Macartney’s abortive opening to China perfectly symbolized the shift of global power from East to West that had taken place since 1500. The Middle Kingdom, once the mother of inventions, was now the mediocre kingdom, wilfully hostile to other people’s innovations. That ingenious Chinese creation, the clock, had come home, but in its modified and improved European form, with ever more accurate mechanisms composed of springs and cogs. Today there is an entire room in the Forbidden City given over to a vast imperial collection of timekeeping machines. Unlike the dismissive Qianlong Emperor, his predecessors had obsessively collected clocks. Nearly all were made in Europe, or by European craftsmen based in China.
The West’s ascendancy was confirmed in June 1842, when Royal Naval gunboats sailed up the Yangzi to the Grand Canal in retaliation for the destruction of opium stocks by a zealous Chinese official. China had to pay an indemnity of 21 million silver dollars, open five ports to British trade and cede the island of Hong Kong. It was ironic but appropriate that this first of the so-called ‘Unequal Treaties’ was signed in Nanjing, at the Jinghai Temple – originally built in honour of Admiral Zheng He and Tianfei, the Goddess of the Sea, who had watched over him and his fleet more than four centuries before.
They are building ships again in China – vast ships capable of circumnavigating the globe, leaving with containers full of Chinese manufactures and bringing back the raw materials necessary to feed the country’s insatiably growing industrial economy. When I visited the biggest shipyard in Shanghai in June 2010, I was staggered by the sheer size of the vessels under construction. The scene made the Glasgow docks of my boyhood pale into insignificance. In the factories of Wenzhou, workers churn out suits by the hundred thousand and plastic pens by the million. And the waters of the Yangzi are constantly churned by countless barges piled high with coal, cement and ore. Competition, companies, markets, trade – these are things that China once turned its back on. Not any more. Today, Admiral Zheng He, the personification of Chinese expansionism and for so long forgotten, is a hero in China. In the words of the greatest economic reformer of the post-Mao era, Deng Xiaoping:
No country that wishes to become developed today can pursue closed-door policies. We have tasted this bitter experience and our ancestors have tasted it. In the early Ming Dynasty in the reign of Yongle when Zheng He sailed the Western Ocean, our country was open. After Yongle died the dynasty went into decline. China was invaded. Counting from the middle of the Ming Dynasty to the Opium Wars, through 300 years of isolation China was made poor, and became backward and mired in darkness and ignorance. No open door is not an option.
It is a plausible reading of history (and one remarkably close to Adam Smith’s).
Thirty years ago, if you had predicted that within half a century
China’s would be the world’s biggest economy, you would have been dismissed as a fantasist. But if back in 1420 you had predicted that Western Europe would one day be producing more than the whole of Asia, and that within 500 years the average Briton would be nine times richer than the average Chinese, you would have been regarded as no more realistic. Such was the dynamic effect of competition in Western Europe – and the retarding effect of political monopoly in East Asia.
I feigned a mighty interest in science; and, by dint of pretending, soon became really attached to it. I ceased to be a man of affairs … I resolved to leave my native land, and my withdrawal from court supplied a plausible excuse. I waited on the king; I emphasized the great desire I had to acquaint myself with the sciences of the West, and hinted that my travels might even be of service to him.
Montesquieu
It would be of some use to explain how the sandy country of Brandenburg came to wield such power that greater efforts have been marshalled against it than were ever mustered against Louis XIV.
Voltaire
Since the eruption of Islam from the Arabian deserts in the seventh century, there have been repeated clashes between West and East. The followers of Muhammad waged jihad against the followers of Jesus Christ, and the Christians returned the compliment with crusades to the Holy Land – nine in all between 1095 and 1272 – and the reconquest of Spain and Portugal. For most of the past 300 years, give or take the odd temporary setback, the West has consistently won this clash of civilizations. One of the main reasons for this has been the
superiority of Western science. This advantage, however, did not always exist.
