Superintelligence: Paths, Dangers, Strategies (26 page)

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Authors: Nick Bostrom

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How about in multipolar scenarios, wherein several agencies emerge post-transition with comparable levels of capability? Unless the default trajectory is one with a slow takeoff, achieving such a power distribution may require a carefully orchestrated ascent wherein different projects are deliberately synchronized to prevent any one of them from ever pulling ahead of the pack.
9
Even if a multipolar outcome does result, social integration is not a perfect solution. By relying on social integration to solve the control problem, the principal risks sacrificing a large portion of her potential influence. Although a balance of power might prevent a particular AI from taking over the world, that AI will still have
some
power to affect outcomes; and if that power is used to promote some arbitrary final goal—maximizing paperclip production—it is probably not being used to advance the interests of the principal. Imagine our billionaire endowing a new foundation and allowing its mission to be set by a random word generator: not a species-level threat, but surely a wasted opportunity.

A related but importantly different idea is that an AI, by interacting freely in society, would acquire new human-friendly final goals. Some such process of socialization takes place in us humans. We internalize norms and ideologies, and we come to value other individuals for their own sakes in consequence of our experiences with them. But this is not a universal dynamic present in all intelligent systems. As discussed earlier, many types of agent in many situations will have convergent instrumental reasons
not
to permit changes in their final goals. (One might consider trying to design a special kind of goal system that can acquire final goals in the manner that humans do; but this would not count as a capability control method. We will discuss some possible methods of value acquisition in
Chapter 12
.)

Capability control through social integration and balance of power relies upon diffuse social forces rewarding and penalizing the AI. Another type of incentive method would involve creating a setup wherein the AI can be rewarded and penalized by the project that creates it, and thereby incentivized to act in the interests of the principal. To achieve this, the AI would be placed in a surveillance context that allows its behavior to be monitored and evaluated, either manually or by some automated process. The AI would know that a positive evaluation would bring about some outcome it desires and that a negative evaluation would fail to do so. Theoretically, the reward could be the fulfillment of some convergent instrumental goal. Without knowing anything specific about the AI’s motivation system, however, it might be difficult to calibrate the reward mechanism. For example, we could end up with an AI that would be willing to take extreme risks for the sake of a small chance of eventually obtaining control of a large share of the universe. It could be expensive to offer the AI a higher expected utility as reward for cooperation than the AI could hope to achieve by defecting and trying to escape.
10

A better alternative might be to combine the incentive method with the use of motivation selection to give the AI a final goal that makes it easier to control. Suppose that an AI were designed to have as its final goal that a particular
red button inside a command bunker never be pressed. Since the pressing of the button is disvalued intrinsically and not because of its causal consequences, the button could be completely inert: it could be made of Play-Doh. Furthermore, it is irrelevant whether the AI can ever know whether the button had been pressed. What is essential is that the AI believes that the button will more likely remain unpressed if the AI continuously acts in the principal’s interest than if it rebels.

Refinements to this setup are possible. Instead of trying to endow an AI with a final goal that refers to a physical button, one could build an AI that places final value on receiving a stream of “cryptographic reward tokens.”
11
These would be sequences of numbers serving as keys to ciphers that would have been generated before the AI was created and that would have been built into its motivation system.
12
These special number sequences would be extremely desirable to the AI, constituting a special kind of reward token that the AI could not attain though wireheading.
13
The keys would be stored in a secure location where they could be quickly destroyed if the AI ever made an attempt to seize them. So long as the AI cooperates, the keys are doled out at a steady rate.

The AI could then be given a bounded utility function, and matters could be arranged so that the AI would get (for instance) 99% of its maximum utility from the first reward token; 99% of its remaining utility potential from the second reward token; and so on. By keeping the “discount rate” high, and by transmitting reward tokens to the AI at a reasonably high rate, one would dissuade the AI from attempting to carry out long-term plans that would increase the expected number of reward tokens in the distal future at the expense of some risk that its reward stream will be cut short or that the next reward token will be cancelled and destroyed. If the AI always believes that defecting (i.e. doing anything other than its best to look after the principal’s interests) would incur at least a 2% risk of forfeiting the next reward token, whereas cooperating would reduce the risk of forfeiting the next reward token to below 1%, then a utility-maximizing AI would always cooperate.

What might go wrong with such an incentive scheme? One possibility is that the AI will not trust the human operator to deliver the promised rewards. The track record of human reliability is something other than a straight line of unerring perfection. The AI would reasonably worry that the operator will change his mind, or raise the performance bar, or fail to recognize that the AI has done its part. The AI would also worry about the operator becoming incapacitated. The combined risk of such failures might exceed the risk of attempting to seize control of the reward mechanism. Even a boxed AI possessing the panoply of superpowers is a strong force. (For an AI that is
not
boxed to begin with, hijacking the human-governed reward mechanism may be like taking candy from a baby.)

Another problem with the incentive scheme is that it presupposes that we can tell whether the outcomes produced by the AI are in our interest. As later chapters will elaborate, this presupposition is not innocuous.

A full assessment of the feasibility of incentive methods would also have to take into account a range of other factors, including some esoteric considerations that
might conceivably make such methods more viable than a preliminary analysis would suggest. In particular, the AI may face ineliminable indexical uncertainty if it could not be sure that it does not inhabit a computer simulation (as opposed to “basement-level,” non-simulated physical reality), and this epistemic predicament may radically influence the AI’s deliberations (see
Box 8
).

