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Authors: Samuel P. Huntington

Tags: #Current Affairs, #History, #Modern Civilization, #Non-fiction, #Political Science, #Scholarly/Educational, #World Politics

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184 States, More or Less

A
third map of the post-Cold War world derives from what is often called the “realist” theory of international relations. According to this theory states are the primary, indeed, the only important actors in world affairs, the relation among states is one of anarchy, and hence to insure their survival and security, states invariably attempt to maximize their power. If one state sees another state increasing its power and thereby becoming a potential threat, it attempts to protect its own security by strengthening its power and/or by allying itself with other states. The interests and actions of the more or less 184 states of the post-Cold War world can be predicted from these assumptions.”
[11]

p. 34
This “realist” picture of the world is a highly useful starting point for analyzing international affairs and explains much state behavior. States are and will remain the dominant entities in world affairs. They maintain armies, conduct diplomacy, negotiate treaties, fight wars, control international organizations, influence and in considerable measure shape production and commerce. The governments of states give priority to insuring the external security of their states (although they often may give higher priority to insuring their security as a government against internal threats). Overall this statist paradigm does provide a more realistic picture of and guide to global politics than the one- or two-world paradigms.

It also, however, suffers severe limitations.

It assumes all states perceive their interests in the same way and act in the same way. Its simple assumption that power is all is a starting point for understanding state behavior but does not get one very far. States define their interests in terms of power but also in terms of much else besides. States often, of course, attempt to balance power, but if that is all they did, Western European countries would have coalesced with the Soviet Union against the United States in the late 1940s. States respond primarily to perceived threats, and the Western European states then saw a political, ideological, and military threat from the East. They saw their interests in a way which would not have been predicted by classic realist theory. Values, culture, and institutions pervasively influence how states define their interests. The interests of states are also shaped not only by their domestic values and institutions but by international norms and institutions. Above and beyond their primal concern with security, different types of states define their interests in different ways. States with similar cultures and institutions will see common interest. Democratic states have commonalities with other democratic states and hence do not fight each other. Canada does not have to ally with another power to deter invasion by the United States.

At a basic level the assumptions of the statist paradigm have been true throughout history. They thus do not help us to understand how global politics after the Cold War will differ from global politics during and before the Cold War. Yet clearly there are differences, and states pursue their interests differently from one historical period to another. In the post-Cold War world, states increasingly define their interests in civilizational terms. They cooperate with and ally themselves with states with similar or common culture and are more often in conflict with countries of different culture. States define threats in terms of the intentions of other states, and those intentions and how they are perceived are powerfully shaped by cultural considerations. Publics and statesmen are less likely to see threats emerging from people they feel they understand and can trust because of shared language, religion, values, institutions, and culture. They are much more likely to see threats coming from states whose societies have different cultures and hence which they do not understand and feel they cannot trust. Now that a Marxist-Leninist Soviet Union no longer poses a threat to the Free World and the United States no longer
p. 35
poses a countering threat to the communist world, countries in both worlds increasingly see threats coming from societies which are culturally different.

While states remain the primary actors in world affairs, they also are suffering losses in sovereignty, functions, and power. International institutions now assert the right to judge and to constrain what states do in their own territory. In some cases, most notably in Europe, international institutions have assumed important functions previously performed by states, and powerful international bureaucracies have been created which operate directly on individual citizens. Globally there has been a trend for state governments to lose power also through devolution to substate, regional, provincial, and local political entities. In many states, including those in the developed world, regional movements exist promoting substantial autonomy or secession. State governments have in considerable measure lost the ability to control the flow of money in and out of their country and are having increasing difficulty controlling the flows of ideas, technology, goods, and people. State borders, in short, have become increasingly permeable. All these developments have led many to see the gradual end of the hard, “billiard ball” state, which purportedly has been the norm since the Treaty of Westphalia in 1648,
[12]
and the emergence of a varied, complex, multi-layered international order more closely resembling that of medieval times.

Sheer Chaos

The weakening of states and the appearance of “failed states” contribute to a fourth image of a world in anarchy. This paradigm stresses: the breakdown of governmental authority; the breakup of states; the intensification of tribal, ethnic, and religious conflict; the emergence of international criminal mafias; refugees multiplying into the tens of millions; the proliferation of nuclear and other weapons of mass destruction; the spread of terrorism; the prevalence of massacres and ethnic cleansing. This picture of a world in chaos was convincingly set forth and summed up in the titles of two penetrating works published in 1993:
Out of Control
by Zbigniew Brzezinski and
Pandaemonium
by Daniel Patrick Moynihan.
[13]

Like the states paradigm, the chaos paradigm is close to reality. It provides a graphic and accurate picture of much of what is going on in the world, and unlike the states paradigm, it highlights the significant changes in world politics that have occurred with the end of the Cold War. As of early 1993, for instance, an estimated 48 ethnic wars were occurring throughout the world, and 164 “territorial-ethnic claims and conflicts concerning borders” existed in the former Soviet Union, of which 30 had involved some form of armed conflict.
[14]
Yet it suffers even more than the states paradigm in being too close to reality. The world may be chaos but it is not totally without order. An image of universal and undifferentiated anarchy provides few clues for understanding the world, for ordering events and evaluating their importance, for predicting trends in the anarchy, for distinguishing among types of chaos and their possibly different causes and consequences, and for developing guidelines for governmental policy makers.

