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Authors: Anthony Everitt

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Claudius was more or less forgotten until brought to court by the emperor Caligula, who treated him as an unpaid clown. When Caligula was assassinated, Praetorian Guardsmen found Claudius hiding behind a curtain in the palace, took him to their camp, and hailed him as emperor. A nervous Senate agreed.

To general surprise, Claudius turned out to be rather a good emperor. He annexed the remote island of Britannia to the Roman empire. Despite the fact that the long dead Livia had made his early life a misery, he generously arranged for her deification.

Claudius had bad luck with his wives. The beautiful and wayward Messalina shared the elder Julia’s taste for lively parties in the Forum where she mixed sex with politics. Her cuckolded husband reluctantly put her to death.

Messalina was followed by Germanicus’ strong-minded daughter Agrippina, who persuaded Claudius to adopt her son Nero, and in
A.D.
54 killed the gourmand emperor with a dish of delicious but poisoned (or perhaps poisonous) mushrooms.

 

In
A.D.
15, Germanicus led an army across the Rhine and visited the battle sites where Varus lost his legions and his life. Tacitus gave an unforgettable description of the eerie scene:

 

On the open ground were whitening bones, scattered where men had fled, heaped up where they had stood and fought back. Fragments of spears and of horses’ limbs lay there—also human heads, fastened to tree-trunks. In groves nearby were the outlandish altars at which the Germans had massacred the Roman colonels and senior company-commanders.

 

The Romans never again attempted to expand their territory beyond the Rhine, and excitable historians in the nineteenth and twentieth centuries have argued that we owe to the
Variana clades
the millennia-long division of Europe into two parts—one touched by Rome, the other not: Britain and the Romance countries, and the Teutonic peoples of central and northern Europe. If Augustus had had his way and brought the frontier of his empire to the Elbe, there would have been “no Charlemagne, no Louis XIV, no Napoleon, no Kaiser Wilhelm II, and no Hitler.”

This binary approach to European history oversimplifies a complicated story. The distance between the Rhine and the Elbe is not so great as to have brought about such dizzying consequences. Also, we must not forget that Roman culture spread its influence far beyond the imperial lands themselves. Rome’s true inheritor, the Roman Catholic Church, was able to create a unified Europe that stretched from the Atlantic to the Urals, the culture of Christendom.

That said, the massacre at Kalkriese did mark a turning point in the history of Rome. With a few exceptions, such as the ephemeral conquests of the emperor Trajan in the second century
A.D.
, the empire had more or less reached its natural extent by the death of Augustus. Rome’s military and administrative capacity did not allow it to govern a larger territory.

 

There was much discussion at Rome about the late Augustus’ virtues and vices. It was elegantly summarized by Tacitus:

 

Intelligent people praised or criticized him in varying terms. One opinion was as follows. Filial duty and a national emergency, in which there was no place for law-abiding conduct, had driven him to civil war—and this can be neither initiated nor maintained by decent methods. He had made many concessions to Antony and to Lepidus for the sake of vengeance on his father’s murderers. When Lepidus grew old and lazy, and Antony’s self-indulgence got the better of him, the only possible cure for the distracted country had been government by one man. However, Augustus had put the state in order not by making himself king or dictator, but by creating the Principate. The empire’s frontiers were on the ocean, or distant rivers. Armies, provinces, fleets, the whole system was interrelated. Roman citizens were protected by the law. Provincials were decently treated. Rome itself had been lavishly beautified. Force had been sparingly used—merely to preserve peace for the majority.

 

According to a second and opposing opinion, “filial duty and national crisis had been merely pretexts. In actual fact, the motive of Octavian, the future Augustus, was lust for power…. There had certainly been peace, but it was a blood-stained peace of disasters and assassinations.”

Down the centuries, judgments have oscillated between these poles. But opposites do not have to be mutually exclusive, and we are not obliged to choose one or the other. The story of his career shows that Augustus was indeed ruthless, cruel, and ambitious for himself. This was only in part a personal trait, for upper-class Romans were educated to compete with one another and to excel. However, he combined an overriding concern for his personal interests with a deep-seated patriotism, based on a nostalgic idea of Rome’s antique virtues. In his capacity as
princeps,
selfishness and selflessness were elided in his mind.

While fighting for dominance, he paid little attention to legality or to the normal civilities of political life. He was devious, untrustworthy, and bloodthirsty. But once he had established his authority, he governed efficiently and justly, generally allowed freedom of speech, and promoted the rule of law. He was immensely hardworking and tried as hard as any democratic parliamentarian to treat his senatorial colleagues with respect and sensitivity. He suffered from no delusions of grandeur.