Box 8 Anthropic capture
 

The AI might assign a substantial probability to its simulation hypothesis, the hypothesis that it is living in a computer simulation. Even today, many AIs inhabit simulated worlds—worlds consisting of geometric line drawings, texts, chess games, or simple virtual realities, and in which the laws of physics deviate sharply from the laws of physics that we believe govern the world of our own experience. Richer and more complicated virtual worlds will become feasible with improvements in programming techniques and computing power. A mature superintelligence could create virtual worlds that appear to its inhabitants much the same as our world appears to us. It might create vast numbers of such worlds, running the same simulation many times or with small variations. The inhabitants would not necessarily be able to tell whether their world is simulated or not; but if they are intelligent enough they could consider the possibility and assign it some probability. In light of the simulation argument (a full discussion of which is beyond the scope of this book) that probability could be substantial.
14

This predicament especially afflicts relatively early-stage superintelligences, ones that have not yet expanded to take advantage of the cosmic endowment. An early-stage superintelligence, which uses only a small fraction of the resources of a single planet, would be much less expensive to simulate than a mature intergalactic superintelligence. Potential simulators—that is, other more mature civilizations—would be able to run great numbers of simulations of such early-stage AIs even by dedicating a minute fraction of their computational resources to that purpose. If at least some (non-trivial fraction) of these mature superintelligent civilizations choose to use this ability, early-stage AIs should assign a substantial probability to being in a simulation.

How an AI would be affected by the simulation hypothesis depends on its values.
15
Consider first an AI that has a “resource-insatiable” final goal, such as the goal of maximizing a utility function that is linear in the number of paperclips caused by the AI to exist—twice as many paperclips, twice as good. Such an AI might care less about the simulation hypothesis, on grounds that its ability to influence how many paperclips are produced looks much more limited if the AI is in a simulation than if it is in basement-level physical reality. The AI might accordingly behave much
as if
it were certain that the simulation hypothesis is false, even if it assigned a fairly high probability to the simulation hypothesis being true.
16
The AI would reason that it does not much matter how it acts if the simulation
hypothesis is true, whereas its actions make a great difference if the hypothesis is false; so it would select actions mainly by reference to how good they are conditional on the simulation hypothesis being false.

By contrast, consider an AI that has a more modest final goal, one that could be satisfied with a small amount of resources, such as the goal of receiving some pre-produced cryptographic reward tokens, or the goal of causing the existence of forty-five virtual paperclips. Such an AI should
not
discount those possible worlds in which it inhabits a simulation. A substantial portion of the AI’s total expected utility might derive from those possible worlds. The decision-making of an AI with goals that are easily resource-satiable may therefore—if it assigns a high probability to the simulation hypothesis—be dominated by considerations about which actions would produce the best result if its perceived world is a simulation. Such an AI (even if it is, in fact, not in a simulation) might therefore be heavily influenced by its beliefs about which behaviors would be rewarded in a simulation.

In particular, if an AI with resource-satiable final goals believes that in most simulated worlds that match its observations it will be rewarded if it cooperates (but not if it attempts to escape its box or contravene the interests of its creator) then it may choose to cooperate. We could therefore find that even an AI with a decisive strategic advantage, one that could in fact realize its final goals to a greater extent by taking over the world than by refraining from doing so, would nevertheless balk at doing so.

Thus Conscience does make Cowards of us all,

And thus the Native hue of Resolution

Is sicklied o’er, with the pale cast of Thought,

And enterprises of great pith and moment,

With this regard their Currents turn away,

And lose the name of Action.

(Shakespeare,
Hamlet
, Act iii. Sc. 1)

A mere line in the sand, backed by the clout of a nonexistent simulator, could prove a stronger restraint than a two-foot-thick solid steel door.
17

 
Stunting
 

Another possible capability control method is to limit the system’s intellectual faculties or its access to information. This might be done by running the AI on hardware that is slow or short on memory. In the case of a boxed system, information inflow could also be restricted.

Stunting an AI in these ways would limit its usefulness. The method thus faces a dilemma: too little stunting, and the AI might have the wit to figure
out some way to make itself more intelligent (and thence to world domination); too much, and the AI is just another piece of dumb software. A radically stunted AI is certainly safe but does not solve the problem of how to achieve a controlled detonation: an intelligence explosion would remain possible and would simply be triggered by some other system instead, perhaps at a slightly later date.

One might think it would be safe to build a superintelligence provided it is only given data about some narrow domain of facts. For example, one might build an AI that lacks sensors and that has preloaded into its memory only facts about petroleum engineering or peptide chemistry. But if the AI is superintelligent—if it is has a superhuman level of
general
intelligence—such data deprivation does not guarantee safety.

There are several reasons for this. First, the notion of information being “about” a certain topic is generally problematic. Any piece of information can in principle be relevant to any topic whatsoever, depending on the background information of a reasoner.
18
Furthermore, a given data set contains information not only about the domain from which the data was collected but also about various circumstantial facts. A shrewd mind looking over a knowledge base that is nominally about peptide chemistry might infer things about a wide range of topics. The fact that certain information is included and other information is not could tell an AI something about the state of human science, the methods and instruments available to study peptides, the fabrication technologies used to make these instruments, and the nature of the brains and societies that conceived the studies and the instruments. It might be that a
superintelligence
could correctly surmise a great deal from what seem, to dull-witted human minds, meager scraps of evidence. Even without any designated knowledge base at all, a sufficiently superior mind might be able to learn much by simply introspecting on the workings of its own psyche—the design choices reflected in its source code, the physical characteristics of its circuitry.
19
Perhaps a superintelligence could even deduce much about the likely properties of the world
a priori
(combining logical inference with a probability prior biased toward simpler worlds, and a few elementary facts implied by the superintelligence’s existence as a reasoning system). It might imagine the consequences of different possible laws of physics: what kind of planets would form, what kind of intelligent life would evolve, what kind of societies would develop, what kind of methods to solve the control problem would be attempted, how those methods could be defeated.
20

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