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Authors: James MacGregor Burns

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Now—by early November 1941—there seemed to be nothing more he could say. There seemed to be little more he could do. He had called his people to their battle stations—but there was no battle. “He had no more tricks left,” Sherwood said later. “The bag from which he had pulled so many rabbits was empty.” Always a master of mass influence and personal persuasion, Roosevelt had encountered a supreme crisis in which neither could do much good. A brilliant timer, improviser, and manipulator, he confronted a turgid balance of powers and strategies beyond his capacity to either steady or overturn. Since the heady days of August he had lost the initiative; now he could only wait on events. And events with the massive impact that would be decisive were still in the hands of Adolf Hitler.

The crisis of presidential leadership mirrored the dilemma of national strategy in the fall of 1941. According to long-laid plans, the United States, in the event of war, would engage directly with Germany and stall off or conduct a holding action with Japan. Roosevelt was expecting a confrontation with Germany, probably triggered by some incident in the Atlantic, but he was evading a showdown with Japan. In his denunciations of Nazism he had been careful not to mention Nipponese aggression or imperialism. But Hitler still pointedly avoided final trouble in the Atlantic, while the Far Eastern front, instead of being tranquilized, was becoming the most critical one.

And if war did break out in the Pacific—what then? The chances seemed strong that the Japanese would strike directly at British or Dutch posssessions, not American. Sherwood posed the question well. If French isolationists had raised the jeering cry “Why die for Danzig?” why should Americans die to protect the Kra Isthmus, or British imperialism in Singapore or Hong Kong, or Dutch imperialism in the East Indies, or Bolshevism in Vladivostok? It would no longer be enough for the United States to offer mere aid. Doubtless Roosevelt could ram through a declaration of war—but how effective would a bitter and divided nation be in the
crucible of total war? And if the United States did not forcibly resist Japanese aggression against Britain and Holland, what would happen to Britain’s defenses in the Far East while so heavily committed at home, in the Middle East, in North Africa, and on the seven seas?

The obvious answer was to stall Tokyo as long as possible. Eventually an open conflict with Germany must come; if Japan had not yet entered the war, perhaps it would stay out for the same reason it had kept clear of the Russo-German conflict. By November 1941 Roosevelt needed such a delay not only because of Atlantic First, but also as a result of a shift in plans for the Philippines. Earlier, the archipelago had been assumed to be indefensible against a strong enemy assault, and hence the War and Navy Departments had not made a heavy commitment there. Now, with General MacArthur’s appointment as commander of U.S. forces in the Far East and the development of the B-17 heavy bomber, the Philippines were once again considered strategically viable. But time was needed, at least two or three months.

So early hostilities with Japan would mean the wrong war in the wrong ocean at the wrong time. Yet it was clear by November 1941 that the United States was faced with the growing probability of precisely this war. Why did not the President string the Japanese along further, taking care not to get close to a showdown?

This is what he did try, at least until November. It was not easy. Every time reports spread that Washington had considered even a small compromise on the central issue of a Japanese withdrawal from China, frantic cries arose from Chungking. Churchill, too, pressed insistently for a harder line toward Tokyo. At home Roosevelt had to deal with public attitudes that turned more militantly against Japan than against Germany. In early August those opposing war with Japan outnumbered those favoring it by more than three to one, while by late November twice as many as not were
expecting
war between their country and Japan in the near future.

Doubtless the basic factor, though, was one of calculation, or analysis. Churchill, still responding to the bitter lessons of Munich, contended that a policy of firmness was precisely the way to earn peace; it was the democracies’ vacillation that tempted aggressors to go to war. Roosevelt was not so sure that the Asiatic mind worked in just this way. Yet he went along with Churchill’s theory of peace through firmness and with Hull’s insistence on adherence to principles, rather than with Stimson’s and Knox’s urgent advice to stall the Japanese along in order not to be diverted from Atlantic First and in order to have time to prepare in the Pacific.

