Shadows of Forgotten Ancestors (32 page)

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Authors: Carl Sagan,Ann Druyan

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In many species the alpha male systematically threatens any other male attempting to mate with
any
female in the group, especially when conception is possible. Because of clandestine impregnations by subordinate males—kleptogamy—in which the females are often willing partners, the alpha does not always succeed; but he’s highly motivated to try. This is true within female dominance hierarchies as well. In domestic fowl, for example, the alpha female tends to attack any female that so much as walks up to an adult male during the breeding season. In gelada baboons, in which there is a female dominance hierarchy, high-ranking females do not, on average, mate more frequently during ovulation than do the lower-ranking females; but the lower-ranking females rarely give birth. Something about their inferior
status diminishes their fertility. Perhaps they are advertising ovulation when in fact no egg is released, or maybe they have many spontaneous abortions. But whatever it is, their low status prevents them from having babies. In marmosets, subordinate females tend to suppress their ovulations, but when they are freed from the female dominance hierarchy, they quickly become pregnant.
21
Thus, genes contributing to high status in the female hierarchy—large stature, say, or superior social skills—get preferentially passed on to the next generation. This tends to stabilize a hereditary aristocracy.

In cattle and many other animals, the alpha male may try to gather around him a harem of females and chase away the other males, but his success is often limited. When the breeding time has passed, the males return to their solitary ways and the females (and young) resume their own social grouping. Among deer this is called a hind group and entails its own dominance hierarchy. Commonly, the leader of such communities is determined not by bluff, threat, or fighting ability, but by age: The oldest fertile female leads. (The same convention is adopted among all-female herds of African elephants; even when composed of hundreds of elephants, the social structure is extremely stable.) These groups seem to be organized around protection. When attacked, they form a diamond- or spindle-shaped pattern, with the alpha female in front and the beta bringing up the rear. If the pursuers are gaining, the beta female may valorously stop short and engage the leading predator. As the rest of the group makes its escape, the alpha and beta may then exchange sentry duty.

In skirmishes the advantages of the dominance hierarchy are clear. Even female mammals who evince little enthusiasm for individual dominance nevertheless arrange themselves into battle hierarchies in times of trouble. So dominance hierarchies have at least two functions, extremely useful both for individuals and for the group: They reduce dangerous and divisive fighting within the group (promoting what we might call political stability); and they are optimized for inter-group and interspecies conflict (providing what we might call military preparedness).

A third purported advantage of dominance hierarchies is that they preferentially propagate the genes of the alphas, those who are physically or behaviorally fit. We might imagine a common conditional strategy for everyone in the group that would go something like: “If
I’m big and strong, I intimidate; if I’m small and weak, I retreat.” This benefits everyone one way or another, and the sole focus is on the “I.”

Being human, we naturally feel some whiff of resentment when we imagine ourselves dropped into such a dominance hierarchy with its craven submissiveness and manifest cruelties. Being human, we might also imagine the pleasures of a well-run social machine in which everybody knows his place, in which nobody gets out of line and causes trouble, in which deference and respect to superiors is routinely shown. Depending on whether we come from a more democratic or a more authoritarian upbringing, schooling, or society, we might feel that the benefits of the dominance hierarchy outweigh any affront to freedom and dignity, or vice versa. But this discussion isn’t yet about us. Humans are not red deer or hamsters or hamadryas baboons. For these species the cost-benefit analysis has been made. For them, law-and-order is the higher good. That there are innate individual rights and liberties of hamsters, needing institutional protection, is not a self-evident truth.

——

 

To play the hierarchy game, at the very least you must be able to remember who’s who, to recognize rank, and to make the appropriate responses, dominant or submissive as circumstances dictate. The ranks are not fixed in time, so you must be able to reassess and revise facts of central importance. Dominance hierarchies bring benefits, but require thinking and flexibility. It’s not enough to have inherited nucleic acid instructions on how to threaten and how to submit. You must be able to
apply
those behaviors appropriately to a changing array of acquaintances, allies, rivals, lovers—whose dominance status is situational and whose identity and current circumstances cannot possibly be encoded in the nucleic acids. As is also true for hunting and escape strategies or learning from parents, hierarchies require brains. Nevertheless, the instructions in the genes are often vastly more in control than whatever wisdom resides in the brain.

Early on, animals may not have been very adept at distinguishing
individuals
, contenting themselves with “If he gives off my favorite sex attractant, he’s my guy.” In interaction with predator and prey, or in the sexual adventuring of males who are not obliged to care for the offspring, there’s no high premium on the niceties of individual recognition.
Then you can get away with “They all smell the same to me” or “They’re all the same in the dark.” Then you can stereotype and there are few adaptive penalties you must pay. But as evolutionary time passes, finer distinctions must be made. It might be useful to know who the father of your child is so you can encourage him to play a role in raising and protecting it. It might be useful to know the exact position of all the other males in the dominance hierarchy if you wish to avoid daily conflicts about rank, or if you wish to advance up the ladder.

One of the many surprises in modern primate research is how readily the human observer—even if wholly insensitive to olfactory cues—can distinguish and recognize all the baboons in the troop, all the chimps in the band. If you spend a little time with them, they no longer all “look alike.” It takes some motivation and a little thought, but it’s well within our powers. Without such individual recognition, the greater part of the social life of higher animals, as of humans, remains hidden from us. With humans—because of language, dress, and behavioral eccentricities—individual recognition is much easier. Still, the temptation to divide humans and other species into a small number of stereotyped categories, rather than recognizing differences and judging individuals one at a time, remains deep within us.