Augustus lacked the flair of his adoptive father, Julius Caesar, but he possessed one valuable quality to which Caesar could not lay claim: patience. He had the practical common sense of an Italian country gentleman, for it was from that stock that he grew. He made haste slowly, seeking permanent solutions rather than easy answers. He did not revel in power; he sought to understand it. Plutarch has an anecdote that sums up Augustus’ approach to his responsibilities. Hearing that Alexander the Great had been at a loss about what to do next after his vast conquests, the
princeps
remarked: “I am surprised the king did not realize that a far harder task than winning an empire is putting it into order once you have won it.”

Perhaps the most instructive aspect of Augustus’ approach to politics was his twin recognition that in the long run power was unsustainable without consent, and that consent could best be won by associating radical constitutional change with a traditional and moralizing ideology.

And what of the man himself? His public persona, the imperturbably calm young man of the statues, is unrevealing—to borrow Tennyson’s phrase, “faultily faultless, icily regular, splendidly null.” But luckily some of the ancient literary sources—above all, Suetonius—reveal the
princeps
in undress. Here is someone who loved his sister and spent fifty years happily married to his childless wife. In his personal life, he was not greatly interested in appearances, was a good friend, and had a self-deprecating sense of humor and sound judgment. It is impossible not to warm to the old man who adored his “little donkey” Gaius, and to sense the depth of his tragedy when, in their various ways, his closest relatives turned their backs on him—all except Livia.

The contrast between the splendor of state ceremonial and Rome’s restored monumental center, on the one hand, and Augustus’ austere lifestyle on the other, was, of course, a conscious policy, which magnified Rome while seeking to counter individual decadence. It would appear, though, that his simple habits had a basis in modest personal tastes.

Of course, there were two sides to Augustus’ personality, which looked Janus-like in opposing directions: the affectionate family man was also the ancient lecher; the plain-living Roman built a secret holiday palazzo; loyal to his intimates, he was blind to their excesses and sometimes criminal failings; the loving parent with high expectations sometimes behaved like a demanding bully who insisted on having his own way; the cultivated patron of the arts could be a heartless killer when crossed in politics.

One senses, above all, that the suppression of ordinary human emotions which his public duties demanded of the
princeps
pulled against deep and powerful currents of feeling for those closest to him. This internal struggle may have fueled the fury with which he reacted to betrayals of trust.

But for all his flaws, the balance sheet ends in credit. For the most part, the private man lived decently according to the standards of the time, and the public man did terrible things, but usually for the public good.

 

It is argued that Augustus was merely the last in a line of unruly, Republic-busting dynasts who came and went throughout the first century
B.C.
Like a surfer, he rode a wave of change that was already rolling.

There is something in this. If the Actium campaign had had a different outcome, the trend toward autocracy might well have continued unabated. But would the careless and unfocused Antony have been able to build such an enduring edifice? One doubts it.

Augustus once wrote in an edict: “May I achieve the reward to which I aspire…of carrying with me, when I die, the hope that these foundations I have established for the state will abide secure.” His hope was fulfilled. Of all Rome’s emperors, he reigned the longest; and his work lasted, with modifications, for many generations. His successors all called themselves Augustus and cited his example (however differently they in fact behaved). State institutions continued to evolve in ways he did not predict, but in the main along the lines he set down.

Augustus devoted his long reign to perfecting and implementing two core policies—constitutional reform, and imperial expansion under one-man rule. But no less important was his management of the provinces. Working with his friend and partner, Agrippa, he spent many years touring the empire. He disciplined, if he did not entirely eliminate, the rapacity of imperial proconsuls; he encouraged urbanization and the Roman way of life; and he extended Roman citizenship to many thousands of provincials throughout the empire.

This had a hugely important consequence. It generated loyalty and gratitude to Rome. It made people feel that they were not victims of the empire, but its stakeholders. They were members of an imperial commonwealth. It was this shared consciousness that helped to bind Europe and the lands of the Mediterranean basin together for half a millennium and more.

How many statesmen in human history can lay claim to such a record of enduring achievement?

NOTES

ABBREVIATIONS

Full publication data for modern works appears in the Sources section.

 

Aesch Prom

 

Aeschylus,
Prometheus Unbound

App

 

Appian,
Civil Wars

Res Gest

 

Augustus,
Res Gestae

Barrett

 

Anthony A. Barrett,
Livia

Aul Gell

 

Aulus Gellius,
Noctes Atticae

Caes Gall

 

Julius Caesar,
Commentaries on the Gallic War

Carcopino

 

Jérôme Carcopino,
Daily Life in Ancient Rome

Carter

 

J. M. Carter,
The Battle of Actium

CAH

 

Cambridge Ancient History, vol. 10

Old CAH

 

Cambridge Ancient History
(1923–1939),
vol. 10

Castle

 

E. B. Castle,
Ancient Education and Today

Dio

 

Cassius Dio,
Roman History

Celsus

 

Celsus,
De Medicina

Cic Att

 

Cicero,
Letters to Atticus

Cic Brut

 