1
It was not only religious fervour that enabled the successors of the Prophet Muhammad to establish a caliphate which, by the middle of the eighth century, extended from Spain, right across North Africa, through its Arabian heartland, north through Syria and into the Caucasus, then eastwards across Persia and into Afghanistan – all the way from Toledo to Kabul. The Abbasid caliphate was at the cutting edge of science. In the Bayt al-Hikma (House of Wisdom) founded in ninth-century Baghdad by Caliph Harun al-Rashid, Greek texts by Aristotle and other authors were translated into Arabic. The caliphate also produced what some regard as the first true hospitals, such as the
bimaristan
established at Damascus by Caliph al-Waleed bin Abdel Malek in 707, which was designed to cure rather than merely house the sick. It was home to what some regard as the first true institution of higher education, the University of Al-Karaouine founded in Fez in 859. Building on Greek and especially Indian foundations, Muslim mathematicians established algebra (from the Arabic
al-jabr
, meaning ‘restoration’) as a discipline distinct from arithmetic and geometry. The first algebraic textbook was
The Compendious Book on Calculation by Completion and Balancing
(
Hisab al-Jabr W’al-Musqabalah
), written in Arabic by the Persian scholar Muhammad ibn Mūsā al-Khwārizmī in around 820. The first truly experimental scientist was a Muslim: Abū ‘Alī al-H˙asan ibn al-H˙asan ibn al-Haytham (965–
c
. 1039), whose seven-volume
Book of Optics
overthrew a host of ancient misconceptions, notably the idea that we are able to see objects because our eyes emit light. It was Ibn al-Haytham who first appreciated why a projectile was more likely to penetrate a wall if it struck it at right angles, who first discerned that the stars were not solid bodies, and who built the first camera obscura – the pinhole camera that is still used today to introduce schoolchildren to the science of optics. His studies were carried forward by the work of the late thirteenth-century Persian scholar Kamal al-Din al-Farisi on rainbows.
2
The West owes a debt to the medieval Muslim world, for both its custodianship of classical wisdom and its generation of new knowledge in cartography, medicine and philosophy as well as in mathematics and
optics. The English thinker Roger Bacon acknowledged it: ‘Philosophy is drawn from the Muslims.’
3
So how did the Muslim world come to fall behind the West in the realm of science? And how exactly did a scientific revolution help Western civilization take over the world, militarily as well as academically? To answer those questions, we must travel back more than three centuries, to the last time an Islamic empire seriously menaced the security of the West.
The year was 1683 and once again – just as had happened in 1529 – an Ottoman army was at the gates of Vienna. At its head was Kara Mustafa Köprülü, Grand Vizier to Sultan Mehmed IV.
An Anatolian dynasty established in the ruins of the Byzantine Empire, the Ottomans had been the standard bearers of Islam since their conquest of Constantinople in 1453. Their empire did not have the great eastward sweep of the Abbasid caliphate,
*
but it had succeeded in spreading Islam into hitherto Christian territory – not only the old Byzantine realms on either side of the Black Sea Straits, but also Bulgaria, Serbia and Hungary. Belgrade had fallen to the Ottomans in 1521, Buda in 1541. Ottoman naval power had also brought Rhodes to its knees (1522). Vienna might have survived (as did Malta) but, having also extended Ottoman rule from Baghdad to Basra, from Van in the Caucasus to Aden at the mouth of the Red Sea, and along the Barbary Coast from Algiers to Tripoli, Suleiman the Magnificent (1520–66) could legitimately claim: ‘I am the Sultan of Sultans, the Sovereign of Sovereigns, the distributor of crowns to the monarchs of the globe, the shadow of God upon Earth …’
†
The mosque in Istan
bul that bears his name is an enduring vindication of his claim to greatness. Less well known is the fact that Suleiman also built a medical school (the Dâruttib or Süleymaniye Tip Medresesi).
4
A law-maker and a gifted poet, Suleiman combined religious power, political power and economic power (including the setting of prices). In his eyes, the mighty Holy Roman Emperor Charles V was merely ‘the King of Vienna’,
5
and Portugal’s merchant adventurers were no better than pirates. With Suleiman on the throne, it was far from inconceivable that the Ottomans would rise to the Portuguese challenge in the Indian Ocean and defeat it.