Later an odd notion would arise that the President, denied his
direct war with Hitler, finally gained it through the “back door” of conflict with the Japanese. This is the opposite of what he was trying to do. He wanted to avoid war with Japan because—like all the grand strategists—he feared a two-front war, and American strategy was definitely set on fighting Hitler first. In another three or six months, after the Philippines and other Pacific outposts had been strengthened, the President might well have gone through the “back door” of war—but not in late 1941. Churchill’s calculations, however, were more mixed. He could assume his stand-firm posture with far more equanimity than Roosevelt; the Prime Minister could reason that a Japanese-American break would probably bring the United States into the German war as well and thus realize London’s burning hope of full American involvement. But much would depend on the strength of Berlin-Tokyo solidarity and on each nation’s calculus of its interest. Churchill had to face the fearsome possibility that the United States might become involved
only
in the Pacific. Hence he, too, was following the Atlantic First strategy.

It was not Roosevelt’s calculation that was at fault, but his miscalculation. And because he lacked the initiative, and was assuming the imperfect moral stand of condemning Hitlerism as utterly evil and bent on world domination without openly and totally combating it, he faced a thicket of secondary but irksome troubles. Labor was restive in the fall of 1941 as it saw its chance to get in on the war boom. For many businessmen it was still business as usual. The Supply Priorities and Allocations Board had been set up on top of OPM in August, but SPAB seemed to be working with little more effectiveness than its predecessors. Congress seemed incapable of passing an effective price-control bill. Military aid to Allies, though rising, was still inadequate in the face of gigantic demands, and the orderly flow of food and munitions was disrupted by sudden emergencies and shifting needs.

Stimson was still insisting that ills such as these could be remedied only if the President assumed clear moral leadership, took the initiative against Germany, and established definite priorities at home and abroad. But Roosevelt would not yet ask for a declaration of war. Rather, he would try by management and maneuver to swing his nation’s weight into the world balance.

To relations with Moscow in particular Roosevelt applied his most delicate hand. Russia’s sagging defenses in the Ukraine had produced no reversal of opinion among Congress and people, or of policy in the White House. The hard-core isolationists still opposed aid to the Soviet Union and expressed gratification that Russians and Germans were bleeding one another to death; that conflict, said the Chicago
Tribune,
was the only war for a century that
civilized men could regard with complete approval. Roosevelt, who was holding all negotiations with the Kremlin tightly in his own hands, was granting dollars and other aid in small dabs while recognizing that Russia needed massive help. He took care not to propose—or even discuss—bringing the Soviets under Lend-Lease until after Congress passed a big fall appropriation for the program.

The President was showing his usual respect for public opinion, which as always was shrill, divided, inchoate, and waiting for leads. He was especially wary of Catholic feeling against involvement with Bolshevism. With his implicit encouragement, at least, his friend Supreme Court Justice Frank Murphy told fellow Catholics that Communism and Nazism were equally godless but the latter was godlessness plus ruthlessness. When the President, however, suggested to reporters that Russians had some freedom of religion under their constitution, religious leaders pounced on him for his “sophistry” and ignorance. Ham Fish proposed that the President invite Stalin to Washington and have him baptized in the White House pool. Roosevelt dispatched his envoy Myron Taylor back to Rome to sound out Pope Pius and to inform him that “our best information is that the Russian churches are today open for worship and are being attended by a very large percentage of the population.” Taylor carried with him a letter from President to Pope granting that the Soviet dictatorship was as “rigid” as the Nazi, but that Hitlerism was more dangerous to humanity and to religion than was Communism. The Pope was little influenced by this view, and his doctrinal expert, Monsignor Domenico Tardini, bluntly stated that Communism was and always would be antireligious and militaristic and told the Pope privately that Roosevelt was apologizing for Communism. The Vatican did respond to Roosevelt a bit by restating doctrine in such a way as to enable Catholics to make a distinction between aiding Russians and aiding Communism. Roosevelt also tried to induce Moscow to relax its antireligious posture, but with little effect.