Cicero,
Letters to Brutus

Cic De Or

 

Cicero,
De Oratore

Cic Fam

 

Cicero,
Letters to His Friends
[
ad Familiares
]

Cic Phil

 

Cicero,
Philippics

Connolly and Dodge

 

Peter Connolly and Hazel Dodge,
The Ancient City, Life in Classical Athens and Rome

CIL

 

Corpus Inscriptionum Latinarum

Dupont

 

Florence Dupont,
Daily Life in Ancient Rome

Florus

 

Florus,
Epitome of Roman History

Fuller

 

J.F.C. Fuller,
The Decisive Battles of the Ancient World and Their Influence on History

Grant Cleo

 

Michael Grant,
Cleopatra

Grant Glad

 

Michael Grant,
Gladiators: The Bloody Truth

Green

 

Peter Green,
From Alexander to Actium

Green Erot

 

Peter Green (trans.),
Ovid, The Erotic Poems

Hom Il

 

Homer,
Iliad

Hom Od

 

Homer,
Odyssey

van Hoof

 

Anton van Hoof,
Autothanasia to Suicide: Self-killing in Classical Antiquity

Hor Cent

 

Horace,
Centennial Hymn

Hor Ep

 

Horace,
Epistles

Hor Odes

 

Horace,
Odes

Hor Sat

 

Horace,
Satires

ILS

 

Inscriptiones Latinae Selectae,
ed. H. Dessau

Jackson

 

Ralph Jackson,
Doctors and Diseases in the Roman Empire

Jos Ant

 

Josephus,
Antiquities

Levick

 

Barbara Levick,
Tiberius the Politician

Livy Per

 

Livy,
Periochae

Livy

 

Livy,
Preface

Macr

 

Macrobius,
Saturnalia

Mart

 

Martial,
Epigrams

Meijer

 

Fik Meijer,
The Gladiators

Men Double

 

Menander,
The Double Deceiver

Nic

 

Nicolaus,
Life of Augustus

Ovid Am

 

Ovid,
Amores

Ovid Ars Am

 

Ovid,
Ars Amatoria

Ovid Pont

 

Ovid,
Epistulae ex Ponto

Ovid Trist

 

Ovid,
Tristia

Pliny

 

Pliny,
Naturalis Historia

Plut Apo reg et imp

 

Plutarch,
Moralia, Apophthegmata regum et imperatorum

Plut Aem Pau

 

Plutarch,
Aemilius Paullus

Plut Ant Comp

 

Plutarch,
Antony and Demetrius Comparison

Plut Brut

 

Plutarch,
Brutus

Plut Cat Maj

 

Plutarch,
Cato the Elder
[
Cato Major
]

Plut Cat Min

 

Plutarch,
Cato the Younger
[
Cato Minor
]

Plut Cic

 

Plutarch,
Cicero

Plut Ant

 

Plutarch,
Mark Antony

Plut T & C Grac

 

Plutarch,
Tiberius and Caius Gracchus

Plut Pomp

 

Plutarch,
Pompey the Great

Powell/Welch

 

A. Powell and K. Welch, eds.,
Sextus Pompeius

Prop

 

Propertius,
Carmina

Quint Inst Or

 

Quintilian,
Institutio Oratoria

Sall Bell Cat

 

Sallust,
Bellum Catilinae

Sen Contr 10 Praef

 

Seneca the Elder,
Controversiae 10 Praefatio

Sen Suas

 

Seneca the Elder,
Suasoriae

Sen Ep

 

Seneca the Younger,
Epistles

Sen Clem

 

Seneca the Younger,
De Clementia

Serv Ad Aen

 

Servius,
Ad Aeneidem

Stambaugh

 

John E. Stambaugh,
The Ancient Roman City

Strabo

 

Strabo,
Geography

Suet Aug

 

Suetonius,
Life of Augustus

Suet Clau

 

————,
Life of Claudius

Suet De Vir Ill

 

————,
On Famous Men

Suet Gaius

 

————,
Life of Gaius

Suet Galb

 

————,
Life of Galba

Suet Caes

 

————,
Life of Julius Caesar

Suet Nero

 

————,
Life of Nero

Suet Tib

 

————,
Life of Tiberius

Syme AA

 

Ronald Syme,
The Augustan Aristocracy

Syme RR

 

Ronald Syme,
The Roman Revolution

Tac Ann

 

Tacitus,
Annals

Tac Dial

 

Tacitus,
Dialogus de Oratoribus

Val Max

 

Valerius Maximus,
Memorable Doings and Sayings

Varro

 

Varro,
Res Rusticae

Vell Pat

 

Velleius Paterculus,
History of Rome

Virg Aen

 

Virgil,
Aeneid

Virg Ecl

 

Virgil,
Eclogues

Virg Geo

 

Virgil,
Georgics

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