6
In the eyes of the late sixteenth-century envoy Ogier Ghiselin de Busbecq, the contrast between the Habsburg and Ottoman empires was alarming in the extreme:
It makes me shudder to think of what the result of a struggle between such different systems must be; one of us must prevail and the other be destroyed, at any rate we cannot both exist in safety. On their side is the vast wealth of their empire, unimpaired resources, experience and practice in arms, a veteran soldiery, an uninterrupted series of victories, readiness to endure hardships, union, order, discipline, thrift and watchfulness. On ours are found an empty exchequer, luxurious habits, exhausted resources, broken spirits, a raw and insubordinate soldiery, and greedy quarrels; there is no regard for discipline, license runs riot, the men indulge in drunkenness and debauchery, and worst of all, the enemy are accustomed to victory, we to defeat. Can we doubt what the result must be?
7
The seventeenth century saw further Ottoman gains: Crete was conquered in 1669. The Sultan’s reach extended even into the Western Ukraine. As a naval power, too, the Ottomans remained formidable.
8
The events of 1683 were therefore long dreaded in the West. In vain did
Holy Roman Emperor Leopold I
*
cling to the peace that had been signed at Vasvár in 1664.
9
In vain did he tell himself that Louis XIV was the more serious threat.
In the summer of 1682 the Sultan made his first move, acknowledging the Magyar rebel Imre Thököly as king of Hungary in return for his recognition of Ottoman suzerainty (overlordship). In the course of the following winter an immense force was assembled at Adrianople and then deployed to Belgrade. By June 1683 the Turks had entered Habsburg territory. By the beginning of July they had taken Győr. In Vienna, meanwhile, Leopold dithered. The city’s defences were woefully inadequate and the City Guard had been decimated by a recent outbreak of plague. The rusty Habsburg forces under Charles of Lorraine seemed unable to halt the Ottoman advance. False hope was furnished by Leopold’s envoy in Istanbul, who assured him that the Turkish force was ‘mediocre’.
10
On 13 July 1683 this supposedly mediocre force – a 60,000-strong Ottoman army of Janissaries and
sipahi
cavalry, supported by 80,000 Balkan auxiliaries and a force of fearsome Tatars – reached the gates of Vienna. In overall command was Grand Vizier Kara Mustafa Köprülü, whose nickname Kara – ‘the black’ – referred as much to his character as to his complexion. This was a man who, after capturing a Polish city in 1674, had flayed his prisoners alive. Having pitched his camp 450 paces from the city walls, Kara Mustafa presented the defenders with a choice:
Accept Islam, and live in peace under the Sultan! Or deliver up the fortress, and live in peace under the Sultan as Christians; and if any man prefer, let him depart peaceably, taking his goods with him! But if you insist [on resisting], then death or spoliation or slavery shall be the fate of you all!
11
As the Muslim conquerors of Byzantium confronted the Christian heirs of Rome, bells rang out across Central Europe, summoning the faithful to pray for divine intercession. The graffiti on the walls of St Stephen’s Cathedral give a flavour of the mood in Vienna: ‘Muhammad, you dog, go home!’ That, however, was the limit of Leopold’s defiance. Though the idea of flight affronted his ‘sense of dignity’, he was persuaded to slip away to safety.
The Ottoman encampment was itself a statement of self-confidence. Kara Mustafa had a garden planted in front of his own palatial tent.
12
The message was clear: the Turks had time to starve the Viennese into surrender if necessary. Strange and threatening music swept from the camp across the city walls as the Ottomans beat their immense
kös
drums. The noise also served to cover the sounds of shovels as the Turks dug tunnels and covered trenches. The detonation of a huge mine on 25 July successfully breached the city palisades, the first line of defence. Another massive explosion cleared a way to the Austrians’ entrenchment at the ravelin, a triangular free-standing outer fortification. On 4 September the Turks nearly overwhelmed the defenders of the central fort itself.