Authors: Erich Auerbach,Edward W. Said,Willard R. Trask
The distinctive characteristics of the realistic novel of the era between the two great wars, as they have appeared in the present chapter—multipersonal representation of consciousness, time strata, disintegration of the continuity of exterior events, shifting of the narrative viewpoint (all of which are interrelated and difficult to separate)—seem to us indicative of a striving for certain objectives, of certain tendencies and needs on the part of both authors and public. These objectives, tendencies, and needs are numerous; they seem in part to be mutually contradictory; yet they form so much one whole that when we undertake to describe them analytically, we are in constant danger of unwittingly passing from one to another.
Let us begin with a tendency which is particularly striking in our text from Virginia Woolf. She holds to minor, unimpressive, random events: measuring the stocking, a fragment of a conversation with the maid, a telephone call. Great changes, exterior turning points, let alone catastrophes, do not occur; and though elsewhere in
To the Lighthouse
such things are mentioned, it is hastily, without preparation or context, incidentally, and as it were only for the sake of information. The same
tendency is to be observed in other and very different writers, such as Proust or Hamsun. In Thomas Mann’s
Buddenbrooks
we still have a novel structure consisting of the chronological sequence of important exterior events which affect the Buddenbrook family; and if Flaubert—in many respects a precursor—lingers as a matter of principle over insignificant events and everyday circumstances which hardly advance the action, there is nevertheless to be sensed throughout
Madame Bovary
(though we may wonder how this would have worked out in
Bouvard et Pécuchet
) a constant slow-moving chronological approach first to partial crises and finally to the concluding catastrophe, and it is this approach which dominates the plan of the work as a whole. But a shift in emphasis followed; and now many writers present minor happenings, which are insignificant as exterior factors in a person’s destiny, for their own sake or rather as points of departure for the development of motifs, for a penetration which opens up new perspectives into a milieu or a consciousness or the given historical setting. They have discarded presenting the story of their characters with any claim to exterior completeness, in chronological order, and with the emphasis on important exterior turning points of destiny. James Joyce’s tremendous novel—an encyclopedic work, a mirror of Dublin, of Ireland, a mirror too of Europe and its millennia—has for its frame the externally insignificant course of a day in the lives of a schoolteacher and an advertising broker. It takes up less than twenty-four hours in their lives—just as
To the Lighthouse
describes portions of two days widely separated in time. (There is here also, as we must not fail to observe, a similarity to Dante’s Comedy.) Proust presents individual days and hours from different periods, but the exterior events which are the determining factors in the destinies of the novel’s characters during the intervening lapses of time are mentioned only incidentally, in retrospect or anticipation. The ends the narrator has in mind are not to be seen in them; often the reader has to supplement them. The way in which the father’s death is brought up in the passage cited above—incidentally, allusively, and in anticipation—offers a good example. This shift of emphasis expresses something that we might call a transfer of confidence: the great exterior turning points and blows of fate are granted less importance; they are credited with less power of yielding decisive information concerning the subject; on the other hand there is confidence that in any random fragment plucked from the course of a life at any time the totality of its fate is contained and can be portrayed. There is greater confidence in syntheses gained
through full exploitation of an everyday occurrence than in a chronologically well-ordered total treatment which accompanies the subject from beginning to end, attempts not to omit anything externally important, and emphasizes the great turning points of destiny. It is possible to compare this technique of modern writers with that of certain modern philologists who hold that the interpretation of a few passages from
Hamlet, Phèdre
, or
Faust
can be made to yield more, and more decisive, information about Shakespeare, Racine, or Goethe and their times than would a systematic and chronological treatment of their lives and works. Indeed, the present book may be cited as an illustration. I could never have written anything in the nature of a history of European realism; the material would have swamped me; I should have had to enter into hopeless discussions concerning the delimitation of the various periods and the allocation of the various writers to them, and above all concerning the definition of the concept realism. Furthermore, for the sake of completeness, I should have had to deal with some things of which I am but casually informed, and hence to become acquainted with them
ad hoc
