate measurements of the speeds at which objects located at different distances are receding from us. The overall trend between distance and velocity—the rate at which the recession velocities of galaxies increase with increasing distance—yields the Hubble constant, whereas small deviations from this general trend, which appear only when we observe objects at the greatest distances from us, will reveal the curvature of space. Whenever astronomers observe objects many billion light-years from the Milky Way, they look so far back in time that they see the cosmos not as it is now but as it was when significantly less time had elapsed since the big bang. Observations of galaxies located 5 billion or more light-years from the Milky Way allow cosmologists to reconstruct a significant part of the history of the expanding universe. In particular, they can see how the rate of expansion has changed with time—the key to determining the curvature of space. This approach works, at least in principle, because the amount of space’s curvature induces subtle differences in the rate at which the universal expansion had changed through past billions of years.

In practice, astrophysicists remained unable to fulfill this program, because they could not make sufficiently reliable estimates of the distances to galaxy clusters many billion light-years from Earth. They had another arrow in their quiver, however. If they could measure the average density of all the matter in the universe—that is, the average number of grams of material per cubic centimeter of space—they could compare this number with the “critical density,” a value predicted by Einstein’s equations that describe the expanding universe. The critical density specifies the exact density required for a universe with zero curvature of space. If the actual density lies above this value, the universe has positive curvature. In that case, assuming that the cosmological constant equals zero, the cosmos will eventually cease expanding and start contracting. If, however, the actual density exactly equals the critical density, or falls below it, then the universe will expand forever. Exact equality of the actual and critical values of the density occurs in a cosmos with zero curvature, whereas in a negatively curved universe, the actual density is less than the critical density.

By the mid-1990s, cosmologists knew that even after including all the dark matter they had detected (from its gravitational influence on visible matter), the total density of matter in the universe only came to about one quarter of the critical density. This result hardly seems astounding, although it does imply that the cosmos will never cease expanding, and that the space in which all of us live must be negatively curved. It hurt theoretically oriented cosmologists, however, because they had come to believe that space must have zero curvature.

This belief rested
on the “inflationary model” of the universe, named (unsurprisingly) at a time of a steeply rising consumer price index. In 1979, Alan Guth, a physicist working at the Stanford Linear Accelerator Center in California, hypothesized that during its earliest moments, the cosmos expanded at an incredibly rapid rate—so rapidly that different bits of matter accelerated away from one another, reaching speeds far greater than the speed of light. But doesn’t Einstein’s theory of special relativity make the speed of light a universal speed limit for all motion? Not exactly. Einstein’s limit applies only to objects moving within space and not the expansion of space itself. During the “inflationary epoch,” which lasted only from about 10
-37
second to 10
-34
second after the big bang, the cosmos expanded by a factor of about 10
50
.

What produced this enormous cosmic expansion? Guth speculated that all of space must have undergone a “phase transition,” something analogous to what happens when liquid water quickly freezes into ice. After some crucial tweaking by his colleagues in the Soviet Union, the United Kingdom, and the United States, Guth’s idea became so attractive that it has dominated theoretical models of the extremely early universe for two decades.

And what makes inflation such an attractive theory? The inflationary era explains why the universe, in its overall properties, looks the same in all directions: everything that we can see (and a good deal more than that) inflated from a single tiny region of space, converting its local properties into universal ones. Other advantages, which need not detain us here, accrue to the theory, at least among those who create model universes in their minds. One additional feature deserves emphasis, however. The inflationary model makes a straightforward, testable prediction: space in the universe should be flat, neither positively nor negatively curved, but just as flat as our intuition imagines it.

According to this theory, the flatness of space arises from the enormous expansion that occurred during the inflationary epoch. Picture yourself, in analogy, on the surface of a balloon, and let the balloon expand by a factor so large that you lose track of the zeros. After this expansion, the part of the balloon’s surface that you can see will be flat as a pancake. So too should be all the space that we can ever hope to measure—if the inflationary model actually describes the real universe.

But the total density of matter amounts to only about one quarter of the amount required to make space flat. During the 1980s and 1990s, many theoretically minded cosmologists believed that because the inflationary model must be valid, new data would eventually close the cosmic “mass gap,” the difference between the total density of matter, which pointed toward a negatively curved universe, and the critical density, seemingly required to achieve a cosmos with flat space. Their beliefs carried them buoyantly onward, even as observationally oriented cosmologists mocked their overreliance on theoretical analysis. And then the mocking stopped.

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