Comparing Worlds: Realism, Parsimony, And Predictions

p. 36
Each of these four paradigms offers a somewhat different combination of realism and parsimony. Each also has its deficiencies and limitations. Conceivably these could be countered by combining paradigms, and positing, for instance, that the world is engaged in simultaneous processes of fragmentation and integration.
[15]
Both trends indeed exist, and a more complex model will more closely approximate reality than a simpler one. Yet this sacrifices parsimony for realism and, if pursued very far, leads to the rejection of all paradigms or theories. In addition, by embracing two simultaneous opposing trends, the fragmentation-integration model fails to set forth under what circumstances one trend will prevail and under what circumstances the other will. The challenge is to develop a paradigm that accounts for more crucial events and provides a better understanding of trends than other paradigms at a similar level of intellectual abstraction.

These four paradigms are also incompatible with each other. The world cannot be both one and fundamentally divided between East and West or North and South. Nor can the nation state be the base rock of international affairs if it is fragmenting and torn by proliferating civil strife. The world is either one, or two, or 184 states, or potentially an almost infinite number of tribes, ethnic groups, and nationalities.

Viewing the world in terms of seven or eight civilizations avoids many of these difficulties. It does not sacrifice reality to parsimony as do the one- and two-world paradigms; yet it also does not sacrifice parsimony to reality as the statist and chaos paradigms do. It provides an easily grasped and intelligible framework for understanding the world, distinguishing what is important from what is unimportant among the multiplying conflicts, predicting future developments, and providing guidelines for policy makers. It also builds on and incorporates elements of the other paradigms. It is more compatible with them than they are with each other. A civilizational approach, for instance, holds that:

 

 

  The forces of integration in the world are real and are precisely what are generating counterforces of cultural assertion and civilizational consciousness.

 

  The world is in some sense two, but the central distinction is between the West as the hitherto dominant civilization and all the others, which, however, have little if anything in common among them. The world, in short, is divided between a Western one and a non-Western many.

 

  Nation states are and will remain the most important actors in world affairs, but their interests, associations, and conflicts are increasingly shaped by cultural and civilizational factors.

 

  The world is indeed anarchical, rife with tribal and nationality conflicts, but the conflicts that pose the greatest dangers for stability are those between states or groups from different civilizations.

 

p. 37
A civilizational paradigm thus sets forth a relatively simple but not too simple map for understanding what is going on in the world as the twentieth century ends. No paradigm, however, is good forever. The Cold War model of world politics was useful and relevant for forty years but became obsolete in the late 1980s, and at some point the civilizational paradigm will suffer a similar fate. For the contemporary period, however, it provides a useful guide for distinguishing what is more important from what is less important. Slightly less than half of the forty-eight ethnic conflicts in the world in early 1993, for example, were between groups from different civilizations. The civilizational perspective would lead the U.N. Secretary-General and the U.S. Secretary of State to concentrate their peacemaking efforts on these conflicts which have much greater potential than others to escalate into broader wars.

Paradigms also generate predictions, and a crucial test of a paradigm’s validity and usefulness is the extent to which the predictions derived from it turn out to be more accurate than those from alternative paradigms. A statist paradigm, for instance, leads John Mearsheimer to predict that “the situation between Ukraine and Russia is ripe for the outbreak of security competition between them. Great powers that share a long and unprotected common border, like that between Russia and Ukraine, often lapse into competition driven by security fears. Russia and Ukraine might overcome this dynamic and learn to live together in harmony, but it would be unusual if they do.”
[16]
A civilizational approach, on the other hand, emphasizes the close cultural, personal, and historical links between Russia and Ukraine and the intermingling of Russians and Ukrainians in both countries, and focuses instead on the civilizational fault line that divides Orthodox eastern Ukraine from Uniate western Ukraine, a central historical fact of long standing which, in keeping with the “realist” concept of states as unified and self-identified entities, Mearsheimer totally ignores. While a statist approach highlights the possibility of a Russian-Ukrainian war, a civilizational approach minimizes that and instead highlights the possibility of Ukraine splitting in half, a separation which cultural factors would lead one to predict might be more violent than that of Czechoslovakia but far less bloody than that of Yugoslavia. These different predictions, in turn, give rise to different policy priorities. Mearsheimer’s statist prediction of possible war and Russian conquest of Ukraine leads him to support Ukraine’s having nuclear weapons. A civilizational approach would encourage cooperation between Russia and Ukraine, urge Ukraine to give up its nuclear weapons, promote substantial economic assistance and other measures to help maintain Ukrainian unity and independence, and sponsor contingency planning for the possible breakup of Ukraine.

Many important developments after the end of the Cold War were compatible with the civilizational paradigm and could have been predicted from it. These include: the breakup of the Soviet Union and Yugoslavia; the wars going on in their former territories; the rise of religious fundamentalism throughout the world; the struggles within Russia, Turkey, and Mexico over their identity;
p. 38
the intensity of the trade conflicts between the United States and Japan; the resistance of Islamic states to Western pressure on Iraq and Libya; the efforts of Islamic and Confucian states to acquire nuclear weapons and the means to deliver them; China’s continuing role as an “outsider” great power; the consolidation of new democratic regimes in some countries and not in others; and the developing arms competition in East Asia.

The relevance of the civilizational paradigm to the emerging world is illustrated by the events fitting that paradigm which occurred during a six-month period in 1993:

 

 

  the continuation and intensification of the fighting among Croats, Muslims, and Serbs in the former Yugoslavia;

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