Racism, sexism, and a toxic mix of xenophobias still powerfully influence action and inaction. But one of the proudest achievements of our own age is the developing global consensus—despite many false starts—that we’re at last ready to leave behind this vestige of long ago. Many ancient voices speak within us. We are capable of muting some, once they no longer serve our best interests, and amplifying others as our need for them increases. This is cause for hope.

As for the larger issue of dominance and submission, the jury is still out. True, all but the pomp and costume of monarchy have, in the last few centuries, been swept off the world stage, and attempts at democracy seem fitfully to be breaking out planetwide. But the call of the alpha male and the compliant assent of the omegas remain the daily litany of human social and political organization.

ON IMPERMANENCE

 

As for Man, his days are as grass; as a flower of the field, so he flourisheth.

For the wind passeth over it, and it is gone; and the place thereof shall know it no more.

Psalm 103, verses 15,16, King James translation

 

*
Alpha also dominates gamma and those below gamma; beta dominates delta and those below delta, and so on Since more animals submit than dominate, it might with greater justice be called a submission hierarchy than a dominance hierarchy But we humans are transfixed by dominance and often, at least in the West and setting religion aside, a little repelled by submission Vast libraries are written on “leadership” and virtually nothing on “followership”

*
The very recent history of human warfare provides a contrast: The alphas—generally old men—sequester themselves in safety, often where the young women are, and dispatch the subordinates—generally young men—out to fight and die. In no other species have alpha males gotten away with such cushy arrangements for themselves. It does require at least implicit cooperation between the alphas of rival groups, but this can often be arranged Apart from the social insects, no other species has been clever enough to invent war It is an institution optimally configured to benefit the alphas

Chapter 12
 
THE RAPE OF CAENIS
 

Not the immortal gods can flee,

nor the men who live only a day.

Who has you within him
    is mad.

SOPHOCLES
,
Antigone
1

 

Over the Earth he flies
and the loud-echoing salt-sea.
He bewitches and maddens the heart
of the victim he swoops upon.
He bewitches the race of the mountain-huntin
lions and beasts of the sea,
and all the creatures that Earth feeds,
and the blazing sun sees—
and man, too—
over all you hold kingly power,
Love, you are the only ruler
over all these.

EURIPIDES
,
Hippolytus
2

 

O
ne of the myths of ancient Greece tells of Caenis, “loveliest of the maids of Thessaly,” who, while walking alone on an isolated shore, was spied by Poseidon—god of the sea, elder brother of the king of the gods, and sometime rapist. Mad with lust, the god attacked her on the spot. Afterwards, he took pity, and asked what he might give in reparation. Manhood, was her answer. She wished to be transformed into a man—not just any kind of man, but one extravagantly male, a warrior and “invulnerable.” Then she would never again be subjected to such a humiliation. Poseidon agreed. The metamorphosis was completed. Caenis became Caeneus.

Time passed. Caeneus fathered a child. With his sharp and expertly wielded sword he killed many. But the swords and spears of his adversaries could not penetrate his body. The metaphor here is not hard to fathom. Eventually Caeneus became so full of himself that he scorned the gods. He erected his spear in the marketplace and made the people worship it and sacrifice to it. He insisted, on pain of death, that they worship no other gods. The symbolism is again lucid.

Extreme arrogance, of which this is a fair example, was called by the Greeks
hubris. It
was almost exclusively a male trait. Sooner or later it would attract the attention and then the retribution of the gods—especially toward those humans insufficiently deferential to the immortals. The gods craved submission. When news of Caeneus’s effrontery finally reached Zeus, whose desk was doubtless piled high with such casefiles, he ordered the centaurs—chimeras, half-man, half-horse—to execute his merciless judgment. Dutifully they attacked Caeneus, taunting him: “Do you not remember at what price you gained this false appearance of a man? … Leave wars to men.” But the centaurs lost six of their number to Caeneus’s swift sword. Their lances bounced off him “like a hailstone from a roof.” Disgraced at being “conquered by an enemy but half-man”—a hollow complaint, coming from a centaur—they resolved to smother
him with timber, destroying vast stands of trees “to crush his stubborn life with forests for our missiles.” He had no special powers concerning breathing, and after a struggle they managed to subdue and then to suffocate him. When the time came to bury the body, they were amazed to find that Caeneus had reverted back to Caenis; the invincible warrior had become, once again, the vulnerable young woman.
3

Perhaps poor Caenis had overdosed on the stuff that Poseidon used to effect the metamorphosis. There is a proper amount of whatever it is that makes one male, the ancient Greeks recognized, and too much or too little can get you into trouble.

——

 

The testicles of a sparrow are about a millimeter long and weigh about a milligram. (That’s one of the reasons you never hear that someone’s hung like a sparrow.) With testes intact, the scrappy birds enter into their mainly linear hierarchy, chase away other birds who invade their territory, and, if they’re high-ranking, make successful overtures to fertile females. But reach under those feathers, remove those two tiny organs, and, after the bird has recovered, all of these traits are lost, or nearly so. Aggressive birds become submissive, territorial birds become complacent about intruders, passionate birds lose interest in sex. Now inject a certain steroid molecule into the sparrow and it regains its plucky enthusiasm for sex, aggression, dominance, and territoriality.

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