Clearly the great opportunist was having little impact on the great doctrinaire. But if the President hardly was leading a holy crusade for a full partnership of the antifascist forces, he was at least removing some of the roadblocks and allowing events to exercise their sway. Congress defeated moves to bar the President from giving Lend-Lease aid to Russia, and at the end of October the President without fanfare told Stalin that he could have one billion dollars in supplies. Yet the President paid a price for this success. He and his colleagues had to stress not the great ideals of united nations but the expedient need to help keep the Russian armies in the fight and thus to make American military intervention less necessary. Aid was extended for crass reasons of
self-interest. The only link between Americans and Russians was a common hatred and fear of Nazism.

Stalin was not deceived. He wrote to Churchill in early November that the reasons for the lack of clarity in the relations of their nations were simple: lack of agreement on war and peace aims, and no second front. He could have said the same to Roosevelt.

The whole anti-Axis coalition, indeed, was in strategic disarray by late fall of 1941, even while it was co-operating on a host of economic, military, and diplomatic matters. Churchill was almost desperate over Washington’s stubborn noninvolvement. He still had serious doubts about Russia’s capacity to hold out; he had to face the nightmarish possibility of Britain alone confronting a fully mobilized Wehrmacht. As it was, he had to share American aid with Russia, and while he was eager to do anything necessary to keep the Bear fighting, he found it surly, snarling, and grasping. He still feared a Nazi invasion of Britain in the spring, and he was trying to build up his North African strength for an attack to the west. Stalin was always a prickly associate. A mission to Moscow led by Lord Beaverbrook and Averell Harriman had established closer working relations with the Soviets, but no mission could solve the basic problem that Russia was taking enormous losses while only a thin trickle of supplies was arriving through Archangel, Vladivostok, and Iran. As for China, which was at best third on the waiting list for American aid, feeling in Chungking ranged between bitterness and defeatism.

So if Roosevelt was stranded in the shoals of war and diplomacy, he was no worse off than the other world leaders in 1941. All had seen their earlier hopes and plans crumble. Hitler had attacked Russia in the expectation of averting a long war on two fronts; now he was engaged in precisely that. Churchill had hoped to gain the United States as a full partner, but had gained Russia; he had wanted to take the strategic initiative long before, but had failed; he doubted that Japan would take on Britain and America at the same time, but events would prove him wrong. Stalin had played for time and lost; now the Germans, fifty miles west of Moscow, were preparing their final attack on it.

All the global forces generated by raw power and resistance, by grand strategies and counter-strategies, by sober staff studies and surprise blows—all were locked in a tremulous world balance. Only some mighty turn of events could upset that balance and release Franklin Roosevelt from his strategic plight.

A TIME FOR WAR

On November 1, 1941, the new leaders of Japan met to decide the issues they had debated since assuming office two weeks before. Should they “avoid war and undergo great hardships”? Or decide on war immediately and settle matters? Or decide on war but carry on diplomacy and war preparations side by side? These were the alternatives as Premier Tojo framed them for his colleagues: Foreign Minister Togo, Finance Minister Okinori Kaya, Navy Minister Shigetaro Shimada, Navy Chief of Staff Osami Nagano, Planning Board Director Teiichi Suzuki. Also present were members of the military “nucleus”: Army Chief of Staff General Sugiyama, the Army Vice Chief of Staff, the Navy Vice Chief of Staff, and others.

It was a long meeting—seventeen hours—and a stormy one. Pressed by a skeptical Togo and Kaya as to whether the American fleet would attack Japan, Nagano replied, “There is a saying, ‘Don’t rely on what won’t come.’ The future is uncertain; we can’t take anything for granted. In three years enemy defenses in the South will be strong and the number of enemy warships will increase.”

“Well, then,” Kaya said, “when can we go to war and win?”

“Now!” Nagano exclaimed. “The time for war will not come later!”

The discussion went on. Finally it was agreed to pursue war preparations and diplomacy simultaneously. The burning issue was the timing of the two and their interrelation. The early deadline, said Tojo, was outrageous. A quarrel broke out so intense that the meeting had to be recessed; operations officers were called in to consider the timing question from a technical viewpoint. The military chiefs conceded that it would be all right to negotiate until five days prior to the outbreak of war. This would mean November 30.

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