by reading up on them (which, in my opinion, is a poor way of acquiring and using knowledge); and the motifs which direct my investigation, and for the sake of which it is written, would have been completely buried under a mass of factual information which has long been known and can easily be looked up in reference books. As opposed to this I see the possibility of success and profit in a method which consists in letting myself be guided by a few motifs which I have worked out gradually and without a specific purpose, and in trying them out on a series of texts which have become familiar and vital to me in the course of my philological activity; for I am convinced that these basic motifs in the history of the representation of reality—provided I have seen them correctly—must be demonstrable in any random realistic text. But to return to those modern writers who prefer the exploitation of random everyday events, contained within a few hours and days, to the complete and chronological representation of a total exterior continuum—they too (more or less consciously) are guided by the consideration that it is a hopeless venture to try to be really complete within the total exterior continuum and yet to make what is essential stand out. Then too they hesitate to impose upon life, which is their subject, an order which it does not possess in itself. He who represents the course of a human life, or a sequence of events extending over a prolonged period of time, and represents it from beginning to end, must prune and isolate
arbitrarily. Life has always long since begun, and it is always still going on. And the people whose story the author is telling experience much more than he can ever hope to tell. But the things that happen to a few individuals in the course of a few minutes, hours, or possibly even days—these one can hope to report with reasonable completeness. And here, furthermore, one comes upon the order and the interpretation of life which arise from life itself: that is, those which grow up in the individuals themselves, which are to be discerned in their thoughts, their consciousness, and in a more concealed form in their words and actions. For there is always going on within us a process of formulation and interpretation whose subject matter is our own self. We are constantly endeavoring to give meaning and order to our lives in the past, the present, and the future, to our surroundings, the world in which we live; with the result that our lives appear in our own conception as total entities—which to be sure are always changing, more or less radically, more or less rapidly, depending on the extent to which we are obliged, inclined, and able to assimilate the onrush of new experience. These are the forms of order and interpretation which the modern writers here under discussion attempt to grasp in the random moment—not one order and one interpretation, but many, which may either be those of different persons or of the same person at different times; so that overlapping, complementing, and contradiction yield something that we might call a synthesized cosmic view or at least a challenge to the reader’s will to interpretive synthesis.
Here we have returned once again to the reflection of multiple consciousnesses. It is easy to understand that such a technique had to develop gradually and that it did so precisely during the decades of the first World War period and after. The widening of man’s horizon, and the increase of his experiences, knowledge, ideas, and possible forms of existence, which began in the sixteenth century, continued through the nineteenth at an ever faster tempo—with such a tremendous acceleration since the beginning of the twentieth that synthetic and objective attempts at interpretation are produced and demolished every instant. The tremendous tempo of the changes proved the more confusing because they could not be surveyed as a whole. They occurred simultaneously in many separate departments of science, technology, and economics, with the result that no one—not even those who were leaders in the separate departments—could foresee or evaluate the resulting overall situations. Furthermore, the changes did not produce the same effects in all places, so that the differences of attainment between
the various social strata of one and the same people and between different peoples came to be—if not greater—at least more noticeable. The spread of publicity and the crowding of mankind on a shrinking globe sharpened awareness of the differences in ways of life and attitudes, and mobilized the interests and forms of existence which the new changes either furthered or threatened. In all parts of the world crises of adjustment arose; they increased in number and coalesced. They led to the upheavals which we have not weathered yet. In Europe this violent clash of the most heterogeneous ways of life and kinds of endeavor undermined not only those religious, philosophical, ethical, and economic principles which were part of the traditional heritage and which, despite many earlier shocks, had maintained their position of authority through slow adaptation and transformation; nor yet only the ideas of the Enlightenment, the ideas of democracy and liberalism which had been revolutionary in the eighteenth century and were still so during the first half of the nineteenth; it undermined even the new revolutionary forces of socialism, whose origins did not go back beyond the heyday of the capitalist system. These forces threatened to split up and disintegrate. They lost their unity and clear definition through the formation of numerous mutually hostile groups, through strange alliances which some of these groups effected with non-socialist ideologies, through the capitulation of most of them during the first World War, and finally through the propensity on the part of many of their most radical advocates for changing over into the camp of their most extreme enemies. Otherwise too there was an increasingly strong factionalism—at times crystallizing around important poets, philosophers, and scholars, but in the majority of cases pseudo-scientific, syncretistic, and primitive. The temptation to entrust oneself to a sect which solved all problems with a single formula, whose power of suggestion imposed solidarity, and which ostracized everything which would not fit in and submit—this temptation was so great that, with many people, fascism hardly had to employ force when the time came for it to spread through the countries of old European culture, absorbing the smaller sects.
As recently as the nineteenth century, and even at the beginning of the twentieth, so much clearly formulable and recognized community of thought and feeling remained in those countries that a writer engaged in representing reality had reliable criteria at hand by which to organize it. At least, within the range of contemporary movements, he could discern certain specific trends; he could delimit opposing attitudes
and ways of life with a certain degree of clarity. To be sure, this had long since begun to grow increasingly difficult. Flaubert (to confine ourselves to realistic writers) already suffered from the lack of valid foundations for his work; and the subsequent increasing predilection for ruthlessly subjectivistic perspectives is another symptom. At the time of the first World War and after—in a Europe unsure of itself, overflowing with unsettled ideologies and ways of life, and pregnant with disaster—certain writers distinguished by instinct and insight find a method which dissolves reality into multiple and multivalent reflections of consciousness. That this method should have been developed at this time is not hard to understand.
But the method is not only a symptom of the confusion and helplessness, not only a mirror of the decline of our world. There is, to be sure, a good deal to be said for such a view. There is in all these works a certain atmosphere of universal doom: especially in
Ulysses
, with its mocking
odi-et-amo
hodgepodge of the European tradition, with its blatant and painful cynicism, and its uninterpretable symbolism—for even the most painstaking analysis can hardly emerge with anything more than an appreciation of the multiple enmeshment of the motifs but with nothing of the purpose and meaning of the work itself. And most of the other novels which employ multiple reflection of consciousness also leave the reader with an impression of hopelessness. There is often something confusing, something hazy about them, something hostile to the reality which they represent. We not infrequently find a turning away from the practical will to live, or delight in portraying it under its most brutal forms. There is hatred of culture and civilization, brought out by means of the subtlest stylistic devices which culture and civilization have developed, and often a radical and fanatical urge to destroy. Common to almost all of these novels is haziness, vague indefinability of meaning: precisely the kind of uninterpretable symbolism which is also to be encountered in other forms of art of the same period.
But something entirely different takes place here too. Let us turn again to the text which was our starting-point. It breathes an air of vague and hopeless sadness. We never come to learn what Mrs. Ramsay’s situation really is. Only the sadness, the vanity of her beauty and vital force emerge from the depths of secrecy. Even when we have read the whole novel, the meaning of the relationship between the planned trip to the lighthouse and the actual trip many years later remains unexpressed, enigmatic, only dimly to be conjectured, as does the content
of Lily Briscoe’s concluding vision which enables her to finish her painting with one stroke of the brush. It is one of the few books of this type which are filled with good and genuine love but also, in its feminine way, with irony, amorphous sadness, and doubt of life. Yet what realistic depth is achieved in every individual occurrence, for example the measuring of the stocking! Aspects of the occurrence come to the fore, and links to other occurrences, which, before this time, had hardly been sensed, which had never been clearly seen and attended to, and yet they are determining factors in our real lives. What takes place here in Virginia Woolf’s novel is precisely what was attempted everywhere in works of this kind (although not everywhere with the same insight and mastery)—that is, to put the emphasis on the random occurrence, to exploit it not in the service of a planned continuity of action but in itself. And in the process something new and elemental appeared: nothing less than the wealth of reality and depth of life in every moment to which we surrender ourselves without prejudice. To be sure, what happens in that moment—be it outer or inner processes—concerns in a very personal way the individuals who live in it, but it also (and for that very reason) concerns the elementary things which men in general have in common. It is precisely the random moment which is comparatively independent of the controversial and unstable orders over which men fight and despair; it passes unaffected by them, as daily life. The more it is exploited, the more the elementary things which our lives have in common come to light. The more numerous, varied, and simple the people are who appear as subjects of such random moments, the more effectively must what they have in common shine forth. In this unprejudiced and exploratory type of representation we cannot but see to what an extent—below the surface conflicts—the differences between men’s ways of life and forms of thought have already lessened. The strata of societies and their different ways of life have become inextricably mingled. There are no longer even exotic peoples. A century ago (in Mérimée for example), Corsicans or Spaniards were still exotic; today the term would be quite unsuitable for Pearl Buck’s Chinese peasants. Beneath the conflicts, and also through them, an economic and cultural leveling process is taking place. It is still a long way to a common life of mankind on earth, but the goal begins to be visible. And it is most concretely visible now in the unprejudiced, precise, interior and exterior representation of the random moment in the lives of different people. So the complicated process of dissolution which led to fragmentation of the exterior action,
to reflection of consciousness, and to stratification of time seems to be tending toward a very simple solution. Perhaps it will be too simple to please those who, despite all its dangers and catastrophes, admire and love our epoch for the sake of its abundance of life and the incomparable historical vantage point which it affords. But they are few in number, and probably they will not live to see much more than the first forewarnings of the approaching unification